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        PRIOR PRINTER'S NOS. 1160, 1169, 1202         PRINTER'S NO. 1235

THE GENERAL ASSEMBLY OF PENNSYLVANIA


SENATE BILL

No. 968 Session of 2007


        INTRODUCED BY ERICKSON, PILEGGI, SCARNATI, WONDERLING, MADIGAN,
           McILHINNEY, MELLOW, TARTAGLIONE, WASHINGTON, ORIE, M. WHITE,
           MUSTO, KITCHEN, GORDNER, FOLMER, O'PAKE, PIPPY, TOMLINSON,
           RAFFERTY, VANCE, BAKER, C. WILLIAMS, D. WHITE, FERLO,
           FONTANA, GREENLEAF, STACK, BROWNE AND COSTA, JUNE 11, 2007

        SENATOR ARMSTRONG, APPROPRIATIONS, RE-REPORTED AS AMENDED,
           JUNE 25, 2007

                                     AN ACT

     1  Amending the act of March 20, 2002 (P.L.154, No.13), entitled
     2     "An act reforming the law on medical professional liability;
     3     providing for patient safety and reporting; establishing the
     4     Patient Safety Authority and the Patient Safety Trust Fund;
     5     abrogating regulations; providing for medical professional
     6     liability informed consent, damages, expert qualifications,
     7     limitations of actions and medical records; establishing the
     8     Interbranch Commission on Venue; providing for medical
     9     professional liability insurance; establishing the Medical
    10     Care Availability and Reduction of Error Fund; providing for
    11     medical professional liability claims; establishing the Joint
    12     Underwriting Association; regulating medical professional
    13     liability insurance; providing for medical licensure
    14     regulation; providing for administration; imposing penalties;
    15     and making repeals," providing for reduction and prevention
    16     of health care-associated infection.

    17     The General Assembly of the Commonwealth of Pennsylvania
    18  hereby enacts as follows:
    19     Section 1.  The act of March 20, 2002 (P.L.154, No.13), known
    20  as the Medical Care Availability and Reduction of Error (Mcare)
    21  Act, is amended by adding a chapter to read:
    22                             CHAPTER 4
    23                 HEALTH CARE-ASSOCIATED INFECTIONS

     1  Section 401.  Scope.
     2     This chapter relates to the reduction and prevention of
     3  health care-associated infections.
     4  Section 402.  Definitions.
     5     The following words and phrases when used in this chapter
     6  shall have the meanings given to them in this section unless the
     7  context clearly indicates otherwise:
     8     "Antimicrobial agent."  A general term for drugs, chemicals
     9  or other substances that kill or slow the growth of microbes,
    10  including, but not limited to, antibacterial drugs, antiviral
    11  agents, antifungal agents and antiparasitic drugs.
    12     "Authority."  The Patient Safety Authority.
    13     "Colonization."  The first stage of microbial infection or
    14  the presence of nonreplicating microorganisms usually present in
    15  host tissues that are in contact with the external environment.
    16     "Department."  The Department of Health of the Commonwealth.
    17     "Fund."  The Patient Safety Trust Fund as defined in section
    18  305.
    19     "Health care-associated infection."  A localized or systemic
    20  condition that results from an adverse reaction to the presence
    21  of an infectious agent or its toxins that:
    22         (1)  occurs in a patient in a health care setting;
    23         (2)  was not present or incubating at the time of
    24     admission, unless the infection was related to a previous
    25     admission to the same setting; and
    26         (3)  if occurring in a hospital setting, meets the
    27     criteria for a specific infection site as defined by the
    28     Centers for Disease Control and Prevention and its National
    29     Health Care Safety Network.
    30     "Health care facility."  A hospital or nursing home licensed
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     1  or otherwise regulated to provide health care services under the
     2  laws of this Commonwealth.
     3     "Health payor."  An individual or entity providing a group
     4  health, sickness or accident policy, subscriber contract or
     5  program issued or provided by an entity subject to any one of
     6  the following:
     7         (1)  The act of June 2, 1915 (P.L.736, No.338), known as
     8     the Workers' Compensation Act.
     9         (2)  The act of May 17, 1921 (P.L.682, No.284), known as
    10     The Insurance Company Law of 1921.
    11         (3)  The act of December 29, 1972 (P.L.1701, No.364),
    12     known as the Health Maintenance Organization Act.
    13         (4)  The act of May 18, 1976 (P.L.123, No.54), known as
    14     the Individual Accident and Sickness Insurance Minimum
    15     Standards Act.
    16         (5)  40 Pa.C.S. Ch. 61 (relating to hospital plan
    17     corporations).
    18     "Medicaid."  The program established under Title XIX of the
    19  Social Security Act (49 Stat. 620, 42 U.S.C. § 1396 et seq.).
    20     "Medicare."  The program established under section 1886 of
    21  the Social Security Act (49 Stat. 620, 42 U.S.C. § 1395ww).
    22     "Methicillin Resistant Staphylococcus Aureus" or "MRSA."  A
    23  strain of bacteria that is resistant to certain antibiotics and
    24  is difficult to treat medically.
    25     "Multidrug resistant organism" or "MDRO."  Microorganisms,
    26  predominantly bacteria, that are resistant to one or more
    27  classes of antimicrobial agents.
    28     "Nationally recognized standards."  Standards developed by
    29  organizations specializing in the control of infectious diseases
    30  such as the Society for the Healthcare Epidemiology of America
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     1  (SHEA), the Association for Professionals in Infection Control
     2  and Epidemiology (APIC) and the Infectious Disease Society of
     3  America (IDSA) and such methods, recommendations and guidelines
     4  developed by the Centers for Disease Control and Prevention
     5  (CDC) and its National Healthcare Safety Network.
     6  Section 403.  Infection control plan.
     7     (a)  Development and compliance.--Within 120 days of the
     8  effective date of this section, a health care facility shall
     9  develop and implement an internal infection control plan that
    10  shall be established for the purpose of improving the health and
    11  safety of patients and health care workers and shall include:
    12         (1)  A multidisciplinary committee including
    13     representatives from each of the following if applicable to
    14     that specific health care facility:
    15             (i)  Medical staff.
    16             (ii)  Administration.
    17             (iii)  Laboratory.
    18             (iv)  Nursing.
    19             (v)  Pharmacy.
    20             (vi)  The community.
    21         (2)  Effective measures for the detection, control and
    22     prevention of health care-associated infections.
    23         (3)  An active culture surveillance process and policies.
    24         (4)  A system to identify and designate patients known to
    25     be colonized or infected with MRSA or other MDRO.
    26         (5)  The procedure for identifying other high-risk
    27     patients admitted to the facility who shall receive routine
    28     cultures and screenings.
    29         (6)  An outreach process for notifying a receiving health
    30     care facility of any patient known to be colonized prior to
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     1     transfer within or between facilities.
     2         (7)  A required infection-control intervention protocol
     3     which includes:
     4             (i)  Infection control precautions, based on
     5         nationally recognized standards, for general surveillance
     6         of infected or colonized patients.
     7             (ii)  Treatment protocols based on evidence-based
     8         standards.
     9             (iii)  Isolation procedures.
    10             (iv)  Physical plant operations related to infection
    11         control.
    12             (v)  Appropriate use of antimicrobial agents and
    13         antibiotics.
    14             (vi)  Mandatory educational programs for personnel.
    15             (vii)  Fiscal and human resource requirements.
    16     (b)  Department review.--The department shall review each
    17  health care facility's infection control plan to ensure
    18  compliance with this section in accordance with the department's
    19  authority under 28 Pa. Code § 146 (relating to infection
    20  control) or 28 Pa. Code § 211.1 (relating to reportable
    21  diseases) during its regular licensure inspection process.
    22     (c)  Notification.--Upon review of its infection control
    23  plan, a health care facility shall notify all health care
    24  workers and medical staff of the health care facility of the
    25  infection control plan. Compliance with the infection control
    26  plan shall be required as a condition of employment or            <--
    27  credentialing at the health care facility. ENFORCED BY THE        <--
    28  FACILITY.
    29     (D)  COMPLIANCE.--FOR PURPOSES OF COMPLIANCE WITH THIS
    30  SECTION, A HEALTH CARE FACILITY WITH AN EXISTING INFECTION
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     1  CONTROL PLAN THAT MEETS THE CRITERIA SET FORTH IN SUBSECTION (A)
     2  SHALL BE DEEMED TO BE IN COMPLIANCE.
     3  Section 404.  Patient Safety Authority jurisdiction.
     4     (a)  Health care facility reports to authority.--The
     5  occurrence of a health care-associated infection in a health
     6  care facility shall be deemed a serious event or incident, as
     7  applicable, as defined in section 302 and shall be reported to
     8  the authority within 24 hours of the health care facility's
     9  confirmation of its occurrence. The report to the authority
    10  shall be in a form and manner prescribed by the authority and
    11  shall not include the name of any patient or any other
    12  identifiable individual information. The report to the authority
    13  shall also be subject to all of the confidentiality protections
    14  set forth in section 311.
    15     (b)  Report submission.--Subject to the notice and reporting
    16  requirements set forth in subsection (c)(4), a health care
    17  facility shall begin reporting health care-associated infections
    18  in its facility as serious events or incidents, consistent with
    19  the requirements of this section and the provisions of Chapter
    20  3.
    21     (c)  Duties.--In addition to its existing responsibilities,
    22  the authority is responsible for all of the following:
    23         (1)  Establishing uniform definitions based on nationally
    24     recognized standards for the identification and reporting of
    25     health care-associated infections.
    26         (2)  Developing and implementing uniform reporting
    27     requirements utilizing the uniform definitions established
    28     under paragraph (1), which a health care facility shall
    29     follow for purposes of reporting health care-associated
    30     infections if applicable to that specific health care
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     1     facility:
     2             (i)  to the authority pursuant to subsection (b);
     3             (ii)  to the Health Care Cost Containment Council
     4         pursuant to section 6(c)(7) of the act of July 8, 1986
     5         (P.L.408, No.89), known as the Health Care Cost
     6         Containment Act; and
     7             (iii)  to any other State agency, including
     8         independent State agencies.
     9         (3)  Developing a methodology using nationally recognized
    10     standards for determining and assessing the rate of health
    11     care-associated infections that occur in health care
    12     facilities in this Commonwealth as compared with the rate of
    13     health care-associated infections occurring in health care
    14     facilities on a nationwide basis.
    15         (4)  Publishing a notice in the Pennsylvania Bulletin
    16     stating the uniform reporting requirements established
    17     pursuant to this subsection and the effective date for the
    18     commencement of required reporting by health care facilities
    19     consistent with this chapter, which, at a minimum, shall
    20     begin 120 days after publication of the notice.
    21         (5)  Issuing advisories under section 304(a)(7).
    22         (6)  Including a separate category for providing
    23     information about health care-associated infections in the
    24     annual report under section 304(c).
    25         (7)  Appointing an advisory panel of health care-
    26     associated infection control experts, including at least one
    27     representative of a nursing home and at least one
    28     representative of a hospital, to assist in carrying out the
    29     requirements of this chapter.
    30  Section 405.  Payment for performing routine cultures and
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     1                 screenings.
     2     The FULL cost of routine cultures and screenings performed on  <--
     3  patients in compliance with a health care facility's infection
     4  control plan shall be considered a reimbursable cost to be paid
     5  by health payors and Medicaid subject to any copayment,
     6  coinsurance or deductible in amounts imposed in any applicable
     7  policy issued by a health payor and to any agreements between a
     8  health care facility and payor.
     9  Section 406.  Incentive payment.
    10     (a)  General rule.--Commencing on January 1, 2009, a health
    11  care facility that achieves at least a 10% reduction for that
    12  facility in the total number of reported health care-associated
    13  infections over the preceding year shall be eligible to receive
    14  an incentive payment. For calendar year 2010 and thereafter, the
    15  Department of Public Welfare shall consult with the authority to
    16  establish appropriate percentage benchmarks for the reduction of
    17  health care-associated infections in health care facilities in
    18  order to be eligible for an incentive payment pursuant to this
    19  section.
    20     (b)  Distribution of funds.--Funds for the purpose of
    21  implementing this section shall be appropriated to the
    22  Department of Public Welfare and distributed to eligible health
    23  care facilities as set forth in this section. Incentive payments
    24  to health care facilities shall be limited to funds available
    25  for this purpose.
    26  Section 407.  Duties of Department of Health.
    27     The department is responsible for the following:
    28         (1)  The development of a public health awareness
    29     campaign on health care-associated infections to be known as
    30     the Community Awareness Program. The program shall provide
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     1     information to the public on causes and symptoms of health
     2     care-associated infections, diagnosis and treatment
     3     prevention methods and the proper use of antibiotics.
     4         (2)  The consideration and determination of the
     5     feasibility of establishing an active surveillance program
     6     involving other entities, such as athletic teams,
     7     correctional facilities or other entities to identify those
     8     persons in the community that are actively colonized and at
     9     risk of susceptibility to and transmission of MRSA bacteria.
    10  Section 408.  Nursing home assessment to Patient Safety
    11                 Authority.
    12     (a)  Assessment.--Commencing January 1, 2008, each nursing
    13  home shall pay the department a surcharge on its licensing fee
    14  as necessary to provide sufficient revenues to operate the
    15  authority for its responsibilities under this chapter. The total
    16  ANNUAL assessment for all nursing homes shall not be more than    <--
    17  AN AGGREGATE AMOUNT OF $1,000,000. The department shall transfer  <--
    18  the total assessment amount to the fund within 30 days of
    19  receipt.
    20     (b)  Base amount.--For each succeeding calendar year, the
    21  authority shall determine the appropriate assessment amount and
    22  the department shall assess each nursing home its proportionate
    23  share of the authority's budget for its responsibilities under
    24  this chapter. The total assessment amount shall not be more than
    25  $1,000,000 in fiscal year 2007-2008 and shall be increased
    26  according to the Consumer Price Index in each succeeding fiscal
    27  year.
    28     (c)  Expenditures.--Money appropriated to the fund under this
    29  chapter shall be expended by the authority to implement this
    30  chapter.
    20070S0968B1235                  - 9 -     

     1     (d)  Dissolution.--In the event that the fund is discontinued
     2  or the authority is dissolved by operation of law, any balance
     3  paid by nursing homes remaining in the fund, after deducting
     4  administrative costs of liquidation, shall be returned to the
     5  nursing homes in proportion to their financial contributions to
     6  the fund in the preceding licensing period.
     7     (e)  Failure to pay surcharge.--If after 30 days' notice a
     8  nursing home fails to pay a surcharge levied by the department
     9  under this chapter, the department may assess an administrative
    10  penalty of $1,000 per day until the surcharge is paid.
    11  Section 409.  Scope of reporting.
    12     This chapter shall satisfy the sole and exclusive requirement  <--
    13  for health care facilities to report health care-associated
    14  infections to the Commonwealth.
    15     FOR PURPOSES OF REPORTING HEALTH CARE-ASSOCIATED INFECTIONS    <--
    16  TO THE COMMONWEALTH, ITS AGENCIES AND INDEPENDENT AGENCIES, THIS
    17  CHAPTER SETS FORTH THE APPLICABLE CRITERIA TO BE UTILIZED BY
    18  HEALTH CARE FACILITIES IN MAKING SUCH REPORTS.
    19  Section 410.  Penalties.
    20     (a)  Violation of Health Care Facilities Act.--The failure of
    21  a health care facility to report a health care-associated
    22  infection as a serious event or incident as required by this
    23  chapter or the failure of a health care facility to develop,
    24  implement and comply with its infection control plan in
    25  accordance with the requirements of section 403 shall be a
    26  violation of the act of July 19, 1979 (P.L.130, No.48), known as
    27  the Health Care Facilities Act.
    28     (b)  Administrative penalty.--In addition to any penalty that
    29  may be imposed under the Health Care Facilities Act or under 18
    30  Pa.C.S. Ch. 32 (relating to abortion), a health care facility
    20070S0968B1235                 - 10 -     

     1  which fails to report a health care-associated infection as a
     2  serious event or incident may be subject to an administrative
     3  penalty of $1,000 per day imposed by the department.
     4     Section 2.  This act shall take effect in 30 days.


















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