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        PRIOR PRINTER'S NO. 946                       PRINTER'S NO. 1072

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 851 Session of 2001


        INTRODUCED BY CLYMER, BARRAR, CALTAGIRONE, HALUSKA, HENNESSEY,
           HORSEY, LEH, S. MILLER, NAILOR, PRESTON, READSHAW, SHANER,
           STABACK, T. STEVENSON, E. Z. TAYLOR, THOMAS, WASHINGTON,
           YOUNGBLOOD AND ZIMMERMAN, MARCH 7, 2001

        AS REPORTED FROM COMMITTEE ON STATE GOVERNMENT, HOUSE OF
           REPRESENTATIVES, AS AMENDED, MARCH 13, 2001

                                     AN ACT

     1  Amending the act of August 21, 1953 (P.L.1323, No.373), entitled
     2     "An act concerning notaries public; and amending, revising,
     3     consolidating and changing the law relating thereto," further
     4     providing for appointment of notaries, for eligibility, for
     5     applications to become a notary public, for application for
     6     reappointment, for resignation and for change of residence,
     7     for oath of office, bond and recording, for registration of
     8     notary's signature and fees, for notarial seal, for
     9     electronic notarization, for register and copier of records,
    10     for power to administer oaths, affirmations, certain writings
    11     relating to commerce, depositions, affidavits and certain
    12     writings relating to land, for fees of notaries public, for
    13     rejection of application and for surrender of seal; providing
    14     for revocation of commission for certain personal checks and
    15     for regulations; making editorial changes; and making
    16     repeals.

    17     The General Assembly of the Commonwealth of Pennsylvania
    18  hereby enacts as follows:
    19     Section 1.  Section 2 of the act of August 21, 1953
    20  (P.L.1323, No.373), known as The Notary Public Law, is amended
    21  to read:
    22     Section 2.  Appointment of Notaries.--The Secretary of the
    23  Commonwealth is hereby authorized to appoint and commission, for


     1  a term of four years from the date of appointment, as many
     2  notaries public as, in [his] the secretary's judgment, the
     3  interest of the public may require, whose jurisdiction shall be
     4  co-extensive with the boundaries of the Commonwealth[,
     5  irrespective of their place of residence within the
     6  Commonwealth].
     7     Section 2.  Section 3 of the act, amended June 9, 1978
     8  (P.L.462, No.61), is amended to read:
     9     Section 3.  Eligibility.--[Any citizen of Pennsylvania, being
    10  eighteen (18) years of age or over, of known character,
    11  integrity and ability, shall be eligible to the office of notary
    12  public, if he shall have resided within this Commonwealth for at
    13  least one (1) year immediately preceding the date of his
    14  appointment, and if he shall be a registered elector in the
    15  Commonwealth.] (a)  Any person who is eighteen (18) years of age
    16  or over, resides or is employed within this Commonwealth and who
    17  is of good character, integrity and ability shall be eligible
    18  for the office of notary public.
    19     (b)  Any person who is a notary public and who resides
    20  outside this Commonwealth shall be deemed to have irrevocably
    21  appointed the Secretary of the Commonwealth as the person's
    22  agent upon whom may be served any summons, subpoena, order or
    23  other process.
    24     Section 3.  Section 5 of the act, amended June 30, 1988
    25  (P.L.462, No.78), is amended to read:
    26     Section 5.  Application to Become a Notary Public.--(a)
    27  Applications for appointment to the office of notary public
    28  shall be made to the Secretary of the Commonwealth, on forms
    29  prescribed and furnished by [him] the secretary, and shall be
    30  accompanied by a non-refundable filing fee [of twenty-five
    20010H0851B1072                  - 2 -

     1  dollars ($25), payable to the order of "State Treasurer," by
     2  money order, check, or draft. Each] as set forth in section 618-
     3  A of the act of April 9, 1929 (P.L.177, No.175), known as "The
     4  Administrative Code of 1929," payable to the order of the
     5  "Commonwealth of Pennsylvania." Except as provided in subsection
     6  (b) each application shall bear the endorsement of the Senator
     7  or House member of the district in which the applicant resides[,
     8  or, in] or, if the applicant does not reside in this
     9  Commonwealth, the endorsement of the Senator or House member of
    10  the district in which the applicant is employed. In the case of
    11  a vacancy in [that senatorial] either district, the application
    12  shall be endorsed by the Senator or House member of an adjacent
    13  district.
    14     (b)  The Secretary of the Commonwealth may accept electronic
    15  applications from persons seeking appointment to the office of
    16  notary public. Electronic applications must contain all
    17  information required by the Secretary of the Commonwealth and be
    18  accompanied by payment. The legislative endorsement required by
    19  subsection (a) is not required to be submitted electronically.
    20     (c)  Before issuing to any applicant a commission as notary
    21  public, the Secretary of the Commonwealth shall [satisfy
    22  himself] be satisfied that the applicant is of good moral
    23  character, and is familiar with the duties and responsibilities
    24  of a notary public. [Such qualifying requirements may be waived]
    25  The application must contain no significant misstatement or
    26  omission of fact and the applicant shall not:
    27     (1)  have been convicted of, or pled GUILTY OR nolo            <--
    28  contendere to a felony or a lesser offense incompatible with the
    29  duties of a notary public during the five (5) year period
    30  preceding the date of the application; or
    20010H0851B1072                  - 3 -

     1     (2)  have had a prior notary public commission revoked by the
     2  Commonwealth or any other state during the five (5) year period
     3  preceding the date of the application.
     4  The Secretary of the Commonwealth may, for good cause, reject
     5  any application, of any notary public subject to the right of
     6  notice, hearing and adjudication and the right of appeal
     7  therefrom in accordance with 2 Pa.C.S. Chs. 5 Subch. A (relating
     8  to practice and procedure of Commonwealth agencies) and 7 Subch.
     9  A (relating to judicial review of Commonwealth agency action),
    10  known as the Administrative Agency Law.
    11     (d)  The Secretary of the Commonwealth may waive the
    12  requirements of subsections (a) and (b) in the case of
    13  reappointment or appointments of persons making application
    14  within six (6) months after the expiration of a previous term as
    15  notary public, or appointments of persons who were prevented
    16  from applying for reappointment or from applying for
    17  appointment, within the six (6) month extension period mentioned
    18  above, by reason of their induction or enlistment in the armed
    19  forces of the United States, if application is made within one
    20  (1) year after military discharge of the applicant, under
    21  conditions other than dishonorable.
    22     (e)  As a condition for the Secretary of the Commonwealth's
    23  issuance of a notary commission, a notary applicant must
    24  complete at least three (3) hours of approved notary education
    25  within the six (6) month period immediately preceding their
    26  application.
    27     (f)  Notary education may either be interactive or classroom
    28  instruction. All education programs shall be pre-approved by the
    29  Secretary of the Commonwealth with a core curriculum that
    30  includes the duties and responsibilities of the notary office,
    20010H0851B1072                  - 4 -

     1  and electronic notarization.
     2     Section 4.  Sections 6, 7 and 8 of the act are amended to
     3  read:
     4     Section 6.  Application for Reappointment.--Applications for
     5  reappointment to the office of notary public shall be filed at
     6  least [one month] two months prior to the expiration of the
     7  commission under which the notary is acting. Persons seeking
     8  reappointment must continue to meet the eligibility requirements
     9  set forth in section 5 in order to be reappointed.
    10     Section 7.  Vacation of Office; Change of Residence.--(a)  In
    11  the event of any change of address within the Commonwealth,
    12  notice in writing or electronically shall be given to the
    13  Secretary of the Commonwealth and the recorder of deeds of the
    14  county of original appointment by a notary public within five
    15  (5) days of such change. For the purpose of this [section]
    16  subsection, "address" means office address. A notary public
    17  vacates his office by removing the notary's residence and
    18  business address from the Commonwealth, and such removal shall
    19  constitute a resignation from the office of notary public as of
    20  the date of removal.
    21     (b)  If a notary public neither resides nor works in the
    22  Commonwealth, that notary public shall be deemed to have
    23  resigned from the office of notary public as of the date the
    24  residency ceases or employment within the Commonwealth
    25  terminates. A notary public who resigns that notary's commission
    26  in accordance with this subsection shall notify the Secretary of
    27  the Commonwealth in writing of the effective date of the
    28  resignation.
    29     Section 8.  Oath of Office; Bond; Recording.--Every notary,
    30  [on his appointment and before he enters] upon appointment and
    20010H0851B1072                  - 5 -

     1  prior to entering upon the duties of the office of notary
     2  public, shall take and subscribe the constitutional oath of
     3  office, and shall give a surety bond, payable to the
     4  Commonwealth of Pennsylvania, in [such amount as shall be fixed
     5  by the Secretary of the Commonwealth] the amount of ten thousand
     6  dollars ($10,000), which bond shall, after being recorded, be
     7  approved by and filed with the Secretary of the Commonwealth.
     8  Every such bond shall have as surety a duly authorized surety
     9  company or two sufficient individual sureties, to be approved by
    10  the Secretary of the Commonwealth, conditioned for the faithful
    11  performance of the duties of the office of notary public and for
    12  the delivery of [his register and all other public papers] the
    13  notary's register into the office of the recorder of deeds of
    14  the proper county in case of [his] the death, resignation[,
    15  disqualification, or removal] or disqualification of the notary.
    16  Such bond, as well as [his] the commission and oath of office,
    17  shall be recorded in the office of the recorder of deeds of the
    18  county in which [he] the notary maintains an office at the time
    19  of appointment or reappointment. The commission of any notary
    20  hereafter appointed who shall, for [the space of thirty (30)]
    21  forty-five (45) days after the beginning of [his] the term,
    22  neglect to give bond and cause the same and [his] the commission
    23  and oath to be recorded, as above directed, shall be null and
    24  void.
    25     Section 5.  Section 9 of the act, amended July 22, 1965
    26  (P.L.222, No.122), is amended to read:
    27     Section 9.  Registration of Notary's Signature; Fee.--(a)
    28  The official signature of each notary public shall be
    29  registered, in the "Notary Register" provided for such purpose
    30  in the prothonotary's office of the county wherein [he] the
    20010H0851B1072                  - 6 -

     1  notary maintains an office, within [thirty (30)] forty-five (45)
     2  days after appointment or reappointment, and in any county to
     3  which [he] the notary may subsequently move [his office, within
     4  ten (10)] the notary's office, within thirty (30) days
     5  thereafter. In counties of the second class, such signature
     6  shall also be registered in the clerk of courts' office within
     7  said period.
     8     (b)  The fee to be charged by the prothonotary for recording
     9  a notary's signature shall be fifty ($.50) cents.
    10     (c)  In acting as a notary public, a notary shall sign the
    11  notary's name exactly and only as it appears on the commission.
    12     (d)  A county may permit notaries to register their
    13  electronic signatures.
    14     Section 6.  Section 12 of the act amended June 30, 1988
    15  (P.L.462, No.78), is amended to read:
    16     Section 12.  Notarial Seal.--(a)  A notary public shall
    17  provide and keep an official seal which shall be used to
    18  authenticate all the acts, instruments and attestations of the
    19  notary. The seal shall be a rubber stamp and shall show clearly
    20  in the following order: the words "Notarial Seal"; the name and
    21  surname of the notary and the words "Notary Public"; the name of
    22  the political subdivision and county in which the notary
    23  maintains an office; and the date the notary's commission
    24  expires.
    25     (b)  The seal shall have a maximum height of one (1) inch and
    26  width of three and one-half (3 1/2) inches, with a plain border.
    27  It shall be stamped in a prominent place on the official
    28  notarial [act] certificate near the notary's signature in such a
    29  manner as to be capable of photographic reproduction.
    30     [(c)  In addition to the official seal required in subsection
    20010H0851B1072                  - 7 -

     1  (a), a notary public shall also use and keep an embosser upon
     2  which shall be engraved the words "Notary Public, Commonwealth
     3  of Pennsylvania," and the name and surname of the notary. All
     4  documents executed shall bear a legibly embossed impression.]
     5     (d)  The notary public seal is the exclusive property of the
     6  notary to whom it is issued and a notary shall be responsible at
     7  all times for maintaining custody and control of the seal. No
     8  public notary shall permit the use of the seal by another
     9  person.
    10     (e)  The use of a notary public seal by a person who is not
    11  the notary public named on the seal shall be deemed an
    12  impersonation of a notary public under and shall be subject to
    13  the penalties set forth in 18 Pa.C.S. § 4913 (relating to
    14  impersonating a notary public).
    15     (f)  Notwithstanding other provisions of this section, in
    16  accordance with the act of December 16, 1999 (P.L.971, No.69),
    17  known as the "Electronic Transactions Act," a notary public may
    18  use an electronic seal for the notarization, acknowledgment or
    19  verification of electronic records and electronic signatures.
    20  The electronic seal shall contain the following information in
    21  order:
    22     (1)  The full name of the notary along with the words "Notary
    23  Public."
    24     (2)  The name of the political subdivision and the county in
    25  which the notary maintains an office.
    26     (3)  The date the notary's commission is due to expire.
    27  The notary's electronic signature and the required information
    28  shall be attached to or logically associated with the electronic
    29  signature or electronic record.
    30     Section 7.  The act is amended by adding a section to read:
    20010H0851B1072                  - 8 -

     1     Section 12.1.  Determining Identity of Person Appearing.--(a)
     2  The officer notarizing the instrument shall know through
     3  personal knowledge or have satisfactory evidence that the person
     4  appearing before the notary is the person described in and who
     5  executed the instrument. For the purposes of this act and
     6  section 5 of the act of July 24, 1941 (P.L.490, No.188), known
     7  as the "Uniform Acknowledgment Act," "personal knowledge" means
     8  having an acquaintance, derived from association with the
     9  individual in relation to other people and based upon a chain of
    10  circumstances surrounding the individual, which establishes the
    11  individual's identity and "satisfactory evidence" means the
    12  reliance on the presentation of a current, government-issued
    13  identification card bearing a photograph, signature, physical
    14  description and serial or identification number or the oath or
    15  affirmation of a credible witness who is personally known to the
    16  notary and who personally knows the individual.
    17     (b)  In certifying a copy of a document or other item, a
    18  notary public shall determine that the proffered copy is a full,
    19  true and accurate transcription or reproduction of that which
    20  was copied.
    21     Section 8.  Sections 15 and 16 of the act are amended to
    22  read:
    23     Section 15.  Register; Copies of Records.--(a)  Every notary
    24  public shall keep [an accurate] and maintain custody and control
    25  of an accurate chronological register of all official acts by
    26  [him] that notary done by virtue of [his] that notary's office,
    27  and shall, when thereunto required, give a certified copy of
    28  [any record in his] the register in the notary's office to any
    29  person applying for same. [Said] Each register shall contain the
    30  date of the act, the character of the act, and the date and
    20010H0851B1072                  - 9 -

     1  parties to the instrument, and the amount of fee collected for
     2  the service. Each authorization shall be indicated separately.
     3     (b)  The register and other public [papers] records of such
     4  notary shall not in any case be liable to be [sized] seized,
     5  attached or taken in execution for debt or for any demand
     6  whatsoever.
     7     (c)  A notary public register is the exclusive property of
     8  the notary public, may not be used by any other person and may
     9  not be surrendered to any employer of the notary upon
    10  termination of employment.
    11     (d)  Upon a notary public's resignation, death,
    12  disqualification, revocation or expiration of a commission, the
    13  notary public's register shall be delivered to the office of the
    14  recorder of deeds of the proper county.
    15     Section 16.  Power to Administer Oaths and Affirmations.--(a)
    16  Notaries shall have power to administer oaths and affirmations,
    17  certify copies and take depositions, affidavits, verifications,
    18  upon oath or affirmation and acknowledgments according to law,
    19  in all matters belonging or incident to the exercise of their
    20  notarial office.
    21     (b)  Any person who shall be convicted of having wilfully and
    22  knowingly made or taken a false oath [or affirmation],
    23  affirmation, deposition, affidavit, certification or
    24  acknowledgment before any notary in any matters within their
    25  official duties shall be guilty of perjury under and shall be
    26  subject to the penalties [in such case made and provided] set
    27  forth in 18 Pa.C.S. § 4902 (relating to perjury).
    28     Section 9.  Sections 17 and 18 of the act are repealed.
    29     Section 10.  Sections 19, 21 and 22 of the act are amended to
    30  read:
    20010H0851B1072                 - 10 -

     1     Section 19.  Limitation on Powers; Fees.--[(a)  No director
     2  or officer in any bank, banking institution or trust company,
     3  holding at the same time the office of notary public, shall do
     4  or perform any act or duty as notary public for any bank,
     5  banking institution or trust company in which he is a director
     6  or officer. Any act or duty performed by any such notary public
     7  for any such bank, banking institution or trust company is
     8  hereby declared invalid.
     9     (b)  No clerk in any bank, banking institution or trust
    10  company, holding at the same time the office of notary public,
    11  shall be authorized to protest checks, notes, drafts, bill of
    12  exchange, or any commercial paper, for any bank, banking
    13  institution or trust company in which he is employed.
    14     (c)  The fees of any such notary for other services rendered
    15  shall be the property of such notary and in no case belong to or
    16  be received by the corporation of which he is a director or
    17  clerk.]
    18     (d)  No [justice of the peace, magistrate or alderman,]
    19  district justice, holding at the same time the office of notary
    20  public, shall have jurisdiction in cases arising on papers or
    21  documents containing acts by him done in the office of notary
    22  public.
    23     (e)  No notary public may act as such in any transaction in
    24  which he is a party directly or pecuniarily interested. For the
    25  purpose of this section, none of the following shall constitute
    26  a direct or pecuniary interest:
    27     (1)  being a shareholder in a publicly traded company that is
    28  a party to the notarized transaction;
    29     (2)  being an officer, director or employe of a company that
    30  is a party to the notarized transaction, unless the director,
    20010H0851B1072                 - 11 -

     1  officer or employe personally benefits from the transaction
     2  other than as provided in clause (3); or
     3     (3)  receiving a fee that is not contingent upon the
     4  completion of the notarized transaction.
     5     Section 21.  Fees of Notaries Public.--(a)  The fees of
     6  notaries public shall be fixed by the Secretary of the
     7  Commonwealth with the approval of the Attorney General.
     8     (b)  A notary public shall not charge, attempt to charge or
     9  receive a notary public fee that is in excess of the fees fixed
    10  by the Secretary of the Commonwealth.
    11     (c)  The fees of notaries public shall be displayed in a
    12  conspicuous location in the notary's place of business or be
    13  provided to any person requesting the services of the notary.
    14  The fees of the notary shall be separately stated. A notary
    15  public may waive the right to charge a fee, in which case the
    16  requirements of this subsection regarding the display or
    17  provision of fees shall not apply.
    18     (d)  The fee for any notary public employed by a bank,
    19  banking institution or trust company shall be the property of
    20  the notary and in no case belong to or be received by the
    21  corporation for whom the notary is employed.
    22     Section 22.  Rejection of Application; Removal.--(a)  The
    23  Secretary of the Commonwealth may, for good cause, reject any
    24  application, issue a written reprimand, suspend or revoke the
    25  commission of any notary public[, but such action shall be
    26  taken].
    27     (b)  The Secretary of the Commonwealth may, for good cause,
    28  impose a civil penalty not to exceed five hundred dollars ($500)
    29  for each act or omission which constitutes a violation of this
    30  act.
    20010H0851B1072                 - 12 -

     1     (c)  The Secretary of the Commonwealth may, for good cause,
     2  order a notary to attend education courses for an act or
     3  omission which constitutes a violation of this act.
     4     (d)  Any action taken under this section shall be subject to
     5  the right of notice, hearing and adjudication, and the right of
     6  appeal therefrom, in accordance with [the provisions of the
     7  Administrative Agency Law, approved the fourth day of June, one
     8  thousand nine hundred forty-five (Pamphlet Laws 1388), or any
     9  amendment or reenactment thereof, relating to adjudication
    10  procedure.] 2 Pa.C.S. Chs. 5 Subch. A (relating to practice and
    11  procedure of Commonwealth agencies) and 7 Subch. A (relating to
    12  judicial review of Commonwealth agency action), known as the
    13  Administrative Agency Law.
    14     Section 11.  Section 22.1 of the act, added June 9, 1978
    15  (P.L.462, No.61), is amended to read:
    16     Section 22.1.  Surrender of Seal.--(a)  Should an application
    17  or renewal be rejected, or should a commission be revoked or
    18  recalled for any reason, or should a notary public resign, the
    19  applicant or notary shall deliver the seal of office to the
    20  Department of State within ten (10) days after notice from the
    21  department[.] or from the date of resignation, as the case may
    22  be. Any person who violates the provisions of this subsection
    23  shall be guilty of a summary offense and upon conviction thereof
    24  shall be sentenced to pay a fine not exceeding three hundred
    25  dollars ($300) or to imprisonment not exceeding ninety (90)
    26  days, or both.
    27     (b)  Upon the death of a notary public, the notary's personal
    28  representative shall deliver the seal of office to the
    29  Department of State within ninety (90) days of the date of the
    30  notary's death.
    20010H0851B1072                 - 13 -

     1     [Any person who violates the provisions of this section shall
     2  be guilty of a summary offense and upon conviction thereof shall
     3  be sentenced to pay a fine not exceeding three hundred dollars
     4  ($300) or to imprisonment not exceeding ninety (90) days, or
     5  both.]
     6     Section 12.  The act is amended by adding sections to read:
     7     Section 22.2.  Revocation of Commission for Certain Personal
     8  Checks.--(a)  The Secretary of the Commonwealth may revoke the
     9  notary public commission of a notary public who issues to the
    10  order of any State agency or the Commonwealth a personal check
    11  without sufficient funds on deposit.
    12     (b)  Any action taken by the Secretary of the Commonwealth
    13  under this section shall be subject to the right of notice,
    14  hearing and adjudication and right of appeal therefrom in
    15  accordance with 2 Pa.C.S. Chs. 5 Subch. A (relating to practice
    16  and procedure of Commonwealth agencies) and 7 Subch. A (relating
    17  to judicial review of Commonwealth agency action), known as the
    18  Administrative Agency Law.
    19     Section 22.3.  Regulations.--The Secretary of the
    20  Commonwealth shall have the authority to promulgate such rules
    21  and regulations as are necessary to administer and enforce this
    22  act.
    23     Section 13.  Section 24 of the act is amended to read:
    24     Section 24.  [General Repeal.--All other] Repeals.--(a)  The
    25  following acts and parts of acts are repealed [in so far as they
    26  are inconsistent with the provisions of this act.]:
    27     The act of April 14, 1828 (P.L.447, No.188), entitled "An act
    28  to authorise the appointment of commissioners to take the
    29  acknowledgement of deeds and instruments of writing under seal."
    30     The act of March 13, 1839 (P.L.92, No.44), entitled "A
    20010H0851B1072                 - 14 -

     1  supplement to an act entitled 'An act to authorize the
     2  appointment of commissioners to take the acknowledgment of deeds
     3  and instruments of writing under seal,' approved on the
     4  fourteenth day of April, one thousand eight hundred and twenty-
     5  eight."
     6     The act of April 6, 1843 (P.L.175, No.83), entitled "A
     7  supplement to an act entitled 'An Act to authorize the
     8  appointment of Commissioners to take the acknowledgment of deeds
     9  and instruments of writing under seal.'"
    10     Section 15 of the act of April 9, 1849 (P.L.524, No.354),
    11  entitled "A supplement to an act relative to the venders of
    12  mineral waters; and an act relative to the Washington coal
    13  company; to sheriffs' sales of real estate; to the substitution
    14  of executors and trustees when plaintiffs; to partition in the
    15  courts of common pleas, and for other purposes."
    16     (b)  All other acts and parts of acts are repealed insofar as
    17  they are inconsistent with this act.
    18     Section 14.  This act shall take effect in 180 days.








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