PRIOR PRINTER'S NOS. 1160, 1169, 1202 PRINTER'S NO. 1235
No. 968 Session of 2007
INTRODUCED BY ERICKSON, PILEGGI, SCARNATI, WONDERLING, MADIGAN, McILHINNEY, MELLOW, TARTAGLIONE, WASHINGTON, ORIE, M. WHITE, MUSTO, KITCHEN, GORDNER, FOLMER, O'PAKE, PIPPY, TOMLINSON, RAFFERTY, VANCE, BAKER, C. WILLIAMS, D. WHITE, FERLO, FONTANA, GREENLEAF, STACK, BROWNE AND COSTA, JUNE 11, 2007
SENATOR ARMSTRONG, APPROPRIATIONS, RE-REPORTED AS AMENDED, JUNE 25, 2007
AN ACT 1 Amending the act of March 20, 2002 (P.L.154, No.13), entitled 2 "An act reforming the law on medical professional liability; 3 providing for patient safety and reporting; establishing the 4 Patient Safety Authority and the Patient Safety Trust Fund; 5 abrogating regulations; providing for medical professional 6 liability informed consent, damages, expert qualifications, 7 limitations of actions and medical records; establishing the 8 Interbranch Commission on Venue; providing for medical 9 professional liability insurance; establishing the Medical 10 Care Availability and Reduction of Error Fund; providing for 11 medical professional liability claims; establishing the Joint 12 Underwriting Association; regulating medical professional 13 liability insurance; providing for medical licensure 14 regulation; providing for administration; imposing penalties; 15 and making repeals," providing for reduction and prevention 16 of health care-associated infection. 17 The General Assembly of the Commonwealth of Pennsylvania 18 hereby enacts as follows: 19 Section 1. The act of March 20, 2002 (P.L.154, No.13), known 20 as the Medical Care Availability and Reduction of Error (Mcare) 21 Act, is amended by adding a chapter to read: 22 CHAPTER 4 23 HEALTH CARE-ASSOCIATED INFECTIONS
1 Section 401. Scope. 2 This chapter relates to the reduction and prevention of 3 health care-associated infections. 4 Section 402. Definitions. 5 The following words and phrases when used in this chapter 6 shall have the meanings given to them in this section unless the 7 context clearly indicates otherwise: 8 "Antimicrobial agent." A general term for drugs, chemicals 9 or other substances that kill or slow the growth of microbes, 10 including, but not limited to, antibacterial drugs, antiviral 11 agents, antifungal agents and antiparasitic drugs. 12 "Authority." The Patient Safety Authority. 13 "Colonization." The first stage of microbial infection or 14 the presence of nonreplicating microorganisms usually present in 15 host tissues that are in contact with the external environment. 16 "Department." The Department of Health of the Commonwealth. 17 "Fund." The Patient Safety Trust Fund as defined in section 18 305. 19 "Health care-associated infection." A localized or systemic 20 condition that results from an adverse reaction to the presence 21 of an infectious agent or its toxins that: 22 (1) occurs in a patient in a health care setting; 23 (2) was not present or incubating at the time of 24 admission, unless the infection was related to a previous 25 admission to the same setting; and 26 (3) if occurring in a hospital setting, meets the 27 criteria for a specific infection site as defined by the 28 Centers for Disease Control and Prevention and its National 29 Health Care Safety Network. 30 "Health care facility." A hospital or nursing home licensed 20070S0968B1235 - 2 -
1 or otherwise regulated to provide health care services under the 2 laws of this Commonwealth. 3 "Health payor." An individual or entity providing a group 4 health, sickness or accident policy, subscriber contract or 5 program issued or provided by an entity subject to any one of 6 the following: 7 (1) The act of June 2, 1915 (P.L.736, No.338), known as 8 the Workers' Compensation Act. 9 (2) The act of May 17, 1921 (P.L.682, No.284), known as 10 The Insurance Company Law of 1921. 11 (3) The act of December 29, 1972 (P.L.1701, No.364), 12 known as the Health Maintenance Organization Act. 13 (4) The act of May 18, 1976 (P.L.123, No.54), known as 14 the Individual Accident and Sickness Insurance Minimum 15 Standards Act. 16 (5) 40 Pa.C.S. Ch. 61 (relating to hospital plan 17 corporations). 18 "Medicaid." The program established under Title XIX of the 19 Social Security Act (49 Stat. 620, 42 U.S.C. § 1396 et seq.). 20 "Medicare." The program established under section 1886 of 21 the Social Security Act (49 Stat. 620, 42 U.S.C. § 1395ww). 22 "Methicillin Resistant Staphylococcus Aureus" or "MRSA." A 23 strain of bacteria that is resistant to certain antibiotics and 24 is difficult to treat medically. 25 "Multidrug resistant organism" or "MDRO." Microorganisms, 26 predominantly bacteria, that are resistant to one or more 27 classes of antimicrobial agents. 28 "Nationally recognized standards." Standards developed by 29 organizations specializing in the control of infectious diseases 30 such as the Society for the Healthcare Epidemiology of America 20070S0968B1235 - 3 -
1 (SHEA), the Association for Professionals in Infection Control 2 and Epidemiology (APIC) and the Infectious Disease Society of 3 America (IDSA) and such methods, recommendations and guidelines 4 developed by the Centers for Disease Control and Prevention 5 (CDC) and its National Healthcare Safety Network. 6 Section 403. Infection control plan. 7 (a) Development and compliance.--Within 120 days of the 8 effective date of this section, a health care facility shall 9 develop and implement an internal infection control plan that 10 shall be established for the purpose of improving the health and 11 safety of patients and health care workers and shall include: 12 (1) A multidisciplinary committee including 13 representatives from each of the following if applicable to 14 that specific health care facility: 15 (i) Medical staff. 16 (ii) Administration. 17 (iii) Laboratory. 18 (iv) Nursing. 19 (v) Pharmacy. 20 (vi) The community. 21 (2) Effective measures for the detection, control and 22 prevention of health care-associated infections. 23 (3) An active culture surveillance process and policies. 24 (4) A system to identify and designate patients known to 25 be colonized or infected with MRSA or other MDRO. 26 (5) The procedure for identifying other high-risk 27 patients admitted to the facility who shall receive routine 28 cultures and screenings. 29 (6) An outreach process for notifying a receiving health 30 care facility of any patient known to be colonized prior to 20070S0968B1235 - 4 -
1 transfer within or between facilities. 2 (7) A required infection-control intervention protocol 3 which includes: 4 (i) Infection control precautions, based on 5 nationally recognized standards, for general surveillance 6 of infected or colonized patients. 7 (ii) Treatment protocols based on evidence-based 8 standards. 9 (iii) Isolation procedures. 10 (iv) Physical plant operations related to infection 11 control. 12 (v) Appropriate use of antimicrobial agents and 13 antibiotics. 14 (vi) Mandatory educational programs for personnel. 15 (vii) Fiscal and human resource requirements. 16 (b) Department review.--The department shall review each 17 health care facility's infection control plan to ensure 18 compliance with this section in accordance with the department's 19 authority under 28 Pa. Code § 146 (relating to infection 20 control) or 28 Pa. Code § 211.1 (relating to reportable 21 diseases) during its regular licensure inspection process. 22 (c) Notification.--Upon review of its infection control 23 plan, a health care facility shall notify all health care 24 workers and medical staff of the health care facility of the 25 infection control plan. Compliance with the infection control 26 plan shall be required as a condition of employment or <-- 27 credentialing at the health care facility. ENFORCED BY THE <-- 28 FACILITY. 29 (D) COMPLIANCE.--FOR PURPOSES OF COMPLIANCE WITH THIS 30 SECTION, A HEALTH CARE FACILITY WITH AN EXISTING INFECTION 20070S0968B1235 - 5 -
1 CONTROL PLAN THAT MEETS THE CRITERIA SET FORTH IN SUBSECTION (A) 2 SHALL BE DEEMED TO BE IN COMPLIANCE. 3 Section 404. Patient Safety Authority jurisdiction. 4 (a) Health care facility reports to authority.--The 5 occurrence of a health care-associated infection in a health 6 care facility shall be deemed a serious event or incident, as 7 applicable, as defined in section 302 and shall be reported to 8 the authority within 24 hours of the health care facility's 9 confirmation of its occurrence. The report to the authority 10 shall be in a form and manner prescribed by the authority and 11 shall not include the name of any patient or any other 12 identifiable individual information. The report to the authority 13 shall also be subject to all of the confidentiality protections 14 set forth in section 311. 15 (b) Report submission.--Subject to the notice and reporting 16 requirements set forth in subsection (c)(4), a health care 17 facility shall begin reporting health care-associated infections 18 in its facility as serious events or incidents, consistent with 19 the requirements of this section and the provisions of Chapter 20 3. 21 (c) Duties.--In addition to its existing responsibilities, 22 the authority is responsible for all of the following: 23 (1) Establishing uniform definitions based on nationally 24 recognized standards for the identification and reporting of 25 health care-associated infections. 26 (2) Developing and implementing uniform reporting 27 requirements utilizing the uniform definitions established 28 under paragraph (1), which a health care facility shall 29 follow for purposes of reporting health care-associated 30 infections if applicable to that specific health care 20070S0968B1235 - 6 -
1 facility: 2 (i) to the authority pursuant to subsection (b); 3 (ii) to the Health Care Cost Containment Council 4 pursuant to section 6(c)(7) of the act of July 8, 1986 5 (P.L.408, No.89), known as the Health Care Cost 6 Containment Act; and 7 (iii) to any other State agency, including 8 independent State agencies. 9 (3) Developing a methodology using nationally recognized 10 standards for determining and assessing the rate of health 11 care-associated infections that occur in health care 12 facilities in this Commonwealth as compared with the rate of 13 health care-associated infections occurring in health care 14 facilities on a nationwide basis. 15 (4) Publishing a notice in the Pennsylvania Bulletin 16 stating the uniform reporting requirements established 17 pursuant to this subsection and the effective date for the 18 commencement of required reporting by health care facilities 19 consistent with this chapter, which, at a minimum, shall 20 begin 120 days after publication of the notice. 21 (5) Issuing advisories under section 304(a)(7). 22 (6) Including a separate category for providing 23 information about health care-associated infections in the 24 annual report under section 304(c). 25 (7) Appointing an advisory panel of health care- 26 associated infection control experts, including at least one 27 representative of a nursing home and at least one 28 representative of a hospital, to assist in carrying out the 29 requirements of this chapter. 30 Section 405. Payment for performing routine cultures and 20070S0968B1235 - 7 -
1 screenings. 2 The FULL cost of routine cultures and screenings performed on <-- 3 patients in compliance with a health care facility's infection 4 control plan shall be considered a reimbursable cost to be paid 5 by health payors and Medicaid subject to any copayment, 6 coinsurance or deductible in amounts imposed in any applicable 7 policy issued by a health payor and to any agreements between a 8 health care facility and payor. 9 Section 406. Incentive payment. 10 (a) General rule.--Commencing on January 1, 2009, a health 11 care facility that achieves at least a 10% reduction for that 12 facility in the total number of reported health care-associated 13 infections over the preceding year shall be eligible to receive 14 an incentive payment. For calendar year 2010 and thereafter, the 15 Department of Public Welfare shall consult with the authority to 16 establish appropriate percentage benchmarks for the reduction of 17 health care-associated infections in health care facilities in 18 order to be eligible for an incentive payment pursuant to this 19 section. 20 (b) Distribution of funds.--Funds for the purpose of 21 implementing this section shall be appropriated to the 22 Department of Public Welfare and distributed to eligible health 23 care facilities as set forth in this section. Incentive payments 24 to health care facilities shall be limited to funds available 25 for this purpose. 26 Section 407. Duties of Department of Health. 27 The department is responsible for the following: 28 (1) The development of a public health awareness 29 campaign on health care-associated infections to be known as 30 the Community Awareness Program. The program shall provide 20070S0968B1235 - 8 -
1 information to the public on causes and symptoms of health 2 care-associated infections, diagnosis and treatment 3 prevention methods and the proper use of antibiotics. 4 (2) The consideration and determination of the 5 feasibility of establishing an active surveillance program 6 involving other entities, such as athletic teams, 7 correctional facilities or other entities to identify those 8 persons in the community that are actively colonized and at 9 risk of susceptibility to and transmission of MRSA bacteria. 10 Section 408. Nursing home assessment to Patient Safety 11 Authority. 12 (a) Assessment.--Commencing January 1, 2008, each nursing 13 home shall pay the department a surcharge on its licensing fee 14 as necessary to provide sufficient revenues to operate the 15 authority for its responsibilities under this chapter. The total 16 ANNUAL assessment for all nursing homes shall not be more than <-- 17 AN AGGREGATE AMOUNT OF $1,000,000. The department shall transfer <-- 18 the total assessment amount to the fund within 30 days of 19 receipt. 20 (b) Base amount.--For each succeeding calendar year, the 21 authority shall determine the appropriate assessment amount and 22 the department shall assess each nursing home its proportionate 23 share of the authority's budget for its responsibilities under 24 this chapter. The total assessment amount shall not be more than 25 $1,000,000 in fiscal year 2007-2008 and shall be increased 26 according to the Consumer Price Index in each succeeding fiscal 27 year. 28 (c) Expenditures.--Money appropriated to the fund under this 29 chapter shall be expended by the authority to implement this 30 chapter. 20070S0968B1235 - 9 -
1 (d) Dissolution.--In the event that the fund is discontinued 2 or the authority is dissolved by operation of law, any balance 3 paid by nursing homes remaining in the fund, after deducting 4 administrative costs of liquidation, shall be returned to the 5 nursing homes in proportion to their financial contributions to 6 the fund in the preceding licensing period. 7 (e) Failure to pay surcharge.--If after 30 days' notice a 8 nursing home fails to pay a surcharge levied by the department 9 under this chapter, the department may assess an administrative 10 penalty of $1,000 per day until the surcharge is paid. 11 Section 409. Scope of reporting. 12 This chapter shall satisfy the sole and exclusive requirement <-- 13 for health care facilities to report health care-associated 14 infections to the Commonwealth. 15 FOR PURPOSES OF REPORTING HEALTH CARE-ASSOCIATED INFECTIONS <-- 16 TO THE COMMONWEALTH, ITS AGENCIES AND INDEPENDENT AGENCIES, THIS 17 CHAPTER SETS FORTH THE APPLICABLE CRITERIA TO BE UTILIZED BY 18 HEALTH CARE FACILITIES IN MAKING SUCH REPORTS. 19 Section 410. Penalties. 20 (a) Violation of Health Care Facilities Act.--The failure of 21 a health care facility to report a health care-associated 22 infection as a serious event or incident as required by this 23 chapter or the failure of a health care facility to develop, 24 implement and comply with its infection control plan in 25 accordance with the requirements of section 403 shall be a 26 violation of the act of July 19, 1979 (P.L.130, No.48), known as 27 the Health Care Facilities Act. 28 (b) Administrative penalty.--In addition to any penalty that 29 may be imposed under the Health Care Facilities Act or under 18 30 Pa.C.S. Ch. 32 (relating to abortion), a health care facility 20070S0968B1235 - 10 -
1 which fails to report a health care-associated infection as a 2 serious event or incident may be subject to an administrative 3 penalty of $1,000 per day imposed by the department. 4 Section 2. This act shall take effect in 30 days. F8L40BIL/20070S0968B1235 - 11 -