See other bills
under the
same topic
PRINTER'S NO. 2383
THE GENERAL ASSEMBLY OF PENNSYLVANIA
HOUSE RESOLUTION
No.
276
Session of
2023
INTRODUCED BY MAJOR, KLUNK, KRUPA, SCHEUREN, FLOOD, PICKETT,
BENHAM, OWLETT, SMITH, D'ORSIE, M. MACKENZIE, STENDER,
R. MACKENZIE, HAMM, STEHR, MARCELL, SCHMITT, TOMLINSON AND
GAYDOS, DECEMBER 8, 2023
REFERRED TO COMMITTEE ON RULES, DECEMBER 8, 2023
A RESOLUTION
Amending House Rules 1 E, 2.1 E and 3 E, further providing for
definitions, for professional conduct and for Committee on
Ethics.
RESOLVED, That the definition of "sexual harassment" in House
Rule 1 E be amended to read:
RULE 1 E
Definitions
The following words and phrases when used in the Ethical and
Professional Conduct Rules of the House of Representatives shall
have the meanings given to them in this Rule unless the context
clearly indicates otherwise:
* * *
"Sexual harassment." Unwelcome sexual advances, requests for
sexual favors or other verbal, nonverbal or physical conduct of
a sexual nature.
* * *
RESOLVED, That House Rules 2.1 E and 3 E be amended to read:
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
RULE 2.1 E
Professional Conduct
The House of Representatives is committed to creating and
maintaining a work environment free from discrimination and
harassment.
(1) No Member or officer of the House shall engage in
[discrimination or harassment, including sexual harassment,]
discrimination, harassment or sexual harassment of:
(a) another Member or officer of the House or House
employee; or
(b) any individual:
(i) while performing [services or duties of the
House] House-related services or duties;
(ii) in or on House designated offices, property or
facilities; or
(iii) at a House-sponsored meeting or event.
(2) No Member, officer of the House or House employee shall
retaliate against an individual in response to any of the
following actions taken in good faith:
(a) Filing:
(i) a complaint of [discrimination or harassment]
discrimination, harassment or sexual harassment under
Rules of the House or the policies and procedures of an
employer;
(ii) a charge of [discrimination or harassment]
discrimination, harassment or sexual harassment with a
government agency or commission charged with enforcing
laws relating to [discrimination or harassment]
discrimination, harassment or sexual harassment;
(iii) a civil action or arbitration relating to
20230HR0276PN2383 - 2 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
[discrimination or harassment] discrimination, harassment
or sexual harassment in a court of competent
jurisdiction; or
(iv) a criminal complaint relating to harassment or
sexual harassment with a law enforcement agency.
(b) Participating in an investigation in connection with
or proceedings resulting from the filing of a complaint or
proceeding under paragraph (a).
(3) Nothing under subsection (2) shall be construed to
prevent action against a Member or officer of the House who is
the subject of a complaint or proceeding related to
[discrimination or harassment] discrimination, harassment or
sexual harassment.
RULE 3 E
COMMITTEE ON ETHICS
The Committee shall consist of eight Members, four of whom
shall be members of the majority party appointed by the Speaker,
and four of whom shall be members of the minority party
appointed by the Minority Leader. From the Members appointed to
the Committee, the Speaker shall appoint a chair, vice-chair and
secretary for the Committee. The chair shall be a member of the
majority party, and the vice chair shall be a member of the
minority party.
The members of the Committee shall first meet upon the call
of the chair and perfect its organization. A majority of the
Committee shall constitute a quorum for it to proceed to
business. Unless otherwise provided in this rule, a majority of
the Committee shall be required to take any action authorized by
this rule. The Committee shall have the power to promulgate
rules not inconsistent with this rule or Rules of the House that
20230HR0276PN2383 - 3 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
may be necessary for the orderly conduct of its business.
The chair of the Committee shall notify all members of the
Committee at least 24 hours in advance of the date, time and
place of meetings and, insofar as possible, the subjects on the
agenda. Meetings may be called from time to time by the chair of
the Committee as the chair deems necessary. A member of the
Committee may request that the chair call a meeting for a
specific purpose. If the chair refuses to call a meeting upon
such request, a majority of the Committee may vote to call a
meeting by giving two days' written notice to the Speaker of the
House setting forth the time and place for such meeting. Such
notice shall be read in the House and posted in the House
Chamber by the Chief Clerk or a designee. Thereafter, the
meeting shall be held at the time and place specified in such
notice.
The Committee shall not continue to exist after sine die
adjournment of the General Assembly. Proceedings on matters
before the Committee that have not been concluded or disposed of
by sine die adjournment of the General Assembly shall cease on
such date and all documents, reports, communications,
transcripts and other materials compiled by the Committee for
such matters, as well as any communications or other materials
received by the Committee after sine die adjournment of the
General Assembly, shall be collected, organized and submitted to
the Chief Clerk under seal for transition to the reconstituted
Committee consisting of Members appointed from the incoming
General Assembly. These materials shall be held in a secure
manner and nothing in this rule shall authorize the Chief Clerk
or any other person to view such materials. Within 30 days
following the reconstitution of the Committee in the next
20230HR0276PN2383 - 4 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
succeeding legislative term, the Committee shall review such
materials and determine whether or not to proceed with one or
more of the matters under review by the former Committee or
received after sine die adjournment. Any time period required
for any actions of the Committee or others under this rule shall
be tolled until the reconstituted Committee has made a
determination whether or not to proceed. If the Committee
determines to proceed with a matter, the Committee may continue
from the stage in the consideration of the matter where the
former Committee ended if a majority of the Committee determines
that such continuation is appropriate without reconsideration of
the information provided by the former Committee.
The Committee shall compile, update and distribute a Members'
Handbook on Ethics for Members and House Employees on matters
regarding the ethical conduct of their legislative duties. Each
Member shall complete two hours of ethics education and training
and one hour of discrimination and harassment in the workplace
education and training each legislative term. A Member shall be
excused from one hour of ethics training for any full year the
Member was absent due to illness, injury, military service or
any other permissible excuse under General Operating Rule 64(a).
The Committee shall be responsible for planning and
administering the education and training programs.
The Committee shall issue to a Member upon the Member's
request an advisory opinion regarding the Member's duties under
Rule 2 E relating to legislative nonprofit organizations. The
opinion shall be issued within 14 days following the request. No
Member who acts in good faith on an opinion issued under this
paragraph shall be subject to any sanctions for so acting if the
material facts are as stated in the request. Opinions issued
20230HR0276PN2383 - 5 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
under this paragraph shall be public records and may from time
to time be published. Notwithstanding the foregoing, the Member
requesting the opinion may request that an opinion undergo
deletions and changes necessary to protect the identity of the
persons involved, and the Committee shall make such deletions
and changes.
The Committee may issue other advisory opinions with regard
to questions pertaining to other legislative ethics or decorum
at the request of a Member or House employee. An opinion issued
under this paragraph shall be confidential and shall apply
exclusively to the requestor. No requestor who acts in good
faith on an opinion issued under this paragraph shall be subject
to any sanctions for acting in accordance with the opinion if
the material facts are as stated in the request.
The Committee shall receive complaints against Members and
House employees alleging unethical conduct under the Legislative
Code of Ethics or the Rules of the House and complaints against
Members and officers of the House for violations of Rule 2.1 E.
A complaint must be in writing and be signed and dated by the
person filing the complaint under penalty of law under 18
Pa.C.S. § 4904 (relating to unsworn falsification to
authorities). The complaint must set forth in detail the actions
constituting the alleged unethical conduct or violation. No
person shall disclose or acknowledge to any other person any
information relating to the filing of a complaint or the
proposed filing of a complaint, except as otherwise authorized
under this rule or Rule 2.1 E, for the purpose of seeking legal
advice, as otherwise required by law or to carry out a function
of the Committee.
The Committee shall not have jurisdiction over, shall not
20230HR0276PN2383 - 6 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
accept for review or action and shall return to the complainant
with a notice explaining the Committee's lack of jurisdiction
any of the following:
(1) a complaint filed later than five years following
the occurrence of the alleged unethical conduct or violation;
(2) a complaint filed against a former Member or former
House employee unless required by Section 7(c) of the
Legislative Code of Ethics; or
(3) a complaint filed against a Member during a
restricted period.
A five-year limitations period that expires during a
restricted period shall be tolled until the day following the
election occurring at the expiration of the restricted period.
Within 30 days following receipt of a complaint over which
the Committee has jurisdiction under this rule, the Committee
shall do one of the following:
(1) dismiss the complaint with notice explaining the
basis for the Committee's dismissal if it:
(a) alleges facts that do not constitute unethical
conduct or a violation of Rule 2.1 E;
(b) is objectively baseless;
(c) is materially insufficient as to form;
(d) is a frivolous complaint; or
(2) initiate a preliminary investigation of the alleged
unethical conduct or violation.
If the Committee dismisses the complaint, the Committee shall
provide notice to the complainant explaining the basis for
dismissal under paragraph (1).
If the Committee initiates a preliminary investigation, it
shall, promptly upon voting to proceed, send the subject a
20230HR0276PN2383 - 7 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
letter setting forth each allegation in the complaint. Within 15
days after receipt of the letter, the subject may file a written
response with the Committee. Failure of the subject to file a
response shall not be deemed to be an admission, or create an
inference or presumption, that the allegations in the complaint
are true, and such failure shall not prohibit the Committee from
either proceeding with the preliminary or a formal investigation
or dismissing the complaint. The Committee may engage
independent counsel to assist in a preliminary investigation.
The subject may be represented by counsel of the subject's
choosing at any point during an investigation under this rule.
If the Committee initiates a preliminary investigation of a
complaint of a violation under Rule 2.1 E, it shall also send to
the appropriate employer a copy of the letter sent to the
subject setting forth each allegation in the complaint. Upon the
request of the complainant, the employer shall make adjustments
to the complainant's work hours, assignment or duties or
location that may be appropriate under the circumstances of the
allegations in the complaint. The adjustments may include:
(1) removing the complainant or the subject from the
physical work location of the complainant;
(2) allowing the complainant to be placed on
administrative leave with continued pay and benefits, if
applicable; or
(3) any other reasonable accommodation agreed to by the
employer and the complainant.
The employer shall keep the letter and the fact of the
initiation of a preliminary investigation confidential but may
disclose necessary information to Members, officers of the House
or House employees as needed in order to implement the foregoing
20230HR0276PN2383 - 8 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
adjustments. No House employee shall retaliate or take adverse
actions against the complainant in response to the filing of a
complaint of a violation of Rule 2.1 E with the Committee.
A Member of the Committee who is the complainant, the subject
or a witness to the unethical conduct or violation alleged in a
complaint shall not participate in any Committee consideration
of the complaint. The Member shall be temporarily replaced on
the Committee in a like manner as the Member's original
appointment.
Within 30 days following the initiation of a preliminary
investigation, the Committee shall vote to dismiss the complaint
for lack of probable cause to support the alleged unethical
conduct or violation or to proceed with a formal investigation
because it finds that probable cause exists. If a majority of
the Committee is unable to agree on either course of action, the
Committee shall dismiss the complaint. The Committee shall
promptly notify the complainant and the subject in writing of
the result.
If the Committee votes to dismiss the complaint for lack of
probable cause to support the alleged unethical conduct or
violation after a preliminary investigation, the complainant may
file an appeal of that dismissal to the Committee within 30 days
of receiving the dismissal letter. The appeal must include a
concise statement of the reasons for the appeal and a
specification with particularity of the points of fact, the
Legislative Code of Ethics or the Rules of the House, supposed
to have been overlooked or misapprehended by the Committee.
Within 14 days after receiving a request for appeal, the
Committee shall send a letter to the subject setting forth the
reasons given in the appeal. Within 15 days after receipt of the
20230HR0276PN2383 - 9 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
letter, the subject may file a written response with the
Committee. Failure of the subject to file a response shall not
be deemed to be an admission, or create an inference or
presumption, that the appeal should be granted.
Within 45 days of receiving an appeal, the Committee shall
decide whether to proceed with a formal investigation or deny
the appeal.
If the Committee votes to proceed with a formal
investigation, the Committee shall engage independent counsel
unless the Committee determines that the alleged unethical
conduct or violation raised in the complaint does not warrant
the expense of engaging independent counsel. If the Committee
does not engage independent counsel, the Committee shall be
represented in the investigation and any hearing conducted under
this rule by Committee staff attorneys, including at least one
from each party.
The Committee, including Committee staff attorneys, and any
independent counsel engaged by the Committee shall have the
power to conduct investigations and hearings under the
guidelines set out in this rule. Where a provision of this rule
conflicts with another Rule of the House, the provision of this
rule shall govern. This rule shall be construed to empower the
Committee and its independent counsel to do all of the
following:
(1) act as a neutral fact-finder;
(2) fully investigate and deter unethical conduct or
violation of Rule 2.1 E;
(3) protect due process and other constitutional rights
of a subject; and
(4) protect the public trust.
20230HR0276PN2383 - 10 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
The Chief Clerk shall pay the fees and expenses of
independent counsel engaged by the Committee under this rule.
The Committee may issue subpoenas for documents or testimony
as part of a preliminary investigation, a formal investigation
or in connection with a hearing before the Committee.
Notwithstanding the provision of any other Rule of the House,
subpoenas issued under this rule shall be in the name of the
Committee, shall be signed by the chair of the Committee and
shall be attested by another Member of the Committee who voted
in favor of authorizing the subpoena.
A subpoena issued by the Committee may be served upon any
person and shall have the force and effect of a subpoena issued
out of the courts of this Commonwealth. Subpoenas shall be
served by the Sergeant-at-Arms of the House or another person
designated by the Committee when directed to do so by the
Committee. Each subpoena shall be addressed to the witness and
shall state that such proceeding is before a Committee of the
House for which the witness is required to attend and testify at
a specified time and place; or to produce books, papers,
records, accounts, reports, documents and data and information
produced and stored by any electronic data processing system; or
both, as the Committee may also require. Mileage and witness
fees shall be paid by the House to such witness in an amount
prescribed by law. Unless addressed to and served on the
subject, a copy of a subpoena issued by the Committee shall be
provided to the subject and the subject's counsel, if
applicable. A person who willfully neglects or refuses to comply
with a subpoena issued by the Committee shall be subject to the
penalties provided by the laws of this Commonwealth with respect
to such willful neglect or refusal. Notwithstanding the
20230HR0276PN2383 - 11 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
foregoing, a recipient of a subpoena issued by the Committee may
object to the subpoena by serving notice of such objection on
the signatory to the subpoena and the Committee. The Committee
may quash or modify the subpoena if it finds the subpoena to be
overly broad or without proper purpose. Each Member of the
Committee shall have the power to administer oaths and
affirmations to witnesses appearing before the Committee.
All subpoenaed books, papers, records, accounts, reports,
documents, data and information shall be returned to the person
from whom such material was subpoenaed when the Committee has
completed its examination of such material, but in no event
later than the date of final disposition of the matter.
Following the completion of a formal investigation, the
Committee shall conduct a hearing if:
(1) independent counsel engaged by the Committee
recommends that a hearing be conducted and the Committee
votes to adopt the recommendation; or
(2) independent counsel was not engaged by the Committee
but the Committee finds that the testimony and documents
reviewed by the Committee during the formal investigation
indicates more likely than not that the unethical conduct or
violation alleged in the complaint occurred.
If a hearing is to be conducted, the Committee shall provide
the subject and complainant and their counsel, if applicable,
with written notice consistent with constitutional principles of
due process. The Pennsylvania Rules of Evidence shall apply
during the hearing, unless the Committee determines otherwise.
Notwithstanding the foregoing, the Committee may not infringe on
the right of the subject to present evidence, cross-examine
witnesses, face accusers and be represented by counsel at a
20230HR0276PN2383 - 12 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
hearing conducted under this rule.
Witnesses called to appear at a hearing under this rule,
including a subject, may be accompanied by their own counsel for
the purpose of advising them concerning their constitutional
rights. Counsel may interpose legal objection to any and all
questions which in the opinion of counsel may violate the
constitutional rights of counsel's clients.
The proceedings of a hearing conducted under this rule shall
be either stenographically or electronically recorded. The
Committee shall determine which parts of such recorded
proceedings, if any, shall be transcribed.
The burden shall be on independent counsel, if one has been
engaged by the Committee, or the Committee staff attorneys, if
independent counsel has not been engaged, to prove that the
unethical conduct or violation alleged in the complaint
occurred. Within 30 days following the conclusion of the formal
investigation and hearing, the Committee shall make a
determination as to whether the unethical conduct or violation
occurred and shall submit its finding to the House. If the
Committee determines that the unethical conduct or violation
occurred, the Committee may make one or more of the following
recommendations to the House:
(1) a reprimand of the subject;
(2) a censure of the subject;
(3) expulsion of the subject from the House; or
(4) the denial or limitation of any right, power or
privilege of the Member granted by Rules of the House and not
contrary to the Pennsylvania Constitution.
The Committee shall provide a written report of its findings
and recommendations, if any, to the subject and complainant and
20230HR0276PN2383 - 13 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
shall simultaneously submit a copy of the same to the House.
Only findings and recommendations agreed to by a majority of the
Committee shall be included in the report. A minority statement
may be included in the report by agreement of the chair and
vice-chair. The House shall not take any action on the findings
and recommendations submitted by the Committee and such findings
and recommendations shall not be made public until a period of
at least seven days has passed following the Committee's
provision of the report to the subject and complainant.
The Committee may extend any of the time periods, other than
those relating to the jurisdiction of the Committee, required
for any actions of the Committee or others under this rule.
[Investigations,] The Committee shall maintain the
confidentiality of all complaints and complaint-related
proceedings and actions, except as provided in this rule. The
Committee may disclose complaint data, including the number of
complaints received and dispositions on complaints in the
aggregate without identifying information regarding the
complainant or the accused. The Committee shall maintain the
confidentiality of all investigations, hearings and meetings of
the Committee relating to an investigation and the existence of
such investigations, hearings, and meetings shall not be open to
the public [and shall be confidential]. A majority of the
members of the Committee may vote to suspend the confidentiality
provisions in this rule in whole or in part if information
regarding a complaint or an investigation has been entered into
the public domain by someone other than a member of the
Committee and the Committee determines that it is in the best
interest of the Committee to address public inquiry or
information on the complaint or investigation. In this case, the
20230HR0276PN2383 - 14 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
Committee may disclose whether a complaint has been filed, the
disposition or status of action on the complaint and other
information as the Committee may determine is appropriate under
the circumstances. All other meetings of the Committee shall be
open to the public. Any member of the Committee breaching the
confidentiality provisions specified in this rule shall be
removed immediately from the Committee and replaced by another
Member in a like manner as his or her original appointment.
Meetings and hearings held related to the investigation of a
complaint shall be in the nature of executive session and shall
not be open to the public. All other meetings of the Committee
shall be open to the public.
Notwithstanding the above, except for a hearing on complaints
of a violation of Rule 2.1 E, the Committee shall conduct a
hearing in public upon the written request of the subject unless
the Committee determines that evidence or testimony to be
received at the hearing may substantially defame, degrade, or
incriminate a person other than the subject. In that event, the
Committee shall receive such evidence or testimony in executive
session. No evidence or testimony taken in executive session may
be released to any person or authority or used in public
sessions without the consent of the Committee.
The Committee may enter into a consent agreement with the
subject at any point in the proceedings. The Committee may make
an appropriate referral of a complaint to a law enforcement
agency at any point in the proceedings.
The complaint, response and records of the Committee shall be
confidential. Notwithstanding the foregoing:
(1) consent agreements and final findings by the
Committee of unethical conduct and the Committee's
20230HR0276PN2383 - 15 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
recommendations with respect to such findings shall not be
confidential;
(1.1) consent agreements and final findings by the
Committee of a violation of Rule 2.1 E shall not be
confidential, except that at the request of a complainant,
the name of the complainant and, unless the House considers a
resolution to discipline the subject, any facts that may lead
to the identification of the complainant, including the name
of the subject, shall be redacted before an agreement or
final findings of the Committee are made public;
(2) the subject may, in their discretion, make public a
finding by the Committee that no unethical conduct or
violation of Rule 2.1 E had occurred or that there was
insufficient evidence presented to the Committee that
unethical conduct or a violation of Rule 2.1 E had occurred,
except that the subject shall not make public the name of a
complainant who filed a complaint alleging a violation of
Rule 2.1 E; and
(3) if the Committee makes a referral of a complaint to
a law enforcement agency, the Committee may provide the
agency with copies of documents and information in its
possession.
Any Member of the Committee breaching the confidentiality
provisions set forth in this rule as determined by a majority of
the Members of the Committee shall be removed immediately from
the Committee and replaced by another Member in a like manner as
the Member's original appointment.
A nondisclosure agreement shall not be imposed on an
individual as a condition of the initiation of the procedures
available under this rule for the filing and hearing of a
20230HR0276PN2383 - 16 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
complaint of a violation of Rule 2.1 E. Nothing in this
paragraph shall be construed to prohibit the complainant and the
subject from voluntarily entering into a settlement agreement
with a nondisclosure provision agreed to by each party as part
of the settlement of a complaint or proceeding. Notwithstanding
the foregoing, a Member who is the subject of a complaint of a
violation of Rule 2.1 E filed with the Committee shall not
benefit from a nondisclosure agreement or provision if a
completed formal investigation of the Committee finds that the
complaint is credible or a final decision by the Committee finds
a violation.
The Committee may meet with a committee of the Senate to hold
investigations or hearings involving complaints against
employees of the two chambers jointly or officers or employees
of the Legislative Reference Bureau, the Joint State Government
Commission, the Local Government Commission, the Legislative
Budget and Finance Committee, the Legislative Data Processing
Committee or other legislative service agencies. No action may
be taken at a joint meeting unless it is approved by the
Committee. A Member of the Committee who is the complainant, the
subject or a witness to the unethical conduct or violation of
Rule 2.1 E alleged in a complaint under this paragraph shall not
participate in any joint proceedings under this paragraph. The
Member shall be temporarily replaced on the Committee in a like
manner as the Member's original appointment.
20230HR0276PN2383 - 17 -
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25