SENATE AMENDED PRIOR PRINTER'S NOS. 194, 1032 PRINTER'S NO. 3060
No. 3 Session of 2001
INTRODUCED BY FLICK, BELFANTI, TIGUE, CAPPELLI, ADOLPH, ALLEN, BARRAR, BROWNE, BUNT, CLYMER, L. I. COHEN, COLAFELLA, J. EVANS, FAIRCHILD, FICHTER, FLEAGLE, FRANKEL, GABIG, GEIST, GEORGE, HARHAI, HENNESSEY, HERMAN, HERSHEY, MAITLAND, MARSICO, McGILL, NAILOR, PHILLIPS, PICKETT, READSHAW, ROBINSON, ROSS, RUBLEY, SATHER, SEMMEL, SOLOBAY, R. STEVENSON, STURLA, E. Z. TAYLOR, THOMAS, TULLI, WALKO, WATSON, HORSEY, WOJNAROSKI, YOUNGBLOOD, YUDICHAK, ZUG, STEELMAN AND MICOZZIE, JANUARY 25, 2001
SENATOR THOMPSON, APPROPRIATIONS, IN SENATE, RE-REPORTED AS AMENDED, DECEMBER 11, 2001
AN ACT 1 Establishing a unified workforce investment system; 2 restructuring certain administrative functions, procedures 3 and entities; transferring workforce development functions of 4 Commonwealth agencies; establishing the Pennsylvania 5 Workforce Investment Board; PROVIDING FOR CRITICAL JOB <-- 6 TRAINING GRANTS; and authorizing local workforce investment 7 boards. 8 TABLE OF CONTENTS 9 Chapter 1. Preliminary Provisions 10 Section 101. Short title. 11 Section 102. Declaration of policy. 12 Section 103. Definitions. 13 Section 104. Lobbying. 14 Chapter 3. Board 15 Section 301. Establishment. 16 Section 302. Membership.
1 Section 303. Conflicts of interest. 2 Section 304. Plan, functions and responsibilities. 3 Section 305. State performance measures. 4 Chapter 5. Local Workforce Investment Areas and Boards 5 Section 501. Establishment. 6 Section 502. Membership. 7 Section 503. Conflicts of interest. 8 Section 504. Plan, functions and responsibilities. 9 Section 505. Local performance measures. 10 Section 506. Oversight; reports. <-- 11 CHAPTER 7. CRITICAL JOB TRAINING GRANTS. <-- 12 SECTION 701. DEFINITIONS. 13 SECTION 702. RAPID RESPONSE COMMITTEE. 14 SECTION 703. GRANTS. 15 SECTION 704. CONTRACTS. 16 Chapter 49. Miscellaneous Provisions 17 Section 4901. Construction. 18 Section 4902. Regulations abrogated. 19 Section 4903. Nondiscrimination. <-- 20 SECTION 4903. EXPIRATION. <-- 21 Section 4904 4903 4904. Effective date. <-- 22 The General Assembly of the Commonwealth of Pennsylvania 23 hereby enacts as follows: 24 CHAPTER 1 25 PRELIMINARY PROVISIONS 26 Section 101. Short title. 27 This act shall be known and may be cited as the Workforce 28 Development Act. 29 Section 102. Declaration of policy. 30 The General Assembly finds and declares as follows: 20010H0003B3060 - 2 -
1 (1) It is the intent of this act to address more 2 effectively the potential of citizens, employers and 3 communities in this Commonwealth by doing all of the 4 following: 5 (i) Recognizing that the skills and knowledge of the 6 Commonwealth's workforce are the keys to providing 7 enhanced opportunities for individuals and economic 8 competitive advantages for businesses and communities. 9 (ii) Providing for more efficient and coordinated 10 administration of workforce investment activities. 11 (iii) Promoting the coordination and integration of 12 workforce investment, economic development and education 13 policies for eligible youth, postsecondary education and 14 adult education. 15 (2) The expressed goals of the unified system are: 16 (i) Economic opportunity for all citizens and 17 businesses. 18 (ii) Economic self-sufficiency and individual 19 responsibility. 20 (iii) An educated workforce with relevant skills for 21 personal growth and economic prosperity. 22 (3) The goals set forth in paragraph (2) are to be 23 attained through fostering a dynamic world-class workforce in 24 which citizens and businesses in this Commonwealth possess 25 the knowledge and skills to succeed and excel in a highly 26 competitive and rapidly changing world. 27 (4) Achievement of a world-class workforce in this 28 Commonwealth is best accomplished through a unified system 29 which is dedicated to and operates in adherence with the 30 following basic philosophy and core values: 20010H0003B3060 - 3 -
1 (i) Economic competitiveness based on improvements 2 in productivity, quality and service. 3 (ii) Excellence and informed choice in education, 4 training opportunities, workplace preparation and career 5 decision making for eligible youth and adults. 6 (iii) A strong work ethic, mutual respect, a 7 commitment to lifelong learning and the valuing of all 8 workers and their work. 9 (iv) Stewardship of public resources, emphasizing 10 private sector solutions to workforce investment goals 11 supplemented by limited government involvement when 12 necessary. 13 (v) The highest quality delivery of market-driven 14 services which are readily identifiable and easily 15 accessible and which consider the abilities and work- 16 support needs of a diverse population. 17 (vi) Continuous quality improvement through 18 cooperation and collaboration among all who participate 19 in the unified system in order for individuals to earn 20 family-sustaining wages for economic self-sufficiency. 21 (5) This act enables the Commonwealth to participate in 22 the program under the Workforce Investment Act of 1998 23 (Public Law 105-220, 112 Stat. 936). 24 Section 103. Definitions. 25 The following words and phrases when used in this act shall 26 have the meanings given to them in this section unless the 27 context clearly indicates otherwise: 28 "Board." The Pennsylvania Workforce Investment Board 29 established in section 301. 30 "Certification." An approval issued by the Governor, upon 20010H0003B3060 - 4 -
1 recommendation by the board, to a local workforce investment 2 board which satisfies the eligibility requirements established 3 by the board. 4 "Chief elected official." Any of the following: 5 (1) The mayor of a city of the first class. 6 (2) The mayor of a city of the second class. 7 (3) The chairperson of the board of commissioners of a 8 county or an individual acting in that capacity. 9 (4) The county executive in a home rule charter county 10 or optional plan county under 53 Pa.C.S. Pt. III Subpt. E 11 (relating to home rule and optional plan government). 12 (5) The county executive in a county of the second class 13 which has opted for home rule under Article XXXI-C of the act 14 of July 28, 1953 (P.L.723, No.230), known as the Second Class 15 County Code. 16 "Customer." Any employer, job seeker or incumbent worker who 17 wishes to engage in workforce investment activities which fall 18 within the purview of this act. The term does not include a 19 service provider. 20 "Customized training." Training which is designed to meet 21 the special requirements of an employer, including a group of 22 employers, and which is conducted with a commitment by the 23 employer to employ an individual on successful completion of the 24 training. 25 "Eligible youth." An individual who: 26 (1) is not less than 14 years of age and not more than 27 21 years of age; 28 (2) is a low-income individual; and 29 (3) is an individual who is: 30 (i) deficient in basic literacy skills; 20010H0003B3060 - 5 -
1 (ii) a school dropout; 2 (iii) homeless; 3 (iv) a runaway or a foster child; 4 (v) pregnant or a parent; 5 (vi) an offender; or 6 (vii) in need of additional assistance to complete 7 an educational program or to secure and hold employment. 8 "Employment." Work that is employer-based or 9 entrepreneurial. 10 "Information access." An information system which: 11 (1) makes use of a combination of technologies and means 12 of access; 13 (2) is readily identifiable and easily accessible; and 14 (3) enables the sharing of workforce investment 15 information across all parts of the unified system and is 16 available to all customers. 17 "Lifelong learning." Formal and informal learning and 18 training activities, as well as work experience, which develop 19 the knowledge and the learning skills of students and customers 20 to enhance learning, employability and the quality of life for 21 each individual in society. 22 "Local workforce investment area." An area designated by the 23 Governor through consultation with the board and the chief 24 elected officials, to further the goals and purpose of this act. 25 "Local workforce investment board." An entity recommended 26 for certification by the board, certified by the Governor and 27 organized to further the goals and purpose of this act. 28 "One-stop delivery system." A one-stop collaborative network 29 of service providers designed to deliver to customers high- 30 quality information access, lifelong learning, transitional or 20010H0003B3060 - 6 -
1 work support services or activities and economic investment 2 services and activities, at a county or multicounty level. 3 "Participating agencies." All of the following: 4 (1) The Department of Aging. 5 (2) The Department of Community and Economic 6 Development. 7 (3) The Department of Education. 8 (4) The Department of Labor and Industry. 9 (5) The Department of Public Welfare. 10 (6) Any agency which oversees and monitors funds 11 appropriated by the Federal Government and designated by the 12 Governor or funds specifically appropriated by the General 13 Assembly for workforce investment which falls under the 14 authority of the board. 15 "School entity." A public school district, intermediate unit 16 or area vocational-technical school. 17 "Service provider." Any individual, partnership or 18 corporation, secondary or postsecondary educational institution 19 or intermediate unit or public agency that engages in the 20 business of providing workforce investment services and 21 activities for monetary remuneration. 22 "Transitional support." Wage loss or subsistence programs, 23 such as public assistance, unemployment compensation and 24 workers' compensation, which are designed to provide temporary 25 income during a defined interim period to enable a customer to 26 pursue employment opportunities and to obtain and engage in 27 employment. 28 "Unified system." The system for the delivery of workforce 29 investment programs to assure a well-educated, highly skilled 30 workforce for this Commonwealth. 20010H0003B3060 - 7 -
1 "Work support." Assistance which helps a customer secure and 2 maintain employment, such as assistance in securing child care, 3 transportation, vocational rehabilitation goods or services or 4 case management. 5 "Workforce development." Information access and lifelong 6 learning activities. The term includes vocational education 7 programs; programs in community colleges and postsecondary 8 education institutions authorized to grant specialized 9 associate, associate, baccalaureate and advanced degrees; and 10 transitional support and work support services or activities 11 which enable customers to engage in or prepare for employment 12 opportunities. 13 "Workforce investment." Workforce development. 14 "Youth activity." An activity which is carried out for 15 eligible youths. 16 Section 104. Lobbying. 17 An individual who is registered as a lobbyist under 65 18 Pa.C.S. Ch. 13 (relating to lobby registration and disclosure) 19 may not serve as a member of the board or as a member of a local 20 workforce investment board. 21 CHAPTER 3 22 BOARD 23 Section 301. Establishment. 24 The Pennsylvania Workforce Investment Board is established to 25 advise and assist the Governor and the General Assembly on the 26 implementation of a unified system to assure a well-educated, 27 highly skilled workforce. The board is responsible for unifying 28 the Commonwealth's existing Federal and State workforce 29 investment programs into an integrated system. 30 Section 302. Membership. 20010H0003B3060 - 8 -
1 (a) General rule.--The board shall be established as 2 follows: 3 (1) The Governor or a designee. 4 (2) Four members of the General Assembly: 5 (i) Two senators, one appointed by the President pro 6 tempore of the Senate and one appointed by the Minority 7 Leader of the Senate. 8 (ii) Two representatives, one appointed by the 9 Speaker of the House of Representatives and one appointed 10 by the Minority Leader of the House of Representatives. 11 (3) Representatives appointed by the Governor who are: 12 (i) Representatives of business, including private 13 sector employers, representatives from each of the 14 Commonwealth's marketing regions, owners of businesses, 15 chief executive officers, other business executives with 16 optimum policymaking or hiring authority, members of 17 local workforce investment boards and businesses that 18 reflect the employment opportunities in this 19 Commonwealth. 20 (ii) Chief elected officials. 21 (iii) Representatives of labor organizations who 22 have been nominated by State labor federations. 23 (iv) Representatives of individuals and 24 organizations experienced with respect to youth 25 activities. 26 (v) Representatives of organizations which have 27 experience and expertise in the delivery of workforce 28 investment activities, including chief executive officers 29 of community colleges and community-based organizations 30 in this Commonwealth. 20010H0003B3060 - 9 -
1 (vi) Lead Commonwealth agency officials, including: 2 (A) The Secretary of Aging. 3 (B) The Secretary of Community and Economic 4 Development. 5 (C) The Secretary of Education. 6 (D) The Secretary of Labor and Industry. 7 (E) The Secretary of the Public Welfare. 8 (F) The Director of the Governor's Policy 9 Office. 10 (vii) Any other representative or Commonwealth 11 agency official the Governor deems necessary. 12 (4) A majority of the board under this subsection must 13 be representatives of business. 14 (b) Chairperson.--The Governor shall designate, to serve at 15 the Governor's pleasure, a member from the private sector to 16 serve as chairperson of the board and one government 17 representative to serve as vice chairperson of the board. 18 (c) Quorum.--A majority of the members shall constitute a 19 quorum of the board. Action must be taken by a vote of a 20 majority of the members present. If a member cannot be present, 21 that member may submit a vote by proxy to another board member. 22 (d) Staff.--The board may employ a limited staff to 23 implement the decisions of the board. 24 (e) Meetings.--The board shall meet at times and places as 25 it determines necessary. Special meetings may be called by the 26 chairperson or at the request of a majority of the members. 27 (f) Executive committee.--An executive committee that 28 includes representation from the private sector may be 29 established and authorized under the board to oversee and 30 monitor the unified system. The organization framework may 20010H0003B3060 - 10 -
1 utilize existing staff structure or develop its own staffing 2 arrangement. 3 (g) Committees.--The board may establish committees, appoint 4 members and delegate duties to committees as the chairperson 5 deems necessary to fulfill the board's responsibilities. Each 6 committee shall be chaired by a member of the board. 7 (h) Compensation.--Members shall receive no compensation but 8 shall be entitled to receive an allowance for expenses incurred 9 in the performance of duties. 10 (i) Personnel, equipment, resources.--The policy and program 11 offices of the Department of Aging, the Department of Community 12 and Economic Development, the Department of Education, the 13 Department of Labor and Industry and the Department of Public 14 Welfare shall provide personnel, equipment and resources as 15 required for the functioning of the board. 16 Section 303. Conflicts of interest. 17 A member of the board may not do any of the following: 18 (1) Vote on a matter under consideration by the board: 19 (i) regarding the provision of services by the 20 member or by an entity that the member represents; or 21 (ii) which would provide direct financial benefit to 22 the member or the immediate family of the member. 23 (2) Engage in any other activity determined by the 24 Governor to constitute a conflict of interest as specified in 25 the unified system. 26 Section 304. Plan, functions and responsibilities. 27 The board, in furtherance of section 102, shall advise and 28 assist the Governor on all of the following: 29 (1) Development and adoption of and adherence to, 30 throughout the unified system, standards, principles, 20010H0003B3060 - 11 -
1 policies, goals, financial resource investment priorities and 2 strategies for workforce investment to maintain continuously 3 a competitive advantage for this Commonwealth. 4 (2) Monitoring and assuring collaboration of the 5 investment of all funds specifically appropriated by the 6 Federal Government and designated by the Governor or funds 7 specifically appropriated by State government, for workforce 8 investment, under any Federal or State statute. 9 (3) Assuring that no funds designated for Statewide 10 youth activities are used to develop or implement education 11 curricula for school districts. 12 (4) Examination of Federal and State statutes and 13 regulations to assess whether they present barriers to 14 achieving the provisions of this act and to recommend to the 15 Federal Government, the Governor and the General Assembly 16 amendments to statutes and regulations and waivers of 17 regulations to eliminate barriers and to promote the 18 provisions of this act. 19 (5) Development and dissemination of appropriate and 20 necessary research and statistical information, to set the 21 requisite protocols and standards for common data reference, 22 to engage in or sponsor studies to identify unified system 23 needs and to gather and disseminate information. 24 (6) Establishment of and adherence to performance-based 25 quality assurance standards designed to optimize unified 26 system function, performance and effectiveness. 27 (7) Evaluation of the unified workforce investment plans 28 submitted by local workforce investment boards consistent 29 with local plan requirements developed by the board. 30 (8) Implementation of mechanisms to secure appropriate 20010H0003B3060 - 12 -
1 input from local workforce investment boards in the 2 development of polices, local performance measures or 3 investment strategies. 4 (9) Establishment and maintenance of a universally 5 accessible information access system which enables the 6 unified system to function and serve its customers 7 effectively. 8 (10) Contracting or developing written agreements or 9 memoranda of understanding with participating agencies for 10 the administration and management of workforce investment 11 programs and activities under the responsibility of the 12 board. 13 (11) Providing technical assistance to local workforce 14 investment boards to assist them in maximizing the investment 15 of public money. 16 (12) Setting the criteria for unified system and service 17 provider participation and developing a systemwide marketing 18 program. 19 (13) Recommending certification or recertification of 20 local workforce investment boards, by giving consideration to 21 all of the following: 22 (i) The proposed local workforce investment board's 23 leadership system and its capability to effectively 24 monitor and assure collaboration of workforce investment 25 programs. 26 (ii) The portion of the labor market or geographical 27 area to be served by the proposed local workforce 28 investment board. 29 (14) Recommending necessary action if a local workforce 30 investment board fails to act, acts improperly or fails to 20010H0003B3060 - 13 -
1 meet the conditions of its unified local workforce investment 2 plan in which Federal or State funds have been invested. 3 (15) Recognition of the potential of citizens, employers 4 and communities in this Commonwealth by affirming the 5 continued existence and independence of all current funding 6 streams and programs for persons with disabilities while 7 ensuring that employment-related programs for individuals 8 with disabilities operate efficiently. 9 (16) Assessment of the economic and workforce needs of 10 this Commonwealth and to develop the unified system to build 11 on available services and resources to effectively meet these 12 Statewide needs. 13 (17) Establishing cooperative and collaborative 14 relationships with other states' unified system governing 15 bodies. 16 (18) Assuring the implementation of Federal and State 17 statutory mandates which fall within the purview of the 18 unified system. 19 (19) Compilation of an annual report, which shall be 20 submitted to the General Assembly, the Secretary of the 21 Senate and the Chief Clerk of the House of Representatives by 22 March 1 and which shall include all of the following: 23 (i) A detailed explanation of the performance 24 measures used and how the performance measures were 25 developed. 26 (ii) An explanation of the process used to achieve 27 continuous improvement of workforce investment 28 activities. 29 (iii) The anticipated course of actions to be taken 30 by the board to encourage continuous improvement in the 20010H0003B3060 - 14 -
1 unified system. 2 (iv) A list of the membership of the board, 3 including name, affiliation, address, telephone number, 4 telefax number and electronic mail address. 5 (v) An explanation of the process used to negotiate 6 levels of local performance. 7 (vi) A list of all certified local workforce 8 investment boards in this Commonwealth, including each 9 local workforce board's negotiated level of local 10 performance, each local workforce board's level of 11 performance attained and the action taken with respect to 12 any local workforce investment board which failed to meet 13 its negotiated level of local performance. 14 (vii) A copy of the annual report submitted by each 15 local workforce investment board to the board. 16 (viii) An accounting of Federal and State funds 17 expended for workforce investment in the previous fiscal 18 year by line item and program. 19 Section 305. State performance measures. 20 (a) General rule.--The board shall establish a comprehensive 21 performance accountability system, including, at a minimum, a 22 focus on all of the following: 23 (1) Entry into unsubsidized employment. 24 (2) Retention in unsubsidized employment six months 25 after entry into the employment. 26 (3) Earnings received in unsubsidized employment six 27 months after entry into the employment. 28 (4) Attainment of a recognized credential relating to 29 achievement of educational skills, including attainment of a 30 secondary school diploma or its recognized equivalent, or 20010H0003B3060 - 15 -
1 occupational skills, by participants who enter unsubsidized 2 employment or by participants who are eligible youths between 3 the ages of 19 and 21 and who enter postsecondary education, 4 advanced training or unsubsidized employment. 5 (b) Customer satisfaction.--As an indicator of performance 6 customer satisfaction shall also be considered. The customer 7 satisfaction indicator of performance shall consist of customer 8 satisfaction of employers and participants with services 9 received from workforce investment activities. Customer 10 satisfaction may be measured through surveys conducted after the 11 conclusion of participation in the workforce investment 12 activities. 13 CHAPTER 5 14 LOCAL WORKFORCE INVESTMENT AREAS AND BOARDS 15 Section 501. Establishment. 16 (a) Areas and local workforce investment boards.-- 17 (1) Local workforce investment areas shall be designated 18 by the Governor through consultation with the board and the 19 chief elected officials, and after consideration of comments 20 received through the public comment process. In making the 21 designation of local workforce investment areas, the Governor 22 shall take into consideration the following: 23 (i) Geographic areas served by school entities. 24 (ii) Geographic areas served by postsecondary 25 educational institutions. 26 (iii) The extent to which such local workforce 27 investment areas are consistent with labor market areas. 28 (iv) The distance that individuals will need to 29 travel to receive services provided in such local 30 workforce investment areas. 20010H0003B3060 - 16 -
1 (v) The resources of such local workforce investment 2 areas that are available to effectively administer the 3 activities carried out under Federal law. 4 (2) Local workforce investment boards shall be 5 established in each local workforce investment area of this 6 Commonwealth, recommended for certification by the board and 7 certified by the Governor, to set policy for the portion of 8 the unified system within that local workforce investment 9 area. 10 (3) No local workforce investment board may conduct 11 business unless it is certified by the Governor. 12 (b) Purpose.--The purpose of each local workforce investment 13 board is to advise and assist the chief elected official in the 14 county or counties served by the local workforce investment 15 board by setting policy to promote effective workforce 16 investment programs in a designated geographic area. 17 (c) Liability.--The chief elected official in a local 18 workforce investment area shall serve as the local grant 19 recipient for, and shall be liable for any misuse of, the grant 20 funds allocated to the local workforce investment area under 21 Federal law or this act. 22 Section 502. Membership. 23 (a) Composition.-- 24 (1) A local workforce investment board, appointed by the 25 chief elected official, shall be as follows: 26 (i) A majority shall be representatives of business 27 in the local workforce investment area, who: 28 (A) are owners of businesses, chief executives 29 or operating officers of businesses and other 30 business executives or employers with optimum policy 20010H0003B3060 - 17 -
1 making or hiring authority;
2 (B) represent businesses with employment
3 opportunities which reflect the employment
4 opportunities of the local workforce investment area;
5 and
6 (C) are appointed from among individuals
7 nominated by local business organizations and
8 business trade associations.
9 (ii) Representatives of local educational entities,
10 including representatives of local educational agencies,
11 local school boards, entities providing adult education
12 and literacy activities, postsecondary educational
13 institutions and community colleges, selected from among
14 individuals nominated by regional or local educational
15 agencies, institutions or organizations representing such
16 local educational entities.
17 (iii) In a local workforce investment area in which
18 employees are represented by labor organizations,
19 representatives nominated by local labor federations.
20 (iv) In a local workforce investment area in which
21 no employees are represented by labor organizations,
22 other representatives of employees.
23 (v) Representatives of community-based
24 organizations, including WHICH MAY INCLUDE organizations <--
25 representing minorities and individuals with disabilities
26 and veterans, from a local workforce investment area in
27 which such organizations are present.
28 (vi) Representatives of economic development
29 entities.
30 (vii) Representatives of each of the one-stop
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1 delivery system partners. 2 (viii) Other individuals or representatives of 3 entities as the chief elected official in the local 4 workforce investment area may determine to be 5 appropriate. 6 (2) Members of the local workforce investment board must 7 be individuals who have optimum policymaking authority within 8 the organizations, agencies or other entities which they 9 represent. 10 (3) The membership shall select a chairperson from the 11 private sector representatives. 12 (4) A local workforce investment board may hire limited 13 staff to implement the decisions of the local workforce 14 investment board. 15 (b) Manner of appointment.--In accordance with the criteria 16 established by the board for the Governor, a member of a local 17 workforce investment board shall be appointed by the chief 18 elected official of the CITY, county or counties that <-- 19 participate in the local workforce investment board as follows: 20 (1) If only one county participates on the local 21 workforce investment board, the chief elected official shall 22 appoint the members. 23 (2) If a local workforce investment board represents 24 more than one county, OR REPRESENTS BOTH A COUNTY AND A CITY <-- 25 THAT COMPRISES A SEPARATE WORKFORCE INVESTMENT AREA, the 26 chief elected officials of each county AND ANY CITY THAT <-- 27 COMPRISES A SEPARATE WORKFORCE INVESTMENT AREA ALSO 28 REPRESENTED BY THE LOCAL WORKFORCE INVESTMENT BOARD shall 29 enter into a detailed written agreement describing the 30 understanding of the counties as to appointments, governance 20010H0003B3060 - 19 -
1 and oversight activities of the local workforce investment 2 board under this act. If, after a reasonable effort, the 3 chief elected officials are unable to reach agreement, the 4 Governor may appoint the members of the local workforce 5 investment board from individuals so nominated or 6 recommended. 7 Section 503. Conflicts of interest. 8 A member of the local workforce investment board may not do 9 any of the following: 10 (1) Vote on a matter under consideration by the local 11 workforce investment board: 12 (i) regarding the provision of services by the 13 member or by an entity that the member represents; or 14 (ii) which would provide direct financial benefit to 15 the member or the immediate family of the member. 16 (2) Engage in any other activity determined by the 17 Governor to constitute a conflict of interest as specified in 18 the unified system. 19 Section 504. Plan, functions and responsibilities. 20 (a) Unified workforce investment plan.--A local workforce 21 investment board, in partnership with the chief elected official 22 of the county or counties served by the local workforce 23 investment board, shall submit to the Governor for approval a 24 unified workforce investment plan. The unified workforce 25 investment plan shall be developed through a process which 26 includes the opportunity for participation by current and 27 potential customers and service providers and which shall 28 contain, at a minimum, the following: 29 (1) A description of the local workforce investment 30 area's strategic economic and workforce vision and of how the 20010H0003B3060 - 20 -
1 vision will be attained. 2 (2) A description of how the plan supports the 3 Commonwealth's overall mission and goals. 4 (3) An analysis of the local workforce investment area 5 market, including projected growth industries and declining 6 industries. 7 (4) A description of the respective roles of the local 8 elected officials and the local workforce investment board. 9 (5) A description of programs for eligible youth. 10 (6) A description of the local workforce investment 11 area's one-stop delivery system. 12 (7) A description of the services to be provided to all 13 customers. 14 (8) A description of how coordination of workforce 15 investment activities will occur. 16 (9) If appropriate, a description of a regional 17 strategic component to the local plan. 18 (10) If available, an analysis of regional market 19 trends. 20 (b) Functions and responsibilities.--A local workforce 21 investment board, in order to develop and implement a unified 22 workforce investment plan for the investment and utilization of 23 private and public resources to meet the current and future 24 workforce investment needs of its region in furtherance of 25 section 102, has the following functions and responsibilities: 26 (1) To organize and elect a chairperson. 27 (2) To assess the economic and workforce needs of the 28 local workforce investment area and to develop a unified plan 29 which builds on available services and resources to 30 effectively meet the workforce and economic needs of the 20010H0003B3060 - 21 -
1 local workforce investment area. 2 (3) To implement mechanisms to secure appropriate input 3 in the development of policies, performance standards or 4 investment strategies. 5 (4) To assist in the development of and collaboration 6 within the one-stop delivery system. 7 (5) To develop, adopt and assure adherence to local 8 performance standards, quality assurance standards and 9 applied operating principles, which are consistent with 10 criteria throughout the one-stop delivery system. 11 (6) To establish cooperative and collaborative 12 relationships with other local workforce investment boards 13 and, if appropriate, with the unified system governing bodies 14 of other states. 15 (7) To authorize use of local workforce investment 16 funds, including individual training accounts, where 17 applicable, for eligible customers, for any of the following 18 services: 19 (i) Core services shall be available to individuals 20 who are adults or dislocated workers through the one-stop 21 delivery system and shall, at a minimum, include all of 22 the following: 23 (A) Determinations of whether the individuals 24 are eligible to receive assistance. 25 (B) Outreach; intake, which may include worker 26 profiling; and orientation to the information and 27 other services available through the one-stop 28 delivery system. 29 (C) Initial assessment of skill levels, 30 aptitudes, abilities and supportive service needs. 20010H0003B3060 - 22 -
1 (D) Job search and placement assistance and, 2 where appropriate, career counseling. 3 (E) Provision of employment statistics 4 information, including the provision of accurate 5 information relating to national, regional and local 6 labor market areas, such as: 7 (I) job vacancy listings in such labor 8 market areas; 9 (II) information on job skills necessary to 10 obtain the jobs described in subclause (I); and 11 (III) information relating to local 12 occupations in demand and the earnings and skill 13 requirements for such occupations. 14 (F) Provision of performance information and 15 program cost information on eligible providers of 16 training services, provided by program, eligible 17 providers of youth activities, providers of adult 18 education, providers of postsecondary vocational 19 education activities and vocational education 20 activities available to school dropouts under the 21 Carl D. Perkins Vocational and Applied Technology 22 Education Act (Public Law 88-210, 20 U.S.C. § 2301 et 23 seq.) and providers of vocational rehabilitation 24 program activities described in the Rehabilitation 25 Act of 1973 (Public Law 93-112, 29 U.S.C. § 701 et 26 seq.). 27 (G) Provision of information regarding how the 28 local workforce investment area is performing on the 29 local performance measures and any additional 30 performance information with respect to the one-stop 20010H0003B3060 - 23 -
1 delivery system in the local workforce investment
2 area.
3 (H) Provision of accurate information relating
4 to the availability of work support services,
5 including child care and transportation, available in
6 the local workforce investment area and referral to
7 such services, as appropriate.
8 (I) Provision of transitional support, including
9 information or assistance, or both, regarding filing <--
10 claims for unemployment compensation.
11 (J) Assistance in establishing eligibility for
12 welfare-to-work activities under section 403(a)(5) of
13 the Social Security Act (49 Stat. 620, 42 U.S.C. §
14 603(a)(5)), available in the local workforce
15 investment area and programs of financial aid
16 assistance for training and education programs that
17 are not funded under this act and are available in
18 the local workforce investment area.
19 (K) Follow-up services, including counseling
20 regarding the workplace.
21 (ii) Intensive services:
22 (A) Intensive services shall be provided to
23 adults and dislocated workers, who:
24 (I) are unemployed and are unable to obtain
25 employment through core services;
26 (II) have been determined by the one-stop
27 delivery system operator to be in need of more
28 intensive services in order to obtain employment;
29 or
30 (III) are employed, but are determined by a
20010H0003B3060 - 24 -
1 one-stop delivery system operator to be in need 2 of intensive services in order to obtain or 3 retain employment that allows for self- 4 sufficiency. 5 (B) Intensive services shall be provided through 6 the one-stop delivery system directly through one- 7 stop delivery system operators or through contracts 8 with service providers, which may include contracts 9 with public, private for-profit, and private 10 nonprofit service providers, approved by the local 11 workforce investment board. 12 (C) Intensive services may include the 13 following: 14 (I) Comprehensive and specialized 15 assessments of the skill levels and service needs 16 of adults and dislocated workers, which may 17 include diagnostic testing and use of other 18 assessment tools and in-depth interviewing and 19 evaluation to identify employment barriers and 20 appropriate employment goals. 21 (II) Development of an individual employment 22 plan to identify the employment goals, 23 appropriate achievement objectives and 24 appropriate combination of services for the 25 participant to achieve the employment goals. 26 (III) Group counseling. 27 (IV) Individual counseling and career 28 planning. 29 (V) Case management. 30 (VI) Short-term prevocational services, 20010H0003B3060 - 25 -
1 including development of learning skills, 2 communication skills, interviewing skills, 3 punctuality, personal maintenance skills and 4 professional conduct to prepare individuals for 5 employment or training. 6 (iii) Training services: 7 (A) Training services shall be provided to 8 adults and dislocated workers who: 9 (I) have met the eligibility requirements 10 for intensive services and who are unable to 11 obtain or retain employment through such 12 services; 13 (II) after an interview, evaluation, or 14 assessment and case management, have been 15 determined by a one-stop delivery system operator 16 or one-stop delivery system partner to be in need 17 of training services and to have the skills and 18 qualifications to successfully participate in the 19 selected program of training services; and 20 (III) select programs of training services 21 which are directly linked to the employment 22 opportunities in the local workforce investment 23 area involved or in another area in which the 24 adults or dislocated workers receiving such 25 services are willing to relocate. 26 (B) Training services shall be limited to 27 individuals who are unable to obtain other grant 28 assistance for such services, including Federal Pell 29 Grants established under Title IV of the Higher 30 Education Act of 1965 (Public Law 89-329, 20 U.S.C. § 20010H0003B3060 - 26 -
1 1070 et seq.) or require assistance beyond the 2 assistance made available under other grant 3 assistance programs, including Federal Pell Grants. 4 (C) Training services may include: 5 (I) Occupational skills training, including 6 training for nontraditional employment. 7 (II) On-the-job training. 8 (III) Programs which combine workplace 9 training with related instruction, including 10 cooperative education programs. 11 (IV) Training programs operated by the 12 private sector. 13 (V) Skill upgrading and retraining. 14 (VI) Entrepreneurial training. 15 (VII) Job readiness training. 16 (VIII) Adult education and literacy 17 activities provided in combination with services 18 described in any of subclauses (I) through (VII). 19 (IX) Customized training conducted with a 20 commitment by an employer or group of employers 21 to employ an individual upon successful 22 completion of the training. 23 (8) To compile an annual report to be submitted to the 24 board by a deadline to be determined by the board. This 25 report shall include, at a minimum: 26 (i) a list of the membership of the local workforce 27 investment board, including the name, affiliation, 28 address, telephone number, telefax number and electronic 29 mail address; the negotiated local level of performance; 30 (ii) the level of performance achieved, including an 20010H0003B3060 - 27 -
1 analysis of the strengths and weaknesses; 2 (iii) the programs participated in; and 3 (iv) a list of the local eligible service providers. 4 Section 505. Local performance measures. 5 (a) General rule.--The local performance measures for each 6 local workforce investment area shall include, at a minimum, the 7 following: 8 (1) Entry into unsubsidized employment. 9 (2) Retention in unsubsidized employment six months 10 after entry into the employment. 11 (3) Earnings received in unsubsidized employment six 12 months after entry into the employment. 13 (4) Attainment of a recognized credential relating to 14 achievement of educational skills, including attainment of a 15 secondary school diploma or its recognized equivalent, or 16 occupational skills, by participants who enter unsubsidized 17 employment or by participants who are eligible youths between 18 the ages 19 and 21 and who enter postsecondary education, 19 advanced training or unsubsidized employment. 20 (b) Customer satisfaction.--As an indicator of performance 21 customer satisfaction shall also be considered. The customer 22 satisfaction indicator of performance shall consist of customer 23 satisfaction of employers and participants in services received 24 from workforce investment activities. Customer satisfaction may 25 be measured through surveys conducted after the conclusion of 26 participation in the workforce investment activities. 27 (c) School-to-Work Opportunities Act of 1994.--No funds made 28 available under the Workforce Investment Act of 1998 (Public Law 29 105-220, 112 Stat. 936), shall be used to develop or continue 30 programs or activities created under the School-to-Work 20010H0003B3060 - 28 -
1 Opportunities Act of 1994 (Public Law 103-239, 108 Stat. 568). <-- 2 other than approved vocational technical programs operated by <-- 3 school districts and programs or activities offered by 4 intermediate units or area vocational technical schools. 5 Section 506. Oversight; reports. 6 The board shall be subject to oversight by the Labor and 7 Industry Committee of the Senate and the Labor Relations 8 Committee of the House of Representatives. The board shall 9 present annual reports to the Governor and the Labor and 10 Industry Committee of the Senate and the Labor Relations 11 Committee of the House of Representatives. These reports shall 12 provide a detailed summary of all activity occurring under this 13 act. 14 CHAPTER 7 <-- 15 CRITICAL JOB TRAINING GRANTS 16 SECTION 701. DEFINITIONS. 17 THE FOLLOWING WORDS AND PHRASES WHEN USED IN THIS CHAPTER 18 SHALL HAVE THE MEANINGS GIVEN TO THEM IN THIS SECTION UNLESS THE 19 CONTEXT CLEARLY INDICATES OTHERWISE: 20 "CRITICAL JOB TRAINING." TRAINING FOR DISLOCATED WORKERS, 21 FOR OCCUPATIONS WITH IMMEDIATE SKILL NEEDS, OR FOR HIGH-DEMAND 22 JOBS OR JOBS WITH A SHORTAGE OF SKILLED WORKERS, AS IDENTIFIED 23 BY THE DEPARTMENT OF LABOR AND INDUSTRY. 24 "DISLOCATED WORKER." AS THAT TERM IS DEFINED UNDER THE ACT 25 OF DECEMBER 20, 1985 (P.L.492, NO.116, KNOWN AS THE CUSTOMIZED 26 JOB TRAINING ACT. 27 "ELIGIBLE APPLICANT." A SERVICE PROVIDER; SCHOOL ENTITY; A 28 SECONDARY OR POSTSECONDARY EDUCATIONAL INSTITUTION, INCLUDING A 29 COMMUNITY COLLEGE; A LOCAL WORKFORCE INVESTMENT BOARD; OR A 30 CORPORATION, SOLE PROPRIETORSHIP, PARTNERSHIP, LIMITED 20010H0003B3060 - 29 -
1 PARTNERSHIP OR LIMITED LIABILITY COMPANY. 2 "RAPID RESPONSE COMMITTEE." A COMMITTEE, COMPOSED OF THE 3 SECRETARY OF LABOR AND INDUSTRY, THE SECRETARY OF PUBLIC 4 WELFARE, THE SECRETARY OF COMMUNITY AND ECONOMIC DEVELOPMENT, 5 THE SECRETARY OF EDUCATION AND THE SECRETARY OF AGING, THAT 6 PROVIDES GRANTS FOR CRITICAL JOB TRAINING. 7 SECTION 702. RAPID RESPONSE COMMITTEE. 8 IF THE SECRETARY OF LABOR AND INDUSTRY DETERMINES THAT 9 ECONOMIC OR OTHER EVENTS HAVE RESULTED IN SUBSTANTIAL JOB LOSSES 10 OR IN A CRITICAL SHORTAGE OF OCCUPATIONS OR SKILLS FOR EXISTING 11 JOBS, A RAPID RESPONSE COMMITTEE SHALL BE ESTABLISHED TO AWARD 12 CRITICAL JOB TRAINING GRANTS. THE SECRETARY OF LABOR AND 13 INDUSTRY SHALL BE CHAIRMAN OF THE COMMITTEE. THE RAPID RESPONSE 14 COMMITTEE SHALL IDENTIFY SOURCES OF FEDERAL AND STATE FUNDS TO 15 BE USED FOR CRITICAL JOB TRAINING GRANTS, INCLUDING FUNDS 16 APPROPRIATED TO PARTICIPATING COMMONWEALTH AGENCIES UNDER THE 17 GOVERNOR'S JURISDICTION FOR PURPOSES OF WORKFORCE DEVELOPMENT. 18 THE RAPID RESPONSE COMMITTEE SHALL NOTIFY THE DEPARTMENT OF 19 LABOR AND INDUSTRY OF THE AMOUNT OF THE FUNDS. 20 SECTION 703. GRANTS. 21 AN ELIGIBLE APPLICANT MAY APPLY TO THE DEPARTMENT OF LABOR 22 AND INDUSTRY FOR CRITICAL JOB TRAINING GRANTS UNDER THIS 23 SECTION. AN APPLICATION MUST DEMONSTRATE: 24 (1) THE NUMBER OF DISLOCATED WORKERS WHO WILL RECEIVE 25 TRAINING. 26 (2) THE EXISTENCE OF JOB OPPORTUNITIES DIRECTLY RELATED 27 TO THE TRAINING TO BE PROVIDED. 28 (3) HOW THE TRAINING WILL SUPPORT GROWTH INDUSTRIES 29 WITHIN THIS COMMONWEALTH WHICH ARE IDENTIFIED IN THE 30 STRATEGIC PLAN OF THE LOCAL WORKFORCE INVESTMENT BOARD. 20010H0003B3060 - 30 -
1 (4) PRIVATE SECTOR PARTICIPATION IN CURRICULUM AND 2 PLACEMENT. 3 SECTION 704. CONTRACTS. 4 THE RAPID RESPONSE COMMITTEE, UPON APPROVAL OF THE GOVERNOR, 5 MAY APPROVE A GRANT APPLICATION AND SHALL DIRECT THE APPROPRIATE 6 COMMONWEALTH AGENCY TO ENTER INTO A CONTRACT WITH AN ELIGIBLE 7 APPLICANT TO PROVIDE CRITICAL JOB TRAINING. NOTWITHSTANDING THE 8 ACT OF DECEMBER 20, 1985 (P.L.492, NO.116), KNOWN AS THE 9 CUSTOMIZED JOB TRAINING ACT, THE DEPARTMENT OF COMMUNITY AND 10 ECONOMIC DEVELOPMENT MAY USE FUNDS APPROPRIATED UNDER THE 11 CUSTOMIZED JOB TRAINING ACT TO PROVIDE CRITICAL JOB-TRAINING 12 GRANTS TO ELIGIBLE APPLICANTS. 13 CHAPTER 49 14 MISCELLANEOUS PROVISIONS 15 Section 4901. Construction. 16 (a) General rule.--Except as set forth in subsection (b), <-- 17 this THIS act, being necessary for the welfare of this <-- 18 Commonwealth and its citizens, shall be liberally construed to 19 effect its purposes. 20 (b) Statewide data base.--Nothing in this act shall be <-- 21 construed to permit the development of a Statewide data base of 22 personally identifiable information on individuals receiving 23 services under this act. 24 Section 4902. Regulations abrogated. 25 As much of the appendix to 4 Pa. Code Ch. 9 Subch. B 26 (relating to organizational charts) as relates to the State Job 27 Training Coordinating Council is abrogated. 28 Section 4903. Nondiscrimination. <-- 29 (a) Prohibition.--Except as set forth in subsection (b), the 30 Commonwealth or a political subdivision may not discriminate 20010H0003B3060 - 31 -
1 against an employer, a public entity or any other person for 2 failure to participate in a program under this act. 3 (b) Exception.--Subsection (a) shall not apply to specific 4 benefits conferred by this act. 5 SECTION 4903. EXPIRATION. <-- 6 CHAPTER 7 SHALL EXPIRE DECEMBER 31, 2002. 7 Section 4904 4903 4904. Effective date. <-- 8 This act shall take effect July 1, 2002. <-- 9 THIS ACT SHALL TAKE EFFECT AS FOLLOWS: <-- 10 (1) THE ADDITION OF CHAPTER 7 SHALL TAKE EFFECT 11 IMMEDIATELY. 12 (2) THIS SECTION SHALL TAKE EFFECT IMMEDIATELY. 13 (3) THE REMAINDER OF THIS ACT SHALL TAKE EFFECT JULY 1, 14 2002. L7L43VDL/20010H0003B3060 - 32 -