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                                                      PRINTER'S NO. 1469

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 1213 Session of 2007


        INTRODUCED BY McILVAINE SMITH, DERMODY, BELFANTI, BENNINGTON,
           BLACKWELL, DeLUCA, FABRIZIO, GODSHALL, JOSEPHS, LEACH,
           MAHONEY, McGEEHAN, M. O'BRIEN, PASHINSKI, RUBLEY, SIPTROTH,
           K. SMITH, SOLOBAY, R. TAYLOR, WALKO AND YUDICHAK, MAY 1, 2007

        REFERRED TO COMMITTEE ON HEALTH AND HUMAN SERVICES, MAY 1, 2007

                                     AN ACT

     1  Amending the act of June 13, 1967 (P.L.31, No.21), entitled "An
     2     act to consolidate, editorially revise, and codify the public
     3     welfare laws of the Commonwealth," repealing provisions
     4     relating to the State plan for regulating personal care
     5     homes; changing the term "personal care home" to "assisted
     6     living facility"; further providing for licensing
     7     definitions; requiring a report on licensing; and making
     8     editorial changes.

     9     The General Assembly of the Commonwealth of Pennsylvania
    10  hereby enacts as follows:
    11     Section 1.  Section 211 of the act of June 13, 1967 (P.L.31,
    12  No.21), known as the Public Welfare Code, amended December 21,
    13  1988 (P.L.1883, No.185), is repealed:
    14     [Section 211.  State Plan for Regulating and Licensing
    15  Personal Care Homes.--(a)  In accordance with the statutory
    16  authority and responsibility vested in the department to
    17  regulate nonprofit homes for adults which provide personal care
    18  and services and to license for profit personal care homes for
    19  adults, pursuant to Articles IX and X, the department shall
    20  develop and implement a State plan for regulating and licensing

     1  said facilities as defined by section 1001 of this act.
     2     (b)  In developing rules and regulations for the State plan,
     3  the department shall:
     4     (1)  Distinguish between personal care homes serving less
     5  than eight persons and personal care homes serving more than
     6  eight persons.
     7     (2)  By July 1, 1981 adopt rules relating to the conduct of
     8  owners and employes of personal care homes relative to the
     9  endorsement or delivery of public or private welfare, pension or
    10  insurance checks by a resident of a personal care home.
    11     (3)  Not regulate or require the registration of boarding
    12  homes which merely provide room, board and laundry services to
    13  persons who do not need personal care home services.
    14     (c)  Within three months following the effective date of this
    15  act, the department shall submit to the General Assembly for
    16  comment and review, and publish in the Pennsylvania Bulletin in
    17  accordance with the provisions of the Commonwealth Documents Law
    18  relating to the publication of regulations, a preliminary State
    19  plan for regulating and licensing personal care homes.
    20     (d)  The preliminary plan shall include, but is not limited
    21  to, the following:
    22     (1)  Coordination of the department's statutory
    23  responsibilities with those of other State and local agencies
    24  having statutory responsibilities relating to personal care
    25  homes, with particular attention given to the Department of
    26  Labor and Industry, the Department of Environmental Resources,
    27  the Department of Aging and the Pennsylvania Human Relations
    28  Commission. The Department of Labor and Industry shall
    29  promulgate rules and regulations applicable to personal care
    30  homes on a Statewide basis consistent with size distinctions set
    20070H1213B1469                  - 2 -     

     1  forth in subsection (b) pertaining to construction and means of
     2  egress.
     3     (2)  Recommendations for changes in existing State law and
     4  proposed legislation to:
     5     (i)  Resolve inconsistencies that hinder the department's
     6  implementation of the State plan.
     7     (ii)  Promote the cost efficiency and effectiveness of
     8  visitations and inspections.
     9     (iii)  Delegate to other State and local agencies
    10  responsibility for visitations, inspections, referral, placement
    11  and protection of adults residing in personal care homes.
    12     (iv)  Evaluate the State's fire and panic laws as applied to
    13  personal care homes.
    14     (3)  Recommendations for implementation of fire safety and
    15  resident care standards relating to personal care homes by
    16  cities of the first class, second class and second class A.
    17     (4)  A programmatic and fiscal impact statement regarding the
    18  effect of the plan on existing residential programs for the
    19  disabled, including but not limited to skilled nursing homes,
    20  intermediate care facilities, domiciliary care homes, adult
    21  foster care homes, community living arrangements for the
    22  mentally retarded and group homes for the mentally ill and the
    23  effect of the plan on recipients of Supplemental Security
    24  Income.
    25     (5)  Cost analysis of the entire plan and of all regulations
    26  that will be proposed pursuant to the plan.
    27     (6)  Number of personnel at the State, regional and county
    28  level required to inspect personal care homes and monitor and
    29  enforce final rules and regulations adopted by the department.
    30     (7)  Process for relocating residents of personal care homes
    20070H1213B1469                  - 3 -     

     1  whose health and safety are in imminent danger.
     2     (e)  If the department deems that it is in the best interest
     3  of the Commonwealth to develop a plan for implementation on a
     4  phased basis, the department shall submit a detailed schedule of
     5  the plan to the General Assembly which shall be part of the
     6  preliminary State plan.
     7     (f)  Within six months of the effective date of this act, the
     8  department shall adopt a final State plan which shall be
     9  submitted and published in the same manner as the preliminary
    10  plan.
    11     (g)  The final plan shall include the information required in
    12  the preliminary plan and, in addition, the cost to operators of
    13  personal care homes for compliance with the regulations.
    14     (h)  At no time may the department change, alter, amend or
    15  modify the final State plan, except in emergency situations,
    16  without first publishing such change in the Pennsylvania
    17  Bulletin in accordance with the Commonwealth Documents Law
    18  relating to publication of regulations and without first
    19  submitting the proposed change to the General Assembly for
    20  comment and review. In an emergency, the department may change,
    21  alter, amend or modify the State plan without publishing the
    22  change or submitting the change to the General Assembly; but,
    23  within thirty days, the department shall submit and publish the
    24  change as otherwise required.
    25     (i)  The State plan shall not apply to any facility operated
    26  by a religious organization for the care of clergymen or other
    27  persons in a religious profession.
    28     (j)  Prior to January 1, 1985, department regulations shall
    29  not apply to personal care homes in which services are
    30  integrated with, are under the same management as, and on the
    20070H1213B1469                  - 4 -     

     1  same grounds as a skilled nursing or intermediate care facility
     2  licensed for more than twenty-five beds and having an average
     3  daily occupancy of more than fifteen beds. Prior to January 1,
     4  1985 the department may require registration of such facilities
     5  and may visit such facilities for the purpose of assisting
     6  residents and securing information regarding facilities of this
     7  nature.
     8     (k)  Any regulations by the department relating to the
     9  funding of residential care for the mentally ill or mentally
    10  retarded adults and any regulations of the Department of Aging
    11  relating to domiciliary care shall use as their base,
    12  regulations established in accordance with this section.
    13  Supplementary requirements otherwise authorized by law may be
    14  added.
    15     (l)  After initial approval, personal care homes need not be
    16  visited or inspected annually; provided that the department
    17  shall schedule inspections in accordance with a plan that
    18  provides for the coverage of at least seventy-five percent of
    19  the licensed personal care homes every two years and all homes
    20  shall be inspected at least once every three years.
    21     (m)  Regulations specifically related to personal care homes
    22  or personal care home services adopted prior to the effective
    23  date of this act shall remain in effect until superseded by a
    24  final plan adopted in accordance with this section.]
    25     Section 2.  Sections 212, 213, 1001, 1006, 1057.1, 1057.2 and
    26  1057.3 of the act, amended or added December 21, 1988 (P.L.1883,
    27  No.185), are amended to read:
    28     Section 212.  Intra-Governmental Council on Long-Term Care.--
    29  (a)  The General Assembly hereby establishes the Intra-
    30  Governmental Council on Long-Term Care.
    20070H1213B1469                  - 5 -     

     1     (b)  The Intra-Governmental Council on Long-Term Care shall
     2  be composed of and appointed in accordance with the following:
     3     (1)  The Secretary of Aging.
     4     (2)  The Secretary of Community [Affairs] and Economic
     5  Development.
     6     (3)  The Secretary of Health.
     7     (4)  The Secretary of Public Welfare.
     8     (5)  The Insurance Commissioner.
     9     (6)  Two members of the Senate, one appointed by the
    10  President pro tempore and one by the Minority Leader.
    11     (7)  Two members of the House of Representatives, one
    12  appointed by the Speaker of the House of Representatives and one
    13  by the Minority Leader.
    14     (8)  One representative from the Pennsylvania Council on
    15  Aging.
    16     (9)  One representative of the [personal care home] assisted
    17  living facility industry, who shall be an owner or administrator
    18  of a licensed [personal care home] assisted living facility,
    19  appointed by the Governor.
    20     (10)  Such other members of the public who represent special
    21  needs populations, provider communities, business, labor and
    22  consumers as the Governor shall appoint.
    23     (c)  The Secretary of Aging shall serve as chairperson.
    24     (d)  (1)  The terms of the Secretary of Aging, the Secretary
    25  of Community [Affairs] and Economic Development, the Secretary
    26  of Health, the Secretary of Public Welfare and the Insurance
    27  Commissioner shall be concurrent with their holding of public
    28  office.
    29     (2)  The terms of the members of the Senate and the House of
    30  Representatives shall be concurrent with the terms of the
    20070H1213B1469                  - 6 -     

     1  appointing officer.
     2     (3)  Nongovernmental members shall be recommended by the
     3  Secretary of Aging for appointment by the Governor and shall
     4  serve until their successors are appointed.
     5     (e)  The Intra-Governmental Council on Long-Term Care shall
     6  have the following powers and duties:
     7     (1)  To consult with the department and make recommendations
     8  on regulations, licensure and any other responsibilities of the
     9  department relating to [personal care homes] assisted living
    10  facilities.
    11     (2)  To perform such other duties as the Governor may assign
    12  in planning for long-term care services.
    13     (f)  The department, in developing rules and regulations for
    14  licensure of [personal care homes] assisted living facilities,
    15  shall take into consideration the recommendations of the Intra-
    16  Governmental Council on Long-Term Care.
    17     Section 213.  [Personal Care Home] Assisted Living Facility
    18  Administrator.--(a)  After December 31, 1990, all [personal care
    19  homes] assisted living facilities shall identify and appoint [a
    20  personal care home] an assisted living facility administrator or
    21  administrators who meet the qualifications provided in this
    22  section.
    23     (b)  [A personal care home] An assisted living facility
    24  administrator shall:
    25     (1)  be at least twenty-one years of age and be of good moral
    26  character; and
    27     (2)  have knowledge, education and training in all of the
    28  following:
    29     (i)  fire prevention and emergency planning;
    30     (ii)  first aid, medications, medical terminology and
    20070H1213B1469                  - 7 -     

     1  personal hygiene;
     2     (iii)  local, State and Federal laws and regulations;
     3     (iv)  nutrition, food handling and sanitation;
     4     (v)  recreation;
     5     (vi)  mental illness and gerontology;
     6     (vii)  community resources and social services; and
     7     (viii)  staff supervision, budgeting, financial record
     8  keeping and training; or
     9     (3)  be a licensed nursing home administrator. The department
    10  may establish separate standards of knowledge and training for
    11  licensed nursing home administrators who wish to operate [a
    12  personal care home] an assisted living facility.
    13     (c)  The department may promulgate regulations requiring
    14  orientation and training for all direct care staff in [a
    15  personal care home] an assisted living facility.
    16     (d)  By June 1, 1989, the department shall by regulation
    17  develop such standards for knowledge, education or training to
    18  meet the standards of this section.
    19     (e)  If not otherwise available, the department shall
    20  schedule, and offer at cost, training and educational programs
    21  for a person to meet the knowledge, educational and training
    22  requirements established by this act.
    23     Section 1001.  Definitions.--As used in this article--
    24     "Adult day care" means care given for part of the twenty-four
    25  hour day to adults requiring assistance to meet personal needs
    26  and who, because of physical or mental infirmity, cannot
    27  themselves meet these needs, but who do not require nursing
    28  care.
    29     "Adult day care center" means any premises operated for
    30  profit, in which adult day care is simultaneously provided for
    20070H1213B1469                  - 8 -     

     1  four or more adults who are not relatives of the operator.
     2     "Assisted living facility" means any premises in which food,
     3  shelter and personal assistance or supervision are provided for
     4  a period exceeding twenty-four hours for four or more adults who
     5  are not relatives of the operator, who do not require the
     6  services in or of a licensed long-term care facility but who do
     7  require assistance or supervision in such matters as dressing,
     8  bathing, diet, financial management, evacuation of a residence
     9  in the event of an emergency or medication prescribed for self-
    10  administration.
    11     "Assisted living facility administrator" means an individual
    12  who is charged with the general administration of an assisted
    13  living facility, whether or not such individual has an ownership
    14  interest in the facility or his functions and duties are shared
    15  with other individuals.
    16     "Boarding home for children" means any premises operated for
    17  profit in which care is provided for a period exceeding twenty-
    18  four hours for any child or children under sixteen years of age,
    19  who are not relatives of the operator and who are not
    20  accompanied by parent, individual standing in loco parentis or
    21  legal guardian. The term shall not be construed to include any
    22  such premises selected for care of such child or children by a
    23  parent, individual standing in loco parentis or legal guardian
    24  for a period of thirty days or less, nor any such premises
    25  conducted under social service auspices.
    26     "Child day care" means care in lieu of parental care given
    27  for part of the twenty-four hour day to children under sixteen
    28  years of age, away from their own homes, but does not include
    29  child day care furnished in places of worship during religious
    30  services.
    20070H1213B1469                  - 9 -     

     1     "Child day care center" means any premises operated for
     2  profit in which child day care is provided simultaneously for
     3  seven or more children who are not relatives of the operator,
     4  except such centers operated under social service auspices.
     5     "Direct care staff" means a person who directly assists
     6  residents with activities of daily living; provides services; or
     7  is otherwise responsible for the health, safety and welfare of
     8  the residents.
     9     "Facility" means an adult day care center, child day care
    10  center, family day care home, boarding home for children, mental
    11  health establishment, [personal care home] assisted living
    12  facility, nursing home, hospital or maternity home, as defined
    13  herein, and shall not include those operated by the State or
    14  Federal governments or those supervised by the department.
    15     "Hospital" means any premises, other than a mental health
    16  establishment as defined herein, operated for profit, having an
    17  organized medical staff and providing equipment and services
    18  primarily for inpatient care for two or more individuals who
    19  require definitive diagnosis and/or treatment for illness,
    20  injury or other disability or during or after pregnancy, and
    21  which also regularly makes available at least clinical
    22  laboratory services, diagnostic X-ray services and definitive
    23  clinical treatment services. The term shall include such
    24  premises providing either diagnosis or treatment, or both, for
    25  specific illnesses or conditions.
    26     "Immobile person" means an individual who is unable to move
    27  from one location to another or has difficulty in understanding
    28  and carrying out instructions without the continued full
    29  assistance of other persons, or is incapable of independently
    30  operating a device such as a wheelchair, prosthesis, walker or
    20070H1213B1469                 - 10 -     

     1  cane to exit a building.
     2     "Maternity home" means any premises operated for profit in
     3  which, within a period of six months, any person receives more
     4  than one woman or girl, not a relative of the operator, for care
     5  during pregnancy or immediately after delivery.
     6     "Mental health establishment" means any premises or part
     7  thereof, private or public, for the care of individuals who
     8  require care because of mental illness, mental retardation or
     9  inebriety but shall not be deemed to include the private home of
    10  a person who is rendering such care to a relative.
    11     "Nursing home" means any premises operated for profit in
    12  which nursing care and related medical or other health services
    13  are provided, for a period exceeding twenty-four hours, for two
    14  or more individuals, who are not relatives of the operator, who
    15  are not acutely ill and not in need of hospitalization, but who,
    16  because of age, illness, disease, injury, convalescence or
    17  physical or mental infirmity need such care.
    18     "Person" means any individual, partnership, association or
    19  corporation operating a facility.
    20     ["Personal care home" means any premises in which food,
    21  shelter and personal assistance or supervision are provided for
    22  a period exceeding twenty-four hours for four or more adults who
    23  are not relatives of the operator, who do not require the
    24  services in or of a licensed long-term care facility but who do
    25  require assistance or supervision in such matters as dressing,
    26  bathing, diet, financial management, evacuation of a residence
    27  in the event of an emergency or medication prescribed for self
    28  administration.
    29     "Personal care home administrator" means an individual who is
    30  charged with the general administration of a personal care home,
    20070H1213B1469                 - 11 -     

     1  whether or not such individual has an ownership interest in the
     2  home or his functions and duties are shared with other
     3  individuals.]
     4     "Personal care services" means assistance or supervision in
     5  matters such as dressing, bathing, diet, financial management,
     6  evacuation in the event of a residence in an emergency or
     7  medication prescribed for self-administration.
     8     "Relative" means parent, child, stepparent, stepchild,
     9  grandparent, grandchild, brother, sister, half brother, half
    10  sister, aunt, uncle, niece, nephew.
    11     "Social service auspices" means any nonprofit agency
    12  regularly engaged in the affording of child or adult care.
    13     Section 1006.  Fees.--Annual licenses shall be issued when
    14  the proper fee, if required, is received by the department and
    15  all the other conditions prescribed in this act are met. For
    16  [personal care homes] assisted living facilities, the fee shall
    17  be an application fee. The fees shall be:
    18       Facility                              Annual Fee
    19     Adult day care center                      $  15
    20     Mental health establishment                   50
    21     [Personal care home] Assisted living facility--  0 -  20 beds
    22                       -- 21 -  50 beds            20
    23                       -- 51 - 100 beds            30
    24                       --101 beds and above        50
    25     No fee shall be required for the annual license in the case
    26  of day care centers, family day care homes, boarding homes for
    27  children or for public or nonprofit mental institutions.
    28     Section 1057.1.  Appeals.--(a)  An appeal from the decision
    29  of the department relating to the licensure or revocation of [a
    30  personal care home] an assisted living facility shall not act as
    20070H1213B1469                 - 12 -     

     1  a supersedeas but, upon cause shown and where circumstances
     2  require it, the reviewing authority shall have the power to
     3  grant a supersedeas.
     4     (b)  If, without good cause, one or more Class I or Class II
     5  violations remain uncorrected or when the [home] assisted living
     6  facility has demonstrated a pattern of episodes of noncompliance
     7  alternating with compliance over a period of at least two years
     8  such as would convince a reasonable person that any correction
     9  of violations would be unlikely to be maintained, the department
    10  may petition the court to appoint a master designated as
    11  qualified by the department to assume operation of the [home]
    12  assisted living facility at the [home's] assisted living
    13  facility's expense for a specified period of time or until all
    14  violations are corrected and all applicable laws and regulations
    15  are complied with.
    16     Section 1057.2.  Relocation.--(a)  The department, in
    17  conjunction with appropriate local authorities, shall relocate
    18  residents from [a personal care home] an assisted living
    19  facility if any of the following conditions exist:
    20     (1)  The [home] assisted living facility is operating without
    21  a license.
    22     (2)  The licensee is voluntarily closing [a home] an assisted
    23  living facility and relocation is necessary for the health and
    24  welfare of the resident or residents.
    25     (b)  The department shall offer relocation assistance to
    26  residents relocated under this section. Except in an emergency,
    27  the resident shall be involved in planning his transfer to
    28  another placement and shall have the right to choose among the
    29  available alternative placements. The department may make
    30  temporary placement until final placement can be arranged.
    20070H1213B1469                 - 13 -     

     1  Residents shall be provided with an opportunity to visit
     2  alternative placement before relocation or following temporary
     3  emergency relocation. Residents shall choose their final
     4  placement and shall be given assistance in transferring to such
     5  place.
     6     (c)  Residents shall not be relocated pursuant to this
     7  section if the secretary determines, in writing, that such
     8  relocation is not in the best interest of the resident.
     9     Section 1057.3.  Rules and Regulations for [Personal Care
    10  Home] Assisted Living Facility.--(a)  The rules and regulations
    11  for the licensing of [personal care homes] assisted living
    12  facilities promulgated by the department shall require that:
    13     (1)  Prior to a resident's admission to [a personal care
    14  home] an assisted living facility, an initial standardized
    15  screening instrument be completed for that resident by the
    16  [personal care home] assisted living facility provider or a
    17  human service agency. Such standardized screening instrument
    18  shall be developed by the department. This screening will be
    19  done to determine that the potential resident does not require
    20  the services in or of a long-term care facility or whether the
    21  potential resident requires personal care services and, if so,
    22  the nature of the services and supervision necessary.
    23     (2)  In addition to the screening, each resident receive a
    24  complete medical examination by a physician prior to, or within
    25  thirty days of, admission and that, once admitted, each resident
    26  receive a screening and medical evaluation at least annually.
    27     (3)  [A personal care] An assisted living facility
    28  administrator refer an applicant whose needs cannot be met by [a
    29  personal care home] an assisted living facility to an
    30  appropriate assessment agency.
    20070H1213B1469                 - 14 -     

     1     (4)  Each resident be provided by the administrator with
     2  notice of any Class I or Class II violations uncorrected after
     3  five days.
     4     (5)  All residents sign a standard written admission
     5  agreement which shall include the disclosure to each resident of
     6  the actual rent and other charges for services provided by the
     7  [personal care home] assisted living facility.
     8     (6)  For residents eligible for Supplemental Security Income
     9  (SSI) benefits, actual rent and other charges not exceed the
    10  resident's actual current monthly income reduced by a personal
    11  needs allowance for the resident in an amount to be determined
    12  by the department, but not less than twenty-five dollars ($25).
    13     (7)  [A personal care home] An assisted living facility not
    14  seek or accept any payments from a resident who is a
    15  Supplemental Security Income (SSI) recipient in excess of one-
    16  half of any funds received by the resident under the former act
    17  of March 11, 1971 (P.L.104, No.3), known as the "Senior Citizens
    18  Rebate and Assistance Act."
    19     (8)  [A personal care home] An assisted living facility not
    20  seek or accept from a resident who is eligible for Supplemental
    21  Security Income (SSI) benefits any payment from any funds
    22  received as lump sum awards, gifts or inheritances, gains from
    23  the sale of property, or retroactive government benefits:
    24  Provided, however, That an owner or operator may seek and accept
    25  payments from funds received as retroactive awards of Social
    26  Security or Supplemental Security Income (SSI) benefits, but
    27  only to the extent that the retroactive awards cover periods of
    28  time during which the resident actually resided in the [personal
    29  care home] assisted living facility.
    30     (9)  Each resident who is a recipient of, or an eligible
    20070H1213B1469                 - 15 -     

     1  applicant for, Supplemental Security Income (SSI) benefits be
     2  provided, at no additional charge to the resident, necessary
     3  personal hygiene items and personal laundry services. This
     4  requirement does not include cosmetic items.
     5     (10)  All residents may leave and return to the [personal
     6  care home] assisted living facility, receive visitors, have
     7  access to a telephone and mail and participate in religious
     8  activities.
     9     (11)  [Personal care home] Assisted living facility owners,
    10  administrators or employes be prohibited from being assigned
    11  power of attorney or guardianship for any resident.
    12     (b)  The department shall not prohibit immobile persons who
    13  do not require the services of a licensed long-term care
    14  facility, but who require personal care services, from residing
    15  in [a personal care home] an assisted living facility, provided
    16  that the design, construction, staffing or operation of the
    17  [personal care home] assisted living facility allows for safe
    18  emergency evacuation.
    19     Section 3.  Subarticle (d) heading of Article X of the act,
    20  added December 21, 1988 (P.L.1883, No.185), is amended to read:
    21         (d)  [Personal Care Home] Assisted Living Facility
    22     Section 4.  Sections 1086 and 1087 of the act, added December
    23  21, 1988 (P.L.1883, No.185), are amended to read:
    24     Section 1086.  Penalties.--(a)  The department shall assess a
    25  penalty for each violation of this subarticle or regulations of
    26  the department. Penalties shall be assessed on a daily basis
    27  from the date on which the citation was issued until the date
    28  such violation is corrected except in the case of Class II
    29  violations. In the case of Class II violations, assessment of a
    30  penalty shall be suspended for a period of five days from the
    20070H1213B1469                 - 16 -     

     1  date of citation provided that, except for good cause, the
     2  provider has corrected the violation. If the violation has not
     3  been corrected within the five-day period, the fine shall be
     4  retroactive to the date of citation.
     5     (b)  The department shall assess a penalty of twenty dollars
     6  ($20) per resident per day for each Class I violation.
     7     (c)  The department shall assess a minimum penalty of five
     8  dollars ($5) per resident per day, up to a maximum of fifteen
     9  dollars ($15) per resident per day, for each Class II violation.
    10     (d)  There shall be no monetary penalty for Class III
    11  violations unless the provider fails to correct the Class III
    12  violation within fifteen days. Failure to correct the violation
    13  within fifteen days may result in an assessment of up to three
    14  dollars ($3) per resident per day for each Class III violation,
    15  retroactive to the date of the citation.
    16     (e)  [A personal care home] An assisted living facility found
    17  to be operating without a license shall be assessed a penalty of
    18  five hundred dollars ($500). If, after fourteen days, a provider
    19  of [a personal care home] an assisted living facility cited for
    20  operating without a license fails to file an application for a
    21  license, the department shall assess an additional twenty
    22  dollars ($20) for each resident for each day in which the home
    23  fails to make such application.
    24     (f)  Any provider charged with violation of this act shall
    25  have thirty days to pay the assessed penalty in full, or, if the
    26  provider wishes to contest either the amount of the penalty or
    27  the fact of the violation, the party shall forward the assessed
    28  penalty, not to exceed five hundred dollars ($500), to the
    29  Secretary of Public Welfare for placement in an escrow account
    30  with the State Treasurer. If, through administrative hearing or
    20070H1213B1469                 - 17 -     

     1  judicial review of the proposed penalty, it is determined that
     2  no violation occurred or that the amount of the penalty shall be
     3  reduced, the secretary shall within thirty days remit the
     4  appropriate amount to the provider with any interest accumulated
     5  by the escrow deposit. Failure to forward the payment to the
     6  secretary within thirty days shall result in a waiver of rights
     7  to contest the fact of the violation or the amount of the
     8  penalty. The amount assessed after administrative hearing or a
     9  waiver of the administrative hearing shall be payable to the
    10  Commonwealth of Pennsylvania and shall be collectible in any
    11  manner provided by law for the collection of debts. If any
    12  provider liable to pay such penalty neglects or refuses to pay
    13  the same after demand, such failure to pay shall constitute a
    14  judgment in favor of the Commonwealth in the amount of the
    15  penalty, together with the interest and any costs that may
    16  accrue.
    17     (g)  Money collected by the department under this section
    18  shall be placed in a special restricted receipt account and
    19  shall be first used to defray the expenses incurred by residents
    20  relocated under this act. Any moneys remaining in this account
    21  shall annually be remitted to the department for enforcing the
    22  provisions of this subarticle. Fines collected pursuant to this
    23  act shall not be subject to the provisions of 42 Pa.C.S. § 3733
    24  (relating to deposits into account).
    25     (h)  The department shall promulgate regulations necessary
    26  for the implementation of this section in order to ensure
    27  uniformity and consistency in the application of penalties.
    28     Section 1087.  Revocation or Nonrenewal of License.--(a)  (1)
    29  The department shall temporarily revoke the license of [a
    30  personal care home] an assisted living facility if, without good
    20070H1213B1469                 - 18 -     

     1  cause, one or more Class I violations remain uncorrected twenty-
     2  four hours after the [personal care home] assisted living
     3  facility has been cited for such violation or if, without good
     4  cause, one or more Class II violations remain uncorrected
     5  fifteen days after being cited for such violation.
     6     (2)  Upon the revocation of a license pursuant to this
     7  subsection, all residents shall be relocated.
     8     (3)  The revocation may terminate upon the department's
     9  determination that its violation is corrected.
    10     (4)  If, after three months, the department does not issue a
    11  new license for [a personal care home] an assisted living
    12  facility license revoked pursuant to this section:
    13     (i)  Such revocation or nonrenewal pursuant to this section
    14  shall be for a minimum period of five years.
    15     (ii)  No provider of [a personal care home] an assisted
    16  living facility who has had a license revoked or not renewed
    17  pursuant to this section shall be allowed to operate or staff or
    18  hold an interest in [a home] an assisted living facility that
    19  applies for a license for a period of five years after such
    20  revocation or nonrenewal.
    21     (b)  The department shall revoke or refuse to renew the
    22  license of [a personal care home] an assisted living facility
    23  if, during any two-year period, [the home,] without good cause,
    24  on two or more separate occasions, it has been found to have
    25  violated a regulation of the department which has been
    26  categorized as Class I.
    27     (c)  The power of the department to revoke or refuse to renew
    28  or issue a license pursuant to this section is in addition to
    29  the powers and duties of the department pursuant to section
    30  1026.
    20070H1213B1469                 - 19 -     

     1     Section 5.  The act is amended by adding a section to read:
     2     Section 1088.  Report to Governor and General Assembly.--By
     3  February 1, the department shall submit an annual report
     4  relating to the licensing and inspection of assisted living
     5  facilities to the Governor, the Chief Clerk of the Senate and
     6  the Chief Clerk of the House of Representatives. The report
     7  shall include the following information covering the preceding
     8  calendar year:
     9     (1)  Total number of licensed assisted living facilities.
    10     (2)  Total number of residents in licensed assisted living
    11  facilities.
    12     (3)  Total number of assisted living facilities which have
    13  received an annual inspection.
    14     (4)  Total number of licensing inspectors, Statewide and by
    15  county.
    16     (5)  Ratio of licensing staff per licensed assisted living
    17  facility.
    18     (6)  Number of assisted living facilities operating with a
    19  provisional license, Statewide and by county.
    20     (7)  Number of assisted living facilities operating with a
    21  full license, Statewide and by county.
    22     (8)  Number of assisted living facilities which the
    23  department has closed or taken legal action to close.
    24     (9)  Description of types of violations of this article,
    25  frequency of violations and length of time to correct
    26  deficiencies.
    27     (10)  Extent to which the department assessed financial
    28  penalties against licensed assisted living facilities as
    29  provided for in this article.
    30     (11)  Specific plans of the department to ensure compliance
    20070H1213B1469                 - 20 -     

     1  with this act regarding inspection of licensed assisted living
     2  facilities and enforcement of regulations.
     3     (12)  Other information the department deems pertinent.
     4     Section 6.  Any reference in statute or regulation to
     5  "personal care home" shall be deemed a reference to an "assisted
     6  living facility."
     7     Section 7.  This act shall take effect in 60 days.
















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