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PRINTER'S NO. 60
THE GENERAL ASSEMBLY OF PENNSYLVANIA
SENATE BILL
No.
67
Session of
2019
INTRODUCED BY J. WARD, BOSCOLA, PHILLIPS-HILL, BLAKE, FONTANA,
GORDNER, ARGALL, MARTIN, YAW, BARTOLOTTA, LAUGHLIN, MENSCH,
ALLOWAY AND BAKER, JANUARY 24, 2019
REFERRED TO CONSUMER PROTECTION AND PROFESSIONAL LICENSURE,
JANUARY 24, 2019
AN ACT
Authorizing the Commonwealth of Pennsylvania to join the
Psychology Interjurisdictional Compact; providing for the
form of the compact; imposing additional powers and duties on
the Governor, the Secretary of the Commonwealth and the
Compact.
The General Assembly of the Commonwealth of Pennsylvania
hereby enacts as follows:
Section 1. Short title.
This act shall be known and may be cited as the Psychology
Interjurisdictional Compact Act.
Section 2. Authority to execute compact.
The Governor of Pennsylvania, on behalf of this State, is
hereby authorized to execute a compact in substantially the
following form with any one or more of the states of the United
States and the General Assembly hereby signifies in advance its
approval and ratification of the compact:
ARTICLE I
PURPOSE
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Whereas, states license psychologists, in order to protect
the public through verification of education, training and
experience and ensure accountability for professional practice;
and
Whereas, this Compact is intended to regulate the day to day
practice of telepsychology (i.e. the provision of psychological
services using telecommunication technologies) by psychologists
across state boundaries in the performance of their
psychological practice as assigned by an appropriate authority;
and
Whereas, this Compact is intended to regulate the temporary
in-person, face-to-face practice of psychology by psychologists
across state boundaries for 30 days within a calendar year in
the performance of their psychological practice as assigned by
an appropriate authority;
Whereas, this Compact is intended to authorize State
Psychology Regulatory Authorities to afford legal recognition,
in a manner consistent with the terms of the Compact, to
psychologists licensed in another state;
Whereas, this Compact recognizes that states have a vested
interest in protecting the public's health and safety through
their licensing and regulation of psychologists and that such
state regulation will best protect public health and safety;
Whereas, this Compact does not apply when a psychologist is
licensed in both the Home and Receiving States; and
Whereas, this Compact does not apply to permanent in-person,
face-to-face practice, it does allow for authorization of
temporary psychological practice.
Consistent with these principles, this Compact is designed to
achieve the following purposes and objectives:
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1. Increase public access to professional psychological
services by allowing for telepsychological practice
across state lines as well as temporary in-person,
face-to-face services into a state which the
psychologist is not licensed to practice psychology;
2. Enhance the states' ability to protect the public's
health and safety, especially client/patient safety;
3. Encourage the cooperation of Compact States in the
areas of psychology licensure and regulation;
4. Facilitate the exchange of information between
Compact States regarding psychologist licensure,
adverse actions and disciplinary history;
5. Promote compliance with the laws governing
psychological practice in each Compact State; and
6. Invest all Compact States with the authority to hold
licensed psychologists accountable through the mutual
recognition of Compact State licenses.
ARTICLE II
DEFINITIONS
A. "Adverse Action" means: Any action taken by a State
Psychology Regulatory Authority which finds a violation
of a statute or regulation that is identified by the
State Psychology Regulatory Authority as discipline and
is a matter of public record.
B. "Association of State and Provincial Psychology Boards
(ASPPB)" means: the recognized membership organization
composed of State and Provincial Psychology Regulatory
Authorities responsible for the licensure and
registration of psychologists throughout the United
States and Canada.
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C. "Authority to Practice Interjurisdictional
Telepsychology" means: a licensed psychologist's
authority to practice telepsychology, within the limits
authorized under this Compact, in another Compact State.
D. "Bylaws" means: those Bylaws established by the
Psychology Interjurisdictional Compact Commission
pursuant to Article X for its governance, or for
directing and controlling its actions and conduct.
E. "Client/Patient" means: the recipient of psychological
services, whether psychological services are delivered in
the context of healthcare, corporate, supervision, and/or
consulting services.
F. "Commissioner" means: the voting representative appointed
by each State Psychology Regulatory Authority pursuant to
Article X.
G. "Compact State" means: a state, the District of Columbia,
or United States territory that has enacted this Compact
legislation and which has not withdrawn pursuant to
Article XIII, Section C or been terminated pursuant to
Article XII, Section B.
H. "Coordinated Licensure Information System" also referred
to as "Coordinated Database" means: an integrated process
for collecting, storing, and sharing information on
psychologists' licensure and enforcement activities
related to psychology licensure laws, which is
administered by the recognized membership organization
composed of State and Provincial Psychology Regulatory
Authorities.
I. "Confidentiality" means: the principle that data or
information is not made available or disclosed to
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unauthorized persons and/or processes.
J. "Day" means: any part of a day in which psychological
work is performed.
K. "Distant State" means: the Compact State where a
psychologist is physically present (not through the use
of telecommunications technologies), to provide temporary
in-person, face-to-face psychological services.
L. "E.Passport" means: a certificate issued by the
Association of State and Provincial Psychology Boards
(ASPPB) that promotes the standardization in the criteria
of interjurisdictional telepsychology practice and
facilitates the process for licensed psychologists to
provide telepsychological services across state lines.
M. "Executive Board" means: a group of directors elected or
appointed to act on behalf of, and within the powers
granted to them by, the Commission.
N. "Home State" means: a Compact State where a psychologist
is licensed to practice psychology. If the psychologist
is licensed in more than one Compact State and is
practicing under the Authorization to Practice
Interjurisdictional Telepsychology, the Home State is the
Compact State where the psychologist is physically
present when the telepsychological services are
delivered. If the psychologist is licensed in more than
one Compact State and is practicing under the Temporary
Authorization to Practice, the Home State is any Compact
State where the psychologist is licensed.
O. "Identity History Summary" means: a summary of
information retained by the FBI, or other designee with
similar authority, in connection with arrests and, in
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some instances, federal employment, naturalization, or
military service.
P. "In-Person, Face-to-Face" means: interactions in which
the psychologist and the client/patient are in the same
physical space and which does not include interactions
that may occur through the use of telecommunication
technologies.
Q. "Interjurisdictional Practice Certificate (IPC)" means: a
certificate issued by the Association of State and
Provincial Psychology Boards (ASPPB) that grants
temporary authority to practice based on notification to
the State Psychology Regulatory Authority of intention to
practice temporarily, and verification of one's
qualifications for such practice.
R. "License" means: authorization by a State Psychology
Regulatory Authority to engage in the independent
practice of psychology, which would be unlawful without
the authorization.
S. "Non-Compact State" means: any State which is not at the
time a Compact State.
T. "Psychologist" means: an individual licensed for the
independent practice of psychology.
U. "Psychology Interjurisdictional Compact Commission" also
referred to as "Commission" means: the national
administration of which all Compact States are members.
V. "Receiving State" means: a Compact State where the
client/patient is physically located when the
telepsychological services are delivered.
W. "Rule" means: a written statement by the Psychology
Interjurisdictional Compact Commission promulgated
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pursuant to Article XI of the Compact that is of general
applicability, implements, interprets, or prescribes a
policy or provision of the Compact, or an organizational,
procedural, or practice requirement of the Commission and
has the force and effect of statutory law in a Compact
State, and includes the amendment, repeal or suspension
of an existing rule.
X. "Significant Investigatory Information" means:
1. investigative information that a State Psychology
Regulatory Authority, after a preliminary inquiry
that includes notification and an opportunity to
respond if required by state law, has reason to
believe, if proven true, would indicate more than a
violation of state statute or ethics code that would
be considered more substantial than minor infraction;
or
2. investigative information that indicates that the
psychologist represents an immediate threat to public
health and safety regardless of whether the
psychologist has been notified and/or had an
opportunity to respond.
Y. "State" means: a state, commonwealth, territory, or
possession of the United States, the District of
Columbia.
Z. "State Psychology Regulatory Authority" means: the Board,
office or other agency with the legislative mandate to
license and regulate the practice of psychology.
AA. "Telepsychology" means: the provision of psychological
services using telecommunication technologies.
BB. "Temporary Authorization to Practice" means: a licensed
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psychologist's authority to conduct temporary in-person,
face-to-face practice, within the limits authorized under
this Compact, in another Compact State.
CC. "Temporary In-Person, Face-to-Face Practice" means:
where a psychologist is physically present (not through
the use of telecommunications technologies), in the
Distant State to provide for the practice of psychology
for 30 days within a calendar year and based on
notification to the Distant State.
ARTICLE III
HOME STATE LICENSURE
A. The Home State shall be a Compact State where a
psychologist is licensed to practice psychology.
B. A psychologist may hold one or more Compact State
licenses at a time. If the psychologist is licensed in
more than one Compact State, the Home State is the
Compact State where the psychologist is physically
present when the services are delivered as authorized by
the Authority to Practice Interjurisdictional
Telepsychology under the terms of this Compact.
C. Any Compact State may require a psychologist not
previously licensed in a Compact State to obtain and
retain a license to be authorized to practice in the
Compact State under circumstances not authorized by the
Authority to Practice Interjurisdictional Telepsychology
under the terms of this Compact.
D. Any Compact State may require a psychologist to obtain
and retain a license to be authorized to practice in a
Compact State under circumstances not authorized by
Temporary Authorization to Practice under the terms of
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this Compact.
E. A Home State's license authorizes a psychologist to
practice in a Receiving State under the Authority to
Practice Interjurisdictional Telepsychology only if the
Compact State:
1. Currently requires the psychologist to hold an active
E.Passport;
2. Has a mechanism in place for receiving and
investigating complaints about licensed individuals;
3. Notifies the Commission, in compliance with the terms
herein, of any adverse action or significant
investigatory information regarding a licensed
individual;
4. Requires an Identity History Summary of all
applicants at initial licensure, including the use of
the results of fingerprints or other biometric data
checks compliant with the requirements of the Federal
Bureau of Investigation FBI, or other designee with
similar authority, no later than ten years after
activation of the Compact; and
5. Complies with the Bylaws and Rules of the Commission.
F. A Home State's license grants Temporary Authorization to
Practice to a psychologist in a Distant State only if the
Compact State:
1. Currently requires the psychologist to hold an active
IPC;
2. Has a mechanism in place for receiving and
investigating complaints about licensed individuals;
3. Notifies the Commission, in compliance with the terms
herein, of any adverse action or significant
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investigatory information regarding a licensed
individual;
4. Requires an Identity History Summary of all
applicants at initial licensure, including the use
of the results of fingerprints or other biometric
data checks compliant with the requirements of the
Federal Bureau of Investigation FBI, or other
designee with similar authority, no later than ten
years after activation of the Compact; and
5. Complies with the Bylaws and Rules of the Commission.
ARTICLE IV
COMPACT PRIVILEGE TO PRACTICE TELEPSYCHOLOGY
A. Compact States shall recognize the right of a
psychologist, licensed in a Compact State in conformance
with Article III, to practice telepsychology in other
Compact States (Receiving States) in which the
psychologist is not licensed, under the Authority to
Practice Interjurisdictional Telepsychology as provided
in the Compact.
B. To exercise the Authority to Practice Interjurisdictional
Telepsychology under the terms and provisions of this
Compact, a psychologist licensed to practice in a Compact
State must:
1. Hold a graduate degree in psychology from an
institute of higher education that was, at the time
the degree was awarded:
a. Regionally accredited by an accrediting body
recognized by the U.S. Department of Education to
grant graduate degrees, or authorized by
Provincial Statute or Royal Charter to grant
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doctoral degrees; or
b. A foreign college or university deemed to be
equivalent to 1(a) above by a foreign credential
evaluation service that is a member of the
National Association of Credential Evaluation
Services (NACES) or by a recognized foreign
credential evaluation service; and
2. Hold a graduate degree in psychology that meets the
following criteria:
a. The program, wherever it may be administratively
housed, must be clearly identified and labeled as
a psychology program. Such a program must specify
in pertinent institutional catalogues and
brochures its intent to educate and train
professional psychologists;
b. The psychology program must stand as a
recognizable, coherent, organizational entity
within the institution;
c. There must be a clear authority and primary
responsibility for the core and specialty areas
whether or not the program cuts across
administrative lines;
d. The program must consist of an integrated,
organized sequence of study;
e. There must be an identifiable psychology faculty
sufficient in size and breadth to carry out its
responsibilities;
f. The designated director of the program must be a
psychologist and a member of the core faculty;
g. The program must have an identifiable body of
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students who are matriculated in that program for
a degree;
h. The program must include supervised practicum,
internship, or field training appropriate to the
practice of psychology;
i. The curriculum shall encompass a minimum of three
academic years of full-time graduate study for
doctoral degree and a minimum of one academic year
of full-time graduate study for master's degree;
j. The program includes an acceptable residency as
defined by the Rules of the Commission.
3. Possess a current, full and unrestricted license to
practice psychology in a Home State which is a
Compact State;
4. Have no history of adverse action that violate the
Rules of the Commission;
5. Have no criminal record history reported on an
Identity History Summary that violates the Rules of
the Commission;
6. Possess a current, active E.Passport;
7. Provide attestations in regard to areas of intended
practice, conformity with standards of practice,
competence in telepsychology technology; criminal
background; and knowledge and adherence to legal
requirements in the home and receiving states, and
provide a release of information to allow for primary
source verification in a manner specified by the
Commission; and
8. Meet other criteria as defined by the Rules of the
Commission.
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C. The Home State maintains authority over the license of
any psychologist practicing into a Receiving State under
the Authority to Practice Interjurisdictional
Telepsychology.
D. A psychologist practicing into a Receiving State under
the Authority to Practice Interjurisdictional
Telepsychology will be subject to the Receiving State's
scope of practice. A Receiving State may, in accordance
with that state's due process law, limit or revoke a
psychologist's Authority to Practice Interjurisdictional
Telepsychology in the Receiving State and may take any
other necessary actions under the Receiving State's
applicable law to protect the health and safety of the
Receiving State's citizens. If a Receiving State takes
action, the state shall promptly notify the Home State
and the Commission.
E. If a psychologist's license in any Home State, another
Compact State, or any Authority to Practice
Interjurisdictional Telepsychology in any Receiving
State, is restricted, suspended or otherwise limited, the
E.Passport shall be revoked and therefore the
psychologist shall not be eligible to practice
telepsychology in a Compact State under the Authority to
Practice Interjurisdictional Telepsychology.
ARTICLE V
COMPACT TEMPORARY AUTHORIZATION TO PRACTICE
A. Compact States shall also recognize the right of a
psychologist, licensed in a Compact State in conformance
with Article III, to practice temporarily in other
Compact States (Distant States) in which the psychologist
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is not licensed, as provided in the Compact.
B. To exercise the Temporary Authorization to Practice under
the terms and provisions of this Compact, a psychologist
licensed to practice in a Compact State must:
1. Hold a graduate degree in psychology from an
institute of higher education that was, at the time
the degree was awarded:
a. Regionally accredited by an accrediting body
recognized by the U.S. Department of Education to
grant graduate degrees, or authorized by
Provincial Statute or Royal Charter to grant
doctoral degrees; or
b. A foreign college or university deemed to be
equivalent to 1(a) above by a foreign credential
evaluation service that is a member of the
National Association of Credential Evaluation
Services (NACES) or by a recognized foreign
credential evaluation service; and
2. Hold a graduate degree in psychology that meets the
following criteria:
a. The program, wherever it may be administratively
housed, must be clearly identified and labeled as
a psychology program. Such a program must specify
in pertinent institutional catalogs and brochures
its intent to educate and train professional
psychologists;
b. The psychology program must stand as a
recognizable, coherent, organizational entity
within the institution;
c. There must be a clear authority and primary
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responsibility for the core and specialty areas
whether or not the program cuts across
administrative lines;
d. The program must consist of an integrated,
organized sequence of study;
e. There must be an identifiable psychology faculty
sufficient in size and breadth to carry out its
responsibilities;
f. The designated director of the program must be a
psychologist and a member of the core faculty;
g. The program must have an identifiable body of
students who are matriculated in that program for
a degree;
h. The program must include supervised practicum,
internship, or field training appropriate to the
practice of psychology;
i. The curriculum shall encompass a minimum of three
academic years of full-time graduate study for
doctoral degrees and a minimum of one academic
year of full-time graduate study for master's
degree;
j. The program includes an acceptable residency as
defined by the Rules of the Commission.
3. Possess a current, full and unrestricted license to
practice psychology in a Home State which is a
Compact State;
4. No history of adverse action that violate the Rules
of the Commission;
5. No criminal record history that violates the Rules of
the Commission;
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6. Possess a current, active IPC;
7. Provide attestations in regard to areas of intended
practice and work experience and provide a release of
information to allow for primary source verification
in a manner specified by the Commission; and
8. Meet other criteria as defined by the Rules of the
Commission.
C. A psychologist practicing into a Distant State under the
Temporary Authorization to Practice shall practice within
the scope of practice authorized by the Distant State.
D. A psychologist practicing into a Distant State under the
Temporary Authorization to Practice will be subject to
the Distant State's authority and law. A Distant State
may, in accordance with that state's due process law,
limit or revoke a psychologist's Temporary Authorization
to Practice in the Distant State and may take any other
necessary actions under the Distant State's applicable
law to protect the health and safety of the Distant
State's citizens. If a Distant State takes action, the
state shall promptly notify the Home State and the
Commission.
E. If a psychologist's license in any Home State, another
Compact State, or any Temporary Authorization to Practice
in any Distant State, is restricted, suspended or
otherwise limited, the IPC shall be revoked and therefore
the psychologist shall not be eligible to practice in a
Compact State under the Temporary Authorization to
Practice.
ARTICLE VI
CONDITIONS OF TELEPSYCHOLOGY PRACTICE
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IN A RECEIVING STATE
A. A psychologist may practice in a Receiving State under
the Authority to Practice Interjurisdictional
Telepsychology only in the performance of the scope of
practice for psychology as assigned by an appropriate
State Psychology Regulatory Authority, as defined in the
Rules of the Commission, and under the following
circumstances:
1. The psychologist initiates a client/patient contact
in a Home State via telecommunications technologies
with a client/patient in a Receiving State;
2. Other conditions regarding telepsychology as
determined by Rules promulgated by the Commission.
ARTICLE VII
ADVERSE ACTIONS
A. A Home State shall have the power to impose adverse
action against a psychologist's license issued by the
Home State. A Distant State shall have the power to take
adverse action on a psychologist's Temporary
Authorization to Practice within that Distant State.
B. A Receiving State may take adverse action on a
psychologist's Authority to Practice Interjurisdictional
Telepsychology within that Receiving State. A Home State
may take adverse action against a psychologist based on
an adverse action taken by a Distant State regarding
temporary in-person, face-to-face practice.
C. If a Home State takes adverse action against a
psychologist's license, that psychologist's Authority to
Practice Interjurisdictional Telepsychology is terminated
and the E.Passport is revoked. Furthermore, that
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psychologist's Temporary Authorization to Practice is
terminated and the IPC is revoked.
1. All Home State disciplinary orders which impose
adverse action shall be reported to the Commission in
accordance with the Rules promulgated by the
Commission. A Compact State shall report adverse
actions in accordance with the Rules of the
Commission.
2. In the event discipline is reported on a
psychologist, the psychologist will not be eligible
for telepsychology or temporary in-person, face-to-
face practice in accordance with the Rules of the
Commission.
3. Other actions may be imposed as determined by the
Rules promulgated by the Commission.
D. A Home State's Psychology Regulatory Authority shall
investigate and take appropriate action with respect to
reported inappropriate conduct engaged in by a licensee
which occurred in a Receiving State as it would if such
conduct had occurred by a licensee within the Home State.
In such cases, the Home State's law shall control in
determining any adverse action against a psychologist's
license.
E. A Distant State's Psychology Regulatory Authority shall
investigate and take appropriate action with respect to
reported inappropriate conduct engaged in by a
psychologist practicing under Temporary Authorization
Practice which occurred in that Distant State as it would
if such conduct had occurred by a licensee within the
Home State. In such cases, Distant State's law shall
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control in determining any adverse action against a
psychologist's Temporary Authorization to Practice.
F. Nothing in this Compact shall override a Compact State's
decision that a psychologist's participation in an
alternative program may be used in lieu of adverse action
and that such participation shall remain non-public if
required by the Compact State's law. Compact States must
require psychologists who enter any alternative programs
to not provide telepsychology services under the
Authority to Practice Interjurisdictional Telepsychology
or provide temporary psychological services under the
Temporary Authorization to Practice in any other Compact
State during the term of the alternative program.
G. No other judicial or administrative remedies shall be
available to a psychologist in the event a Compact State
imposes an adverse action pursuant to subsection C,
above.
ARTICLE VIII
ADDITIONAL AUTHORITIES INVESTED
IN A COMPACT STATE'S PSYCHOLOGY
REGULATORY AUTHORITY
A. In addition to any other powers granted under state law,
a Compact State's Psychology Regulatory Authority shall
have the authority under this Compact to:
1. Issue subpoenas, for both hearings and
investigations, which require the attendance and
testimony of witnesses and the production of
evidence. Subpoenas issued by a Compact State's
Psychology Regulatory Authority for the attendance
and testimony of witnesses, and/or the production of
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evidence from another Compact State shall be enforced
in the latter state by any court of competent
jurisdiction, according to that court's practice and
procedure in considering subpoenas issued in its own
proceedings. The issuing State Psychology Regulatory
Authority shall pay any witness fees, travel
expenses, mileage and other fees required by the
service statutes of the state where the witnesses
and/or evidence are located; and
2. Issue cease and desist and/or injunctive relief
orders to revoke a psychologist's Authority to
Practice Interjurisdictional Telepsychology and/or
Temporary Authorization to Practice.
3. During the course of any investigation, a
psychologist may not change his/her Home State
licensure. A Home State Psychology Regulatory
Authority is authorized to complete any pending
investigations of a psychologist and to take any
actions appropriate under its law. The Home State
Psychology Regulatory Authority shall promptly report
the conclusions of such investigations to the
Commission. Once an investigation has been completed,
and pending the outcome of said investigation, the
psychologist may change his/her Home State licensure.
The Commission shall promptly notify the new Home
State of any such decisions as provided in the Rules
of the Commission. All information provided to the
Commission or distributed by Compact States pursuant
to the psychologist shall be confidential, filed
under seal and used for investigatory or disciplinary
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matters. The Commission may create additional rules
for mandated or discretionary sharing of information
by Compact States.
ARTICLE IX
COORDINATED LICENSURE INFORMATION SYSTEM
A. The Commission shall provide for the development and
maintenance of a Coordinated Licensure Information System
(Coordinated Database) and reporting system containing
licensure and disciplinary action information on all
psychologists individuals to whom this Compact is
applicable in all Compact States as defined by the Rules
of the Commission.
B. Notwithstanding any other provision of state law to the
contrary, a Compact State shall submit a uniform data set
to the Coordinated Database on all licensees as required
by the Rules of the Commission, including:
1. Identifying information;
2. Licensure data;
3. Significant investigatory information;
4. Adverse actions against a psychologist's license;
5. An indicator that a psychologist's Authority to
Practice Interjurisdictional Telepsychology and/or
Temporary Authorization to Practice is revoked;
6. Non-confidential information related to alternative
program participation information;
7. Any denial of application for licensure, and the
reasons for such denial; and
8. Other information which may facilitate the
administration of this Compact, as determined by the
Rules of the Commission.
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C. The Coordinated Database administrator shall promptly
notify all Compact States of any adverse action taken
against, or significant investigative information on, any
licensee in a Compact State.
D. Compact States reporting information to the Coordinated
Database may designate information that may not be shared
with the public without the express permission of the
Compact State reporting the information.
E. Any information submitted to the Coordinated Database
that is subsequently required to be expunged by the law
of the Compact State reporting the information shall be
removed from the Coordinated Database.
ARTICLE X
ESTABLISHMENT OF THE PSYCHOLOGY
INTERJURISDICTIONAL COMPACT COMMISSION
A. The Compact States hereby create and establish a joint
public agency known as the Psychology Interjurisdictional
Compact Commission.
1. The Commission is a body politic and an
instrumentality of the Compact States.
2. Venue is proper and judicial proceedings by or
against the Commission shall be brought solely and
exclusively in a court of competent jurisdiction
where the principal office of the Commission is
located. The Commission may waive venue and
jurisdictional defenses to the extent it adopts or
consents to participate in alternative dispute
resolution proceedings.
3. Nothing in this Compact shall be construed to be a
waiver of sovereign immunity.
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B. Membership, Voting, and Meetings
1. The Commission shall consist of one voting
representative appointed by each Compact State who
shall serve as that state's Commissioner. The State
Psychology Regulatory Authority shall appoint its
delegate. This delegate shall be empowered to act on
behalf of the Compact State. This delegate shall be
limited to:
a. Executive Director, Executive Secretary or
similar executive;
b. Current member of the State Psychology Regulatory
Authority of a Compact State; or
c. Designee empowered with the appropriate delegate
authority to act on behalf of the Compact State.
2. Any Commissioner may be removed or suspended from
office as provided by the law of the state from which
the Commissioner is appointed. Any vacancy occurring
in the Commission shall be filled in accordance with
the laws of the Compact State in which the vacancy
exists.
3. Each Commissioner shall be entitled to one (1) vote
with regard to the promulgation of Rules and creation
of Bylaws and shall otherwise have an opportunity to
participate in the business and affairs of the
Commission. A Commissioner shall vote in person or by
such other means as provided in the Bylaws. The
Bylaws may provide for Commissioners' participation
in meetings by telephone or other means of
communication.
4. The Commission shall meet at least once during each
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calendar year. Additional meetings shall be held as
set forth in the Bylaws.
5. All meetings shall be open to the public, and public
notice of meetings shall be given in the same manner
as required under the rulemaking provisions in
Article XI.
6. The Commission may convene in a closed, non-public
meeting if the Commission must discuss:
a. Non-compliance of a Compact State with its
obligations under the Compact;
b. The employment, compensation, discipline or other
personnel matters, practices or procedures related
to specific employees or other matters related to
the Commission's internal personnel practices and
procedures;
c. Current, threatened, or reasonably anticipated
litigation against the Commission;
d. Negotiation of contracts for the purchase or sale
of goods, services or real estate;
e. Accusation against any person of a crime or
formally censuring any person;
f. Disclosure of trade secrets or commercial or
financial information which is privileged or
confidential;
g. Disclosure of information of a personal nature
where disclosure would constitute a clearly
unwarranted invasion of personal privacy;
h. Disclosure of investigatory records compiled for
law enforcement purposes;
i. Disclosure of information related to any
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investigatory reports prepared by or on behalf of
or for use of the Commission or other committee
charged with responsibility for investigation or
determination of compliance issues pursuant to the
Compact; or
j. Matters specifically exempted from disclosure by
federal and state statute.
7. If a meeting, or portion of a meeting, is closed
pursuant to this provision, the Commission's legal
counsel or designee shall certify that the meeting
may be closed and shall reference each relevant
exempting provision. The Commission shall keep
minutes which fully and clearly describe all matters
discussed in a meeting and shall provide a full and
accurate summary of actions taken, of any person
participating in the meeting, and the reasons
therefore, including a description of the views
expressed. All documents considered in connection
with an action shall be identified in such minutes.
All minutes and documents of a closed meeting shall
remain under seal, subject to release only by a
majority vote of the Commission or order of a court
of competent jurisdiction.
C. The Commission shall, by a majority vote of the
Commissioners, prescribe Bylaws and/or Rules to govern
its conduct as may be necessary or appropriate to carry
out the purposes and exercise the powers of the Compact,
including but not limited to:
1. Establishing the fiscal year of the Commission;
2. Providing reasonable standards and procedures:
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a. for the establishment and meetings of other
committees; and
b. governing any general or specific delegation of
any authority or function of the Commission;
3. Providing reasonable procedures for calling and
conducting meetings of the Commission, ensuring
reasonable advance notice of all meetings and
providing an opportunity for attendance of such
meetings by interested parties, with enumerated
exceptions designed to protect the public's interest,
the privacy of individuals of such proceedings, and
proprietary information, including trade secrets. The
Commission may meet in closed session only after a
majority of the Commissioners vote to close a meeting
to the public in whole or in part. As soon as
practicable, the Commission must make public a copy
of the vote to close the meeting revealing the vote
of each Commissioner with no proxy votes allowed;
4. Establishing the titles, duties and authority and
reasonable procedures for the election of the
officers of the Commission;
5. Providing reasonable standards and procedures for the
establishment of the personnel policies and programs
of the Commission. Notwithstanding any civil service
or other similar law of any Compact State, the Bylaws
shall exclusively govern the personnel policies and
programs of the Commission;
6. Promulgating a Code of Ethics to address permissible
and prohibited activities of Commission members and
employees;
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7. Providing a mechanism for concluding the operations
of the Commission and the equitable disposition of
any surplus funds that may exist after the
termination of the Compact after the payment and/or
reserving of all of its debts and obligations;
8. The Commission shall publish its Bylaws in a
convenient form and file a copy thereof and a copy of
any amendment thereto, with the appropriate agency or
officer in each of the Compact States;
9. The Commission shall maintain its financial records
in accordance with the Bylaws; and
10. The Commission shall meet and take such actions as
are consistent with the provisions of this Compact
and the Bylaws.
D. The Commission shall have the following powers:
1. The authority to promulgate uniform rules to
facilitate and coordinate implementation and
administration of this Compact. The rule shall have
the force and effect of law and shall be binding in
all Compact States;
2. To bring and prosecute legal proceedings or actions
in the name of the Commission, provided that the
standing of any State Psychology Regulatory Authority
or other regulatory body responsible for psychology
licensure to sue or be sued under applicable law
shall not be affected;
3. To purchase and maintain insurance and bonds;
4. To borrow, accept or contract for services of
personnel, including, but not limited to, employees
of a Compact State;
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5. To hire employees, elect or appoint officers, fix
compensation, define duties, grant such individuals
appropriate authority to carry out the purposes of
the Compact, and to establish the Commission's
personnel policies and programs relating to conflicts
of interest, qualifications of personnel, and other
related personnel matters;
6. To accept any and all appropriate donations and
grants of money, equipment, supplies, materials and
services, and to receive, utilize and dispose of the
same; provided that at all times the Commission shall
strive to avoid any appearance of impropriety and/or
conflict of interest;
7. To lease, purchase, accept appropriate gifts or
donations of, or otherwise to own, hold, improve or
use, any property, real, personal or mixed; provided
that at all times the Commission shall strive to
avoid any appearance of impropriety;
8. To sell, convey, mortgage, pledge, lease, exchange,
abandon or otherwise dispose of any property real,
personal or mixed;
9. To establish a budget and make expenditures;
10. To borrow money;
11. To appoint committees, including advisory committees
comprised of Members, State regulators, State
legislators or their representatives, and consumer
representatives, and such other interested persons as
may be designated in this Compact and the Bylaws;
12. To provide and receive information from, and to
cooperate with, law enforcement agencies;
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13. To adopt and use an official seal; and
14. To perform such other functions as may be necessary
or appropriate to achieve the purposes of this
Compact consistent with the state regulation of
psychology licensure, temporary in-person, face-to-
face practice and telepsychology practice.
E. The Executive Board
The elected officers shall serve as the Executive Board,
which shall have the power to act on behalf of the
Commission according to the terms of this Compact.
1. The Executive Board shall be comprised of six
members:
a. Five voting members who are elected from the
current membership of the Commission by the
Commission;
b. One ex-officio, nonvoting member from the
recognized membership organization composed of
State and Provincial Psychology Regulatory
Authorities.
2. The ex-officio member must have served as staff or
member on a State Psychology Regulatory Authority and
will be selected by its respective organization.
3. The Commission may remove any member of the Executive
Board as provided in Bylaws.
4. The Executive Board shall meet at least annually.
5. The Executive Board shall have the following duties
and responsibilities:
a. Recommend to the entire Commission changes to the
Rules or Bylaws, changes to this Compact
legislation, fees paid by Compact States such as
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annual dues, and any other applicable fees;
b. Ensure Compact administration services are
appropriately provided, contractual or otherwise;
c. Prepare and recommend the budget;
d. Maintain financial records on behalf of the
Commission;
e. Monitor Compact compliance of member states and
provide compliance reports to the Commission;
f. Establish additional committees as necessary; and
g. Other duties as provided in Rules or Bylaws.
F. Financing of the Commission
1. The Commission shall pay, or provide for the payment
of the reasonable expenses of its establishment,
organization and ongoing activities.
2. The Commission may accept any and all appropriate
revenue sources, donations and grants of money,
equipment, supplies, materials and services.
3. The Commission may levy on and collect an annual
assessment from each Compact State or impose fees on
other parties to cover the cost of the operations and
activities of the Commission and its staff which must
be in a total amount sufficient to cover its annual
budget as approved each year for which revenue is not
provided by other sources. The aggregate annual
assessment amount shall be allocated based upon a
formula to be determined by the Commission which
shall promulgate a rule binding upon all Compact
States.
4. The Commission shall not incur obligations of any
kind prior to securing the funds adequate to meet the
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same; nor shall the Commission pledge the credit of
any of the Compact States, except by and with the
authority of the Compact State.
5. The Commission shall keep accurate accounts of all
receipts and disbursements. The receipts and
disbursements of the Commission shall be subject to
the audit and accounting procedures established under
its Bylaws. However, all receipts and disbursements
of funds handled by the Commission shall be audited
yearly by a certified or licensed public accountant
and the report of the audit shall be included in and
become part of the annual report of the Commission.
G. Qualified Immunity, Defense, and Indemnification
1. The members, officers, Executive Director, employees
and representatives of the Commission shall be immune
from suit and liability, either personally or in
their official capacity, for any claim for damage to
or loss of property or personal injury or other civil
liability caused by or arising out of any actual or
alleged act, error or omission that occurred, or that
the person against whom the claim is made had a
reasonable basis for believing occurred within the
scope of Commission employment, duties or
responsibilities; provided that nothing in this
paragraph shall be construed to protect any such
person from suit and/or liability for any damage,
loss, injury or liability caused by the intentional
or willful or wanton misconduct of that person.
2. The Commission shall defend any member, officer,
Executive Director, employee or representative of the
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Commission in any civil action seeking to impose
liability arising out of any actual or alleged act,
error or omission that occurred within the scope of
Commission employment, duties or responsibilities, or
that the person against whom the claim is made had a
reasonable basis for believing occurred within the
scope of Commission employment, duties or
responsibilities; provided that nothing herein shall
be construed to prohibit that person from retaining
his or her own counsel; and provided further, that
the actual or alleged act, error or omission did not
result from that person's intentional or willful or
wanton misconduct.
3. The Commission shall indemnify and hold harmless any
member, officer, Executive Director, employee or
representative of the Commission for the amount of
any settlement or judgment obtained against that
person arising out of any actual or alleged act,
error or omission that occurred within the scope of
Commission employment, duties or responsibilities, or
that such person had a reasonable basis for believing
occurred within the scope of Commission employment,
duties or responsibilities, provided that the actual
or alleged act, error or omission did not result from
the intentional or willful or wanton misconduct of
that person.
ARTICLE XI
RULEMAKING
A. The Commission shall exercise its rulemaking powers
pursuant to the criteria set forth in this Article and
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the Rules adopted thereunder. Rules and amendments shall
become binding as of the date specified in each rule or
amendment.
B. If a majority of the legislatures of the Compact States
rejects a rule, by enactment of a statute or resolution
in the same manner used to adopt the Compact, then such
rule shall have no further force and effect in any
Compact State.
C. Rules or amendments to the rules shall be adopted at a
regular or special meeting of the Commission.
D. Prior to promulgation and adoption of a final rule or
Rules by the Commission, and at least sixty (60) days in
advance of the meeting at which the rule will be
considered and voted upon, the Commission shall file a
Notice of Proposed Rulemaking:
1. On the website of the Commission; and
2. On the website of each Compact States' Psychology
Regulatory Authority or the publication in which each
state would otherwise publish proposed rules.
E. The Notice of Proposed Rulemaking shall include:
1. The proposed time, date, and location of the meeting
in which the rule will be considered and voted upon;
2. The text of the proposed rule or amendment and the
reason for the proposed rule;
3. A request for comments on the proposed rule from any
interested person; and
4. The manner in which interested persons may submit
notice to the Commission of their intention to attend
the public hearing and any written comments.
F. Prior to adoption of a proposed rule, the Commission
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shall allow persons to submit written data, facts,
opinions and arguments, which shall be made available to
the public.
G. The Commission shall grant an opportunity for a public
hearing before it adopts a rule or amendment if a hearing
is requested by:
1. At least twenty-five (25) persons who submit comments
independently of each other;
2. A governmental subdivision or agency; or
3. A duly appointed person in an association that has
having at least twenty-five (25) members.
H. If a hearing is held on the proposed rule or amendment,
the Commission shall publish the place, time, and date of
the scheduled public hearing.
1. All persons wishing to be heard at the hearing shall
notify the Executive Director of the Commission or
other designated member in writing of their desire to
appear and testify at the hearing not less than five
(5) business days before the scheduled date of the
hearing.
2. Hearings shall be conducted in a manner providing
each person who wishes to comment a fair and
reasonable opportunity to comment orally or in
writing.
3. No transcript of the hearing is required, unless a
written request for a transcript is made, in which
case the person requesting the transcript shall bear
the cost of producing the transcript. A recording may
be made in lieu of a transcript under the same terms
and conditions as a transcript. This subsection
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shall not preclude the Commission from making a
transcript or recording of the hearing if it so
chooses.
4. Nothing in this section shall be construed as
requiring a separate hearing on each rule. Rules may
be grouped for the convenience of the Commission at
hearings required by this section.
I. Following the scheduled hearing date, or by the close of
business on the scheduled hearing date if the hearing was
not held, the Commission shall consider all written and
oral comments received.
J. The Commission shall, by majority vote of all members,
take final action on the proposed rule and shall
determine the effective date of the rule, if any, based
on the rulemaking record and the full text of the rule.
K. If no written notice of intent to attend the public
hearing by interested parties is received, the Commission
may proceed with promulgation of the proposed rule
without a public hearing.
L. Upon determination that an emergency exists, the
Commission may consider and adopt an emergency rule
without prior notice, opportunity for comment, or
hearing, provided that the usual rulemaking procedures
provided in the Compact and in this section shall be
retroactively applied to the rule as soon as reasonably
possible, in no event later than ninety (90) days after
the effective date of the rule. For the purposes of this
provision, an emergency rule is one that must be adopted
immediately in order to:
1. Meet an imminent threat to public health, safety, or
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welfare;
2. Prevent a loss of Commission or Compact State funds;
3. Meet a deadline for the promulgation of an
administrative rule that is established by federal
law or rule; or
4. Protect public health and safety.
M. The Commission or an authorized committee of the
Commission may direct revisions to a previously adopted
rule or amendment for purposes of correcting
typographical errors, errors in format, errors in
consistency, or grammatical errors. Public notice of any
revisions shall be posted on the website of the
Commission. The revision shall be subject to challenge by
any person for a period of thirty (30) days after
posting. The revision may be challenged only on grounds
that the revision results in a material change to a rule.
A challenge shall be made in writing, and delivered to
the Chair of the Commission prior to the end of the
notice period. If no challenge is made, the revision will
take effect without further action. If the revision is
challenged, the revision may not take effect without the
approval of the Commission.
ARTICLE XII
OVERSIGHT, DISPUTE RESOLUTION AND ENFORCEMENT
A. Oversight
1. The Executive, Legislative and Judicial branches of
state government in each Compact State shall enforce
this Compact and take all actions necessary and
appropriate to effectuate the Compact's purposes and
intent. The provisions of this Compact and the rules
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promulgated hereunder shall have standing as
statutory law.
2. All courts shall take judicial notice of the Compact
and the rules in any judicial or administrative
proceeding in a Compact State pertaining to the
subject matter of this Compact which may affect the
powers, responsibilities or actions of the
Commission.
3. The Commission shall be entitled to receive service
of process in any such proceeding, and shall have
standing to intervene in such a proceeding for all
purposes. Failure to provide service of process to
the Commission shall render a judgment or order void
as to the Commission, this Compact or promulgated
rules.
B. Default, Technical Assistance, and Termination
1. If the Commission determines that a Compact State has
defaulted in the performance of its obligations or
responsibilities under this Compact or the
promulgated rules, the Commission shall:
a. Provide written notice to the defaulting state
and other Compact States of the nature of the
default, the proposed means of remedying the
default and/or any other action to be taken by the
Commission; and
b. Provide remedial training and specific technical
assistance regarding the default.
2. If a state in default fails to remedy the default,
the defaulting state may be terminated from the
Compact upon an affirmative vote of a majority of the
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Compact States, and all rights, privileges and
benefits conferred by this Compact shall be
terminated on the effective date of termination. A
remedy of the default does not relieve the offending
state of obligations or liabilities incurred during
the period of default.
3. Termination of membership in the Compact shall be
imposed only after all other means of securing
compliance have been exhausted. Notice of intent to
suspend or terminate shall be submitted by the
Commission to the Governor, the majority and minority
leaders of the defaulting state's legislature, and
each of the Compact States.
4. A Compact State which has been terminated is
responsible for all assessments, obligations and
liabilities incurred through the effective date of
termination, including obligations which extend
beyond the effective date of termination.
5. The Commission shall not bear any costs incurred by
the state which is found to be in default or which
has been terminated from the Compact, unless agreed
upon in writing between the Commission and the
defaulting state.
6. The defaulting state may appeal the action of the
Commission by petitioning the United States District
Court for the State of Georgia or the federal
district where the Compact has its principal offices.
The prevailing member shall be awarded all costs of
such litigation, including reasonable attorney's
fees.
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C. Dispute Resolution
1. Upon request by a Compact State, the Commission shall
attempt to resolve disputes related to the Compact
which arise among Compact States and between Compact
and Non-Compact States.
2. The Commission shall promulgate a rule providing for
both mediation and binding dispute resolution for
disputes that arise before the commission.
D. Enforcement
1. The Commission, in the reasonable exercise of its
discretion, shall enforce the provisions and Rules of
this Compact.
2. By majority vote, the Commission may initiate legal
action in the United States District Court for the
State of Georgia or the federal district where the
Compact has its principal offices against a Compact
State in default to enforce compliance with the
provisions of the Compact and its promulgated Rules
and Bylaws. The relief sought may include both
injunctive relief and damages. In the event judicial
enforcement is necessary, the prevailing member shall
be awarded all costs of such litigation, including
reasonable attorney's fees.
3. The remedies herein shall not be the exclusive
remedies of the Commission. The Commission may pursue
any other remedies available under federal or state
law.
ARTICLE XIII
DATE OF IMPLEMENTATION OF THE PSYCHOLOGY
INTERJURISDICTIONAL COMPACT COMMISSION AND
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ASSOCIATED RULES, WITHDRAWAL, AND AMENDMENTS
A. The Compact shall come into effect on the date on which
the Compact is enacted into law in the seventh Compact
State. The provisions which become effective at that time
shall be limited to the powers granted to the Commission
relating to assembly and the promulgation of rules.
Thereafter, the Commission shall meet and exercise
rulemaking powers necessary to the implementation and
administration of the Compact.
B. Any state which joins the Compact subsequent to the
Commission's initial adoption of the rules shall be
subject to the rules as they exist on the date on which
the Compact becomes law in that state. Any rule which has
been previously adopted by the Commission shall have the
full force and effect of law on the day the Compact
becomes law in that state.
C. Any Compact State may withdraw from this Compact by
enacting a statute repealing the same.
1. A Compact State's withdrawal shall not take effect
until six (6) months after enactment of the repealing
statute.
2. Withdrawal shall not affect the continuing
requirement of the withdrawing State's Psychology
Regulatory Authority to comply with the investigative
and adverse action reporting requirements of this act
prior to the effective date of withdrawal.
D. Nothing contained in this Compact shall be construed to
invalidate or prevent any psychology licensure agreement
or other cooperative arrangement between a Compact State
and a Non-Compact State which does not conflict with the
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provisions of this Compact.
E. This Compact may be amended by the Compact States. No
amendment to this Compact shall become effective and
binding upon any Compact State until it is enacted into
the law of all Compact States.
ARTICLE XIV
CONSTRUCTION AND SEVERABILITY
This Compact shall be liberally construed so as to effectuate
the purposes thereof. If this Compact shall be held contrary to
the constitution of any state member thereto, the Compact shall
remain in full force and effect as to the remaining Compact
States.
Section 3. When and how compact becomes operative.
(a) General rule.--When the Governor executes the compact on
behalf of this State and files a verified copy thereof with the
Secretary of the Commonwealth and when the compact is ratified
by one or more other states, then the compact shall become
operative and effective between this State and such other state
or states. The Governor is hereby authorized and directed to
take such action as may be necessary to complete the exchange of
official documents between this State and any other state
ratifying the compact.
(b) Notice in Pennsylvania Bulletin.--The Secretary of the
Commonwealth shall publish a notice in the Pennsylvania Bulletin
when the conditions specified in subsection (a) are satisfied
and shall include in the notice the date on which the compact
became effective and operative between this State and any other
state or states in accordance with this act.
Section 4. Compensation and expenses of compact administrator.
The compact administrator who represents this State, as
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provided in the compact, shall not be entitled to any additional
compensation his duties and responsibilities as compact
administrator but shall be entitled to reimbursement for
reasonable expenses actually incurred in connection with his
duties and responsibilities as compact administrator in the same
manner as for expenses incurred in connection with other duties
and responsibilities of his office or employment.
Section 5. Effective date.
This act shall take effect in 60 days.
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