SENATE AMENDED PRIOR PRINTER'S NOS. 3519, 3887 PRINTER'S NO. 4273
No. 2557 Session of 1990
INTRODUCED BY PIEVSKY, MAY 21, 1990
SENATOR TILGHMAN, APPROPRIATIONS, IN SENATE, AS AMENDED, NOVEMBER 12, 1990
AN ACT 1 Amending the act of April 9, 1929 (P.L.177, No.175), entitled 2 "An act providing for and reorganizing the conduct of the 3 executive and administrative work of the Commonwealth by the 4 Executive Department thereof and the administrative 5 departments, boards, commissions, and officers thereof, 6 including the boards of trustees of State Normal Schools, or 7 Teachers Colleges; abolishing, creating, reorganizing or 8 authorizing the reorganization of certain administrative 9 departments, boards, and commissions; defining the powers and 10 duties of the Governor and other executive and administrative 11 officers, and of the several administrative departments, 12 boards, commissions, and officers; fixing the salaries of the 13 Governor, Lieutenant Governor, and certain other executive 14 and administrative officers; providing for the appointment of 15 certain administrative officers, and of all deputies and 16 other assistants and employes in certain departments, boards, 17 and commissions; and prescribing the manner in which the 18 number and compensation of the deputies and all other 19 assistants and employes of certain departments, boards and 20 commissions shall be determined," further providing for fees 21 collected by the various administrative departments, boards <-- 22 or commissions; and making repeals. FOR SERVICES BY THE <-- 23 DEPARTMENT OF HEALTH, THE DEPARTMENT OF STATE AND THE 24 PENNSYLVANIA SECURITIES COMMISSION; AND PROVIDING FOR THE 25 VALIDATION OF CERTAIN FEES COLLECTED BY THE DEPARTMENT OF 26 STATE. 27 The General Assembly of the Commonwealth of Pennsylvania 28 hereby enacts as follows:
1 Section 1. Section 602-A of the act of April 9, 1929 <-- 2 (P.L.177, No.175), known as The Administrative Code of 1929, is 3 amended by adding clauses to read: 4 Section 602-A. Department of Agriculture.--The Department of 5 Agriculture is authorized to charge fees for the following 6 purposes and in the following amounts: 7 * * * 8 (11) Bakery: 9 (i) License.............................. 20.00 10 (12) Cold Storage: 11 (i) License.............................. 35.00 12 (13) Dessert: 13 (i) License.............................. 20.00 14 (14) Nonalcoholic drinks: 15 (i) License.............................. 75.00 16 (15) Inspection/Registration of plants 17 and trees: 18 (i) Inspection per establishment......... 40.00 19 Section 2. Sections 603-A and 606-A of the act, added July 20 1, 1981 (P.L.143, No.48), are amended to read: 21 Section 603-A. Department of Banking.--The Department of 22 Banking is authorized to charge fees for the following purposes 23 and in the following amounts: 24 [(1) Consumer discount companies: 25 (i) Initial license...................... $250.00 26 (ii) Annual license renewal.............. 250.00 27 (iii) Additional licenses for each business 28 location........................... 250.00 29 (2) Motor vehicle sales finance: 30 (i) License for an installment seller of 19900H2557B4273 - 2 -
1 motor vehicles....................... 50.00 2 (ii) License for a sales finance company. 200.00 3 (iii) License for a collector-repossessor 200.00] 4 (1) Consumer discount companies: 5 (i) Initial license...................... $500.00 6 (ii) Additional licenses for each business 7 location........................... 500.00 8 (iii) Annual license renewal............. 350.00 9 (2) Motor vehicle sales finance: 10 (i) Initial license for sales finance 11 company.............................. 500.00 12 Annual license renewal.............. 350.00 13 (ii) License for installment seller...... 250.00 14 Annual license renewal............ 250.00 15 (iii) Initial license collector-repossessor. 350.00 16 Annual license renewal.............. 250.00 17 (3) Pawnbroker: 18 (i) Initial license for pawnbroker....... 500.00 19 Annual license renewal............... 250.00 20 (4) Money transmitter: 21 (i) Initial license for money transmitter. 2,000.00 22 Annual license renewal.............. 2,000.00 23 (5) Secondary mortgage loan company: 24 (i) Initial license for principal place of 25 business and each branch office...... 500.00 26 Annual license renewal.............. 350.00 27 (6) Secondary mortgage loan broker: 28 (i) Initial license for principal place of 29 business............................. 500.00 30 Annual license renewal.............. 200.00 19900H2557B4273 - 3 -
1 (ii) Each branch office.................. 50.00 2 Annual branch renewal............... 25.00 3 (7) First Mortgage Banker: 4 (i) Initial license for principal place 5 of business and each branch office.. 500.00 6 Annual license renewal.............. 350.00 7 (8) First mortgage broker: 8 (i) Initial license fee for principal place 9 of business....................... 500.00 10 Annual license renewal............ 200.00 11 (ii) Each branch office................ 50.00 12 Annual branch renewal.............. 25.00 13 Section 606-A. Department of Education.--The Department of 14 Education is authorized to charge fees for the following 15 purposes and in the following amounts: 16 (4) Private driver training school fees: 17 [(i) Initial license..................... 100.00 18 (ii) License renewals.................... 100.00] 19 (i) Initial license...................... 500.00 20 (ii) License renewals.................... 300.00 21 (iii) Instructor: 22 (A) Initial.......................... 30.00 23 (B) Renewal.......................... 20.00 24 (6) Private driver training schools 25 vehicle identification registrations: 26 (i) Initial.............................. 10.00 27 (ii) Renewal/transfer.................... 5.00 28 Section 3. Section 607-A(1) and (2) of the act, added July 29 1, 1981 (P.L.143, No.48), are amended and the section is amended 30 by adding clauses to read: 19900H2557B4273 - 4 -
1 Section 607-A. Department of Environmental Resources.--The 2 Department of Environmental Resources is authorized to charge 3 fees for the following purposes and in the following amounts: 4 (1) Eating and drinking places: 5 (i) New establishments 6 [(A) New establishments that 7 are owner operated with 8 a seating capacity of 9 less than 50..................... $ 30.00 10 (B) All other new establish- 11 ments............................ 100.00 12 (ii) Renewal or change of ownership...... 30.00 13 (iii) Duplicate license for each addi- 14 tional business location........... 5.00 15 (iv) Temporary license................... 1.00 16 (2) Certification of sewage and water treatment 17 plant operators: 18 (i) Initial license...................... 20.00 19 (ii) Annual license renewal.............. 3.00] 20 (A) New establishments that 21 are owner operated with 22 a seating capacity of 23 less than 50..................... 75.00 24 (B) All other new establish- 25 ments............................ 175.00 26 (ii) Renewal or change of ownership...... 60.00 27 (iii) Duplicate license for each addi- 28 tional business location........... 10.00 29 (iv) Temporary license................... 10.00 30 (2) Certification of sewage and water treatment 19900H2557B4273 - 5 -
1 plant operators: 2 (i) Initial license...................... 20.00 3 (ii) Annual license renewal.............. 5.00 4 * * * 5 (6) Sewage enforcement officer certification: 6 (i) Examination.......................... 25.00 7 (7) Planning module review fee: 8 (i) Minor subdivisions................... 50.00 9 (ii) Major subdivisions.................. 250.00 10 Section 4. Section 609-A of the act is amended by adding a 11 clause to read: 12 Section 609-A. Department of Health.--The Department of 13 Health is authorized to charge fees for the following purposes 14 and in the following amounts: 15 * * * 16 (5) Home health care agency: 17 (i) License.............................. 200.00 18 Section 5. Sections 612-A, 614-A and 616-A of the act, added 19 July 1, 1981 (P.L.143, No.48), are amended to read: 20 Section 612-A. Insurance Department.--The Insurance 21 Department is authorized to charge fees for the following 22 purposes and in the following amounts: 23 (1) Insurance companies, associations or 24 exchanges: 25 (i) Valuation of life insurance 26 policies based on a per thousand 27 dollar value of such insurance....... $.01 with 28 a minimum charge 29 of $10.00 30 (ii) Filing copy of charter or amend- 19900H2557B4273 - 6 -
1 ment of a domestic, foreign or alien 2 company, association or exchange.... [35.00] 3 150.00 4 (iii) Filing annual statement or other 5 statement of a domestic, foreign 6 or alien company, association or 7 exchange........................... [50.00] 8 125.00 9 (iv) License fee for a domestic, foreign 10 or alien company, association or 11 exchange or any duplicate license... [15.00] 12 40.00 13 (v) License for a rating organization.... 25.00 14 (vi) Examination of a domestic, foreign 15 and alien company................... Expense of 16 examination 17 (vii) Filing and review of merger agree- 18 ments of domestic, foreign and 19 alien companies.................... [200.00] 20 280.00 21 (viii) Filing and review of conversion 22 plan from mutual company to stock 23 company........................... [200.00] 24 1,200.00 25 (ix) Filing and review of conversion plan 26 from stock company to mutual com- 27 pany................................ [200.00] 28 1,200.00 29 (x) Filing and review of proposed exchange 30 of shares of stock................... 300.00 19900H2557B4273 - 7 -
1 (xi) Filing and review of material in 2 connection with a proposed acquisi- 3 tion or offer to acquire capital 4 stock of a domestic insurance com- 5 pany or insurance holding company... [300.00] 6 1,200.00 7 (xii) Filing and review of registration 8 statement by an insurance member of 9 an insurance holding company....... 200.00 10 (xiii) For each amendment to such regis- 11 tration statement................. [50.00] 12 80.00 13 (xiv) Issuance of a certificate of com- 14 pliance, deposit or surety......... 10.00 15 (xv) Any other certificate issued by the 16 department.......................... 10.00 17 (xvi) Filing and review of qualifications 18 of an insurer to issue variable 19 annuities.......................... [100.00] 20 210.00 21 (xvii) Certification of each copy of any 22 paper filed with department....... [10.00] 23 10.00 24 plus .10 per page 25 (xviii) Copy of any paper filed with 26 department on a per/page basis... .25 27 (2) Agents and brokers: 28 (i) Each listing for written examination 29 of applicants for licenses as agents, 30 brokers, public adjusters or public 19900H2557B4273 - 8 -
1 adjuster solicitors.................. 10.00 2 (ii) For license of an applicant quali- 3 fied through prior examination...... 5.00 4 (iii) For agent's license................ 10.00 5 (iv) For annual renewal of agent's license 6 or for a replacement or duplicate of 7 such license........................ 10.00 8 (v) For each additional variable annuity 9 power in an agent's license on a per 10 annuity basis........................ 5.00 11 (vi) Individual insurance broker license. 20.00 12 (vii) Insurance broker license in the 13 name of a corporation or copart- 14 nership............................ 25.00 15 (viii) For each broker's license issued 16 in the name of qualified indivi- 17 dual active members or officers of 18 a copartnership or corporation on 19 a per license basis............... 25.00 20 (ix) For certification of an agent or 21 broker license...................... 10.00 22 (x) Surplus line agent: 23 (A) Initial license.................. 100.00 24 (B) Annual renewal................... 100.00 25 (C) Annual certificate of 26 eligibility...................... 10.00 27 (D) Examination fee.................. 10.00 28 (3) Fraternal benefit societies: 29 (i) Filing copy of charter of a domestic, 30 foreign or alien society, in addition 19900H2557B4273 - 9 -
1 to any fee for filing such charter 2 with the Department of State......... 35.00 3 (ii) The filing of an annual or other 4 statement........................... [50.00] 5 125.00 6 (iii) License to society or certified copy 7 or duplicate thereof............... [15.00] 8 40.00 9 (iv) Each listing for written examination 10 of an applicant for license as an 11 agent............................... 10.00 12 (v) Each applicant for such licenses for 13 which an examination is not required. 5.00 14 (vi) Agent's license for each domestic or 15 foreign society, for life or 16 accident and health lines, or any 17 combination thereof, regardless of 18 the number of powers, excepting 19 variable annuities, for which 20 licensed............................ 10.00 21 (vii) Copy of any paper filed in the 22 department......................... 10.00 23 department, per page............... .25 24 (viii) Any certificate required.......... 10.00 25 (ix) Making examinations................. Expense of 26 examination 27 (x) Filing and reviewing agreements of 28 merger of domestic, foreign and alien 29 societies............................ 200.00 30 (xi) Filing and review of a plan of con- 19900H2557B4273 - 10 -
1 version from a fraternal benefit 2 society to a mutual company and for 3 filing each amendment to registra- 4 tion statement...................... 200.00 5 (xii) For issuing a certificate of compli- 6 ance, deposit or surety or any other 7 certificate required to be issued 8 by the department.................. 10.00 9 (xiii) Filing and review of qualification 10 of a society to issue variable 11 annuities......................... [100.00] 12 210.00 13 (xiv) Certificate of an agent's license or 14 for duplicate or replacement li- 15 censes............................. 10.00 16 (xv) Any other certificate issued by the 17 division of agents.................. 10.00 18 (xvi) Each renewal of license as an in- 19 dividual agent..................... 10.00 20 (xvii) Each additional variable annuity 21 power in such license............. 5.00 22 (4) License and annual renewal for manager or 23 exclusive general agent for domestic in- 24 surance company.......................... 200.00 25 (5) Motor vehicle physical damage appraiser: 26 (i) Initial license...................... 20.00 27 (ii) Annual renewal...................... 10.00 28 (6) Professional bondsman license: 29 (i) Initial license...................... 100.00 30 (ii) Annual renewal...................... 50.00 19900H2557B4273 - 11 -
1 (7) Public adjustors and solicitors for 2 companies: 3 (i) Public adjustor: 4 (A) Initial license.................. 100.00 5 (B) Annual renewal................... 100.00 6 (ii) Public adjustor solicitor: 7 (A) Initial license.................. 50.00 8 (B) Annual renewal................... 50.00 9 (8) Workmen's Compensation Security Fund 10 assessment: 11 (i) Stock company, mutual carrier and 12 reciprocal exchange.................. 1% of annual 13 net written 14 premiums 15 Section 614-A. Liquor Control Board.--The Pennsylvania 16 Liquor Control Board is authorized to charge fees for the 17 following purposes and in the following amounts: 18 [(1) Applications for hotel, restaurant liquor 19 licenses: 20 (i) Application filing fee............... $ 30.00 21 (ii) Renewal filing fee.................. 30.00 22 (iii) License fee: 23 (A) Municipalities, population less 24 than 1,500....................... 225.00 25 (B) Municipalities, except townships, 26 population 1,500 - 9,999......... 275.00 27 (C) Municipalities, townships, popu- 28 lation 1,500 - 11,999............ 275.00 29 (D) Municipalities, except townships, 30 population 10,000 - 49,999....... 375.00 19900H2557B4273 - 12 -
1 (E) Municipalities, townships, popu- 2 lation 12,000 - 49,999........... 375.00 3 (F) Municipalities, population 50,000 - 4 99,999........................... 475.00 5 (G) Municipalities, population 100,000 6 - 149,999........................ 575.00 7 (H) Municipalities, population 150,000 8 or more.......................... 675.00 9 (iv) Transfer fee........................ 45.00 10 (2) Malt or brewed beverages: 11 (i) Application filing fee............... 30.00 12 (ii) Renewal filing fee.................. 30.00 13 (iii) License fee: 14 (A) Municipalities, population less 15 than 10,000...................... 175.00 16 (B) Municipalities, population 10,000 17 - 49,999......................... 225.00 18 (C) Municipalities, population 50,000 19 - 99,999......................... 275.00 20 (D) Municipalities, population 100,000 21 - 149,999........................ 325.00 22 (E) Municipalities, population 150,000 23 or more.......................... 375.00 24 (iv) Transfer fee........................ 45.00 25 (3) Applications for clubs (except catering) liquor: 26 (i) Application filing fee............... 30.00 27 (ii) Renewal filing fee.................. 30.00 28 (iii) License fee........................ 125.00 29 (iv) Transfer fee........................ 45.00 30 (4) Malt beverage: 19900H2557B4273 - 13 -
1 (i) Application filing fee............... 30.00 2 (ii) Renewal filing fee.................. 30.00 3 (iii) License fee........................ 100.00 4 (iv) Transfer fee........................ 45.00 5 (5) Registration of agents; distillery certifi- 6 cate broker: 7 (i) Application filing fee............... 30.00 8 (ii) Renewal filing fee.................. 30.00 9 (6) Amusement permit liquor: 10 (i) Permit fee........................... 1/5 annual 11 liquor li- 12 cense fee, 13 40.00 mini- 14 mum 15 (7) Amusement permit malt beverage: 16 (i) Permit fee........................... 1/5 annual 17 liquor li- 18 cense fee, 19 40.00 mini- 20 mum 21 (8) Bailee for hire: 22 (i) Application filing fee............... 30.00 23 (ii) Renewal filing fee.................. 30.00 24 (iii) License fee (prorated quarterly)... 125.00 25 (9) Bonded warehouse: 26 (i) Application filing fee............... 30.00 27 (ii) Renewal filing fee.................. 30.00 28 (iii) License fee (prorated quarterly)... 125.00 29 (10) Brewery license: 30 (i) Application filing fee............... 30.00 19900H2557B4273 - 14 -
1 (ii) Renewal filing fee.................. 30.00 2 (iii) License fee (prorated quarterly)... 1,025.00 3 (iv) Transfer fee........................ 45.00 4 (11) Distillery license: 5 (i) Application filing fee............... 30.00 6 (ii) Renewal filing fee.................. 30.00 7 (iii) License fee (prorated quarterly 8 on volume)......................... 2,525.00 9 (12) Distillery certificate broker permit: 10 (i) Application filing fee............... 30.00 11 (ii) Renewal filing fee.................. 30.00 12 (iii) Permit fee......................... 125.00 13 (13) Distillery of historical significance: 14 (i) Application filing fee............... 30.00 15 (ii) Renewal filing fee.................. 30.00 16 (iii) License fee (prorated quarterly)... 2,525.00 17 (14) Importer's liquor license: 18 (i) Application filing fee............... 30.00 19 (ii) Renewal filing fee.................. 30.00 20 (iii) License fee........................ 125.00 21 (iv) Transfer fee........................ 45.00 22 (15) Importer's warehouse license: 23 (i) Application filing fee, each ware- 24 house................................ 30.00 25 (ii) Renewal filing fee, each warehouse.. 30.00 26 (iii) License fee, each warehouse........ 30.00 27 (16) Limited winery: 28 (i) Application filing fee............... 30.00 29 (ii) Renewal filing fee.................. 30.00 30 (iii) License fee (prorated quarterly)... 275.00 19900H2557B4273 - 15 -
1 (17) Malt beverage distributor: 2 (i) Application filing fee............... 30.00 3 (ii) Renewal filing fee.................. 30.00 4 (iii) License fee........................ 425.00 5 (iv) Transfer fee........................ 45.00 6 (18) Malt beverage importing distributor: 7 (i) Application filing fee............... 30.00 8 (ii) Renewal filing fee.................. 30.00 9 (iii) License fee........................ 925.00 10 (iv) Transfer fee........................ 45.00 11 (19) Performing arts facility license: 12 (i) Application filing fee............... 30.00 13 (ii) Renewal filing fee.................. 30.00 14 (iii) License fee........................ 675.00 15 (iv) Transfer fee........................ 45.00 16 (20) Public service license liquor: 17 (i) Application filing fee............... 30.00 18 (ii) Renewal filing fee.................. 30.00 19 (iii) License fee, railroad cars, per 20 car................................ 30.00 21 (iv) License fee, steamship or vessel, 22 per vessel.......................... 125.00 23 (v) License fee, per air carrier....... 125.00 24 (vi) Transfer fee, railroad car, steam- 25 ship or vessel or per air carrier....... 45.00 26 (21) Public service license malt beverage: 27 (i) Application filing fee............... 30.00 28 (ii) Renewal filing fee.................. 30.00 29 (iii) License fee, railroad cars, per 30 car................................ 20.00 19900H2557B4273 - 16 -
1 (iv) License fee, steamship or vessel, 2 per vessel.......................... 75.00 3 (v) License fee, per air carrier........ 25.00 4 (vi) Transfer fee, railroad cars, steam- 5 ship or vessel or per air carrier...... 45.00 6 (22) Sacramental wine license: 7 (i) Application filing fee............... 30.00 8 (ii) Renewal filing fee.................. 30.00 9 (iii) License fee........................ 125.00 10 (iv) Transfer fee........................ 45.00 11 (23) Sales permit; reciprocal: 12 (i) Permit fee........................... To be set by 13 board not to 14 exceed 15 5,000.00 16 (24) Special occasion permit: 17 (i) Permit fee, liquor or malt or brewed 18 beverages, per day.................. 15.00 19 (25) Stadium restaurant liquor license: 20 (i) Application filing fee............... 30.00 21 (ii) Renewal filing fee.................. 30.00 22 (iii) License fee........................ 675.00 23 (26) Stadium and arena malt beverage 24 license: 25 (i) Application filing fee............... 30.00 26 (ii) Renewal filing fee.................. 30.00 27 (iii) License fee........................ 125.00 28 (27) Sunday sales liquor: 29 (i) Permit fee........................... 200.00 30 (28) Sunday sales malt beverage: 19900H2557B4273 - 17 -
1 (i) Permit fee........................... 200.00 2 (29) Trade show and convention liquor license: 3 (i) Application filing fee............... 30.00 4 (ii) Renewal filing fee.................. 30.00 5 (iii) License fee........................ 675.00 6 (iv) Transfer fee........................ 45.00 7 (30) Transporter for hire; Class A: 8 (i) Application filing fee............... 30.00 9 (ii) Renewal filing fee.................. 30.00 10 (iii) License fee........................ 125.00 11 (31) Transporter for hire; Class B: 12 (i) Application filing fee............... 30.00 13 (ii) Renewal filing fee.................. 30.00 14 (iii) License fee........................ 75.00 15 (32) Vendor's permit: 16 (i) Application filing fee............... 30.00 17 (ii) Renewal filing fee.................. 30.00 18 (iii) Permit fee......................... 125.00 19 (33) Winery: 20 (i) Application filing fee............... 30.00 21 (ii) Renewal filing fee.................. 30.00 22 (iii) License fee (prorated quarterly)... 275.00 23 (34) To be credited to the State Store Fund 24 from each of the fees collected for hotel, 25 restaurant and club liquor licenses and 26 retail dispensers' licenses both malt and 27 brewed beverages........................ 75.00] 28 (1) Hotel, restaurant liquor licenses: 29 (i) Application filing fee............... $700.00 30 (ii) Renewal filing fee.................. 30.00 19900H2557B4273 - 18 -
1 (iii) License fee: 2 (A) Municipalities, population less 3 than 1,500....................... 250.00 4 (B) Municipalities, except townships, 5 population 1,500 - 9,999......... 300.00 6 (C) Municipalities, townships, popu- 7 lation 1,500 - 11,999............ 300.00 8 (D) Municipalities, except townships, 9 population 10,000 - 49,999....... 400.00 10 (E) Municipalities, townships, popu- 11 lation 12,000 - 49,999........... 400.00 12 (F) Municipalities, population 50,000 - 13 99,999........................... 500.00 14 (G) Municipalities, population 100,000 15 - 149,999........................ 600.00 16 (H) Municipalities, population 150,000 17 or more.......................... 700.00 18 (iv) Transfer fee: 19 (A) Person to person................. 350.00 20 (B) Place to place................... 300.00 21 (C) Double transfer.................. 375.00 22 (2) Hotel or retail dispenser - eating place 23 malt or brewed beverage licenses: 24 (i) Application filing fee............... 700.00 25 (ii) Renewal filing fee.................. 30.00 26 (iii) License fee: 27 (A) Municipalities, population less 28 than 10,000...................... 200.00 29 (B) Municipalities, population 10,000 30 - 49,999......................... 250.00 19900H2557B4273 - 19 -
1 (C) Municipalities, population 50,000 2 - 99,999......................... 300.00 3 (D) Municipalities, population 100,000 4 - 149,999........................ 350.00 5 (E) Municipalities, population 150,000 6 or more.......................... 400.00 7 (iv) Transfer fee: 8 (A) Person to person................. 350.00 9 (B) Place to place................... 300.00 10 (C) Double transfer.................. 375.00 11 (3) Clubs (except catering) liquor licenses: 12 (i) Application filing fee............... 700.00 13 (ii) Renewal filing fee.................. 30.00 14 (iii) License fee........................ 150.00 15 (iv) Transfer fee: 16 (A) Person to person................. 350.00 17 (B) Place to place................... 300.00 18 (C) Double transfer.................. 375.00 19 (4) Club malt or brewed beverage licenses: 20 (i) Application filing fee............... 700.00 21 (ii) Renewal filing fee.................. 30.00 22 (iii) License fee........................ 125.00 23 (iv) Transfer fee: 24 (A) Person to person................. 350.00 25 (B) Place to place................... 300.00 26 (C) Double transfer.................. 375.00 27 (5) Registration of agents; distillery certifi- 28 cate broker: 29 (i) Application filing fee............... 45.00 30 (ii) Renewal filing fee.................. 45.00 19900H2557B4273 - 20 -
1 (6) Amusement permit liquor: 2 (i) Permit fee........................... 1/5 annual 3 license fee 4 (7) Amusement permit malt beverage: 5 (i) Permit fee........................... 1/5 annual 6 license fee 7 (8) Bailee for hire: 8 (i) Application filing fee............... 700.00 9 (ii) Renewal filing fee.................. 30.00 10 (iii) License fee (prorated quarterly)... 175.00 11 (9) Bonded warehouse: 12 (i) Application filing fee............... 700.00 13 (ii) Renewal filing fee.................. 30.00 14 (iii) License fee (prorated quarterly)... 175.00 15 (10) Brewery license: 16 (i) Application filing fee............... 700.00 17 (ii) Renewal filing fee.................. 30.00 18 (iii) License fee (prorated quarterly)... 1,425.00 19 (iv) Transfer fee: 20 (A) Person to person................. 350.00 21 (B) Place to place................... 300.00 22 (C) Double transfer.................. 375.00 23 (11) Distillery license: 24 (i) Application filing fee............... 700.00 25 (ii) Renewal filing fee.................. 30.00 26 (iii) License fee (prorated quarterly 27 on volume)......................... 3,475.00 28 (12) Distillery certificate broker permit: 29 (i) Application filing fee............... 700.00 30 (ii) Renewal filing fee.................. 30.00 19900H2557B4273 - 21 -
1 (iii) Permit fee......................... 175.00 2 (13) Distillery of historical significance: 3 (i) Application filing fee............... 700.00 4 (ii) Renewal filing fee.................. 30.00 5 (iii) License fee (prorated quarterly)... 3,475.00 6 (14) Importer's liquor license: 7 (i) Application filing fee............... 700.00 8 (ii) Renewal filing fee.................. 30.00 9 (iii) License fee........................ 175.00 10 (iv) Transfer fee: 11 (A) Person to person................. 350.00 12 (B) Place to place................... 300.00 13 (C) Double transfer.................. 375.00 14 (15) Importer's warehouse license: 15 (i) Application filing fee, each ware- 16 house................................ 700.00 17 (ii) Renewal filing fee, each warehouse.. 30.00 18 (iii) License fee, each warehouse........ 45.00 19 (16) Limited winery: 20 (i) Application filing fee............... 700.00 21 (ii) Renewal filing fee.................. 30.00 22 (iii) License fee (prorated quarterly)... 385.00 23 (17) Malt beverage distributor: 24 (i) Application filing fee............... 700.00 25 (ii) Renewal filing fee.................. 30.00 26 (iii) License fee........................ 600.00 27 (iv) Transfer fee: 28 (A) Person to person................. 350.00 29 (B) Place to place................... 300.00 30 (C) Double transfer.................. 375.00 19900H2557B4273 - 22 -
1 (18) Malt beverage importing distributor: 2 (i) Application filing fee............... 700.00 3 (ii) Renewal filing fee.................. 30.00 4 (iii) License fee........................ 1,350.00 5 (iv) Transfer fee: 6 (A) Person to person................. 350.00 7 (B) Place to place................... 300.00 8 (C) Double transfer.................. 375.00 9 (19) Performing arts facility license: 10 (i) Application filing fee............... 700.00 11 (ii) Renewal filing fee.................. 30.00 12 (iii) License fee........................ 675.00 13 (20) Public service liquor license: 14 (i) Application filing fee............... 700.00 15 (ii) Renewal filing fee.................. 30.00 16 (iii) License fee, railroad cars, per 17 car................................ 40.00 18 (iv) License fee, steamship or vessel, 19 per vessel.......................... 170.00 20 (v) License fee, per air carrier......... 170.00 21 (vi) Transfer fee, railroad car, steam- 22 ship or vessel or per air carrier... 45.00 23 (21) Public service license malt beverage: 24 (i) Application filing fee............... 700.00 25 (ii) Renewal filing fee.................. 30.00 26 (iii) License fee, railroad cars, per 27 car................................ 30.00 28 (iv) License fee, steamship or vessel, 29 per vessel.......................... 100.00 30 (v) License fee, per air carrier......... 35.00 19900H2557B4273 - 23 -
1 (vi) Transfer fee, railroad cars, steam- 2 ship or vessel or per air carrier... 45.00 3 (22) Sacramental wine license: 4 (i) Application filing fee............... 700.00 5 (ii) Renewal filing fee.................. 30.00 6 (iii) License fee........................ 175.00 7 (iv) Transfer fee........................ 45.00 8 (23) Sales permit; reciprocal: 9 (i) Permit fee........................... To be set by 10 board not to 11 exceed 12 5,000.00 13 (24) Special occasion permit: 14 (i) Permit fee, liquor or malt or brewed 15 beverages, per day: 16 (A) No investigation................. 20.00 17 (B) Investigation.................... 50.00 18 (25) Stadium restaurant liquor license: 19 (i) Application filing fee............... 700.00 20 (ii) Renewal filing fee.................. 30.00 21 (iii) License fee........................ 700.00 22 (26) Stadium and arena malt beverage 23 license: 24 (i) Application filing fee............... 700.00 25 (ii) Renewal filing fee.................. 30.00 26 (iii) License fee........................ 150.00 27 (27) Sunday sales liquor: 28 (i) Permit fee........................... 300.00 29 (28) Sunday sales malt beverage: 30 (i) Permit fee........................... 300.00 19900H2557B4273 - 24 -
1 (29) Trade show and convention liquor license: 2 (i) Application filing fee............... 700.00 3 (ii) Renewal filing fee.................. 30.00 4 (iii) License fee........................ 675.00 5 (iv) Transfer fee: 6 (A) Person to person................. 350.00 7 (B) Place to place................... 300.00 8 (C) Double transfer.................. 375.00 9 (30) Transporter for hire; Class A and C: 10 (i) Application filing fee............... 700.00 11 (ii) Renewal filing fee.................. 30.00 12 (iii) License fee........................ 175.00 13 (31) Transporter for hire; Class B: 14 (i) Application filing fee............... 700.00 15 (ii) Renewal filing fee.................. 30.00 16 (iii) License fee........................ 105.00 17 (32) Vendor's permit: 18 (i) Application filing fee............... 700.00 19 (ii) Renewal filing fee.................. 30.00 20 (iii) Permit fee......................... 175.00 21 (33) Winery: 22 (i) Application filing fee............... 700.00 23 (ii) Renewal filing fee.................. 30.00 24 (iii) License fee (prorated quarterly)... 385.00 25 (34) To be credited to the State Store Fund 26 from each of the fees collected for hotel, 27 restaurant and club liquor licenses and 28 retail dispensers' licenses both malt and 29 brewed beverages........................ 100.00 30 (35) Malt or brewed beverage brand 19900H2557B4273 - 25 -
1 registration 2 (i) Filing fee (per brand)............... 75.00 3 Section 616-A. Pennsylvania State Police.--The Pennsylvania 4 State Police are authorized to charge fees for the following 5 purposes and in the following amounts: 6 (1) Accident Reports: 7 (i) Certified copy of record of investi- 8 gation of a vehicle accident......... $8.00 9 (2) Private security agent lethal weapon: 10 (i) Application.......................... [45.00] 11 50.00 12 (ii) Certification....................... [25.00] 13 30.00 14 (iii) Renewal............................ [25.00] 15 30.00 16 (3) Escort services: 17 (i) Escort services for spent nuclear 18 shipments............................ 25.00/ 19 hr. + .50/mile 20 (ii) Rail shipments...................... 30.00/ 21 hr. per officer 22 (4) Bank alarm panel: 23 (i) Bank alarm connection rate........... 300.00 24 per year 25 (5) Fingerprint records check: 26 (i) Private detective licensing - 27 fingerprint records check request 28 from clerk of courts................. 17.50 29 (6) Firearm and name check: 30 (i) Noncriminal justice agencies and 19900H2557B4273 - 26 -
1 individuals.......................... 10.00 2 Section 6. The act is amended by adding sections to read: 3 Section 618-A. Department of State.--The Department of State 4 is authorized to charge fees for the following purposes and in 5 the following amounts: 6 (1) Bureau of Commissions, elections 7 and legislation: 8 (i) Application fee for notary 9 commission........................... $40.00 10 Section 619-A. Department of Transportation.--The Department 11 of Transportation is authorized to charge fees for the following 12 purposes and in the following amounts: 13 (1) Driving record: 14 (i) Certified driving record............. $10.00 15 (2) Uncollectible check fee: 16 (i) Uncollectible check penalty fee...... 20.00 17 Section 7. The following acts or parts of acts are repealed 18 insofar as they relate to fee payments: 19 Section 3 of the act of May 22, 1933 (P.L.912, No.168), 20 referred to as the Bakery Law. 21 Section 6 of the act of April 6, 1937 (P.L.200, No.51), known 22 as the Pawnbrokers License Act. 23 Section 2 of the act of May 20, 1949 (P.L.1511, No.455), 24 referred to as the Cold Storage Warehouse Food Law. 25 Section 10 of the act of January 18, 1952 (1951 P.L.2128, 26 No.605), referred to as the Private Driver Education or Training 27 School Act. 28 Section 8 of the act of August 21, 1953 (P.L.1323, No.373), 29 known as The Notary Public Law. 30 Section 5 of the act of July 5, 1957 (P.L.485, No.276), 19900H2557B4273 - 27 -
1 entitled "An act for the protection of the public health and 2 welfare, and the prevention of fraud and deception in the 3 manufacture or sale of packaged non-alcoholic drinks; 4 prohibiting the sale, offering or exposing for sale, exchange or 5 giving away thereof unless registered; providing for licensing 6 of places of manufacture; regulating the manufacture, 7 compounding, labeling, sanitation and ingredients of non- 8 alcoholic drinks, and the display of presses of fruit; 9 prohibiting misbranding and adulteration of registered and non- 10 registered non-alcoholic drinks; authorizing promulgation of 11 rules, regulations and standards, and providing for penalties 12 and for injunctions in certain cases, and the disposition of 13 fees and fines." 14 Section 7 of the act of September 1, 1965 (P.L.420, No.215), 15 known as The Frozen Dessert Law. 16 Section 6 and as much of section 6(a) as reads "but such 17 revenues shall not exceed one hundred sixty thousand dollars 18 ($160,000) for any one year" of the act of September l, 1965 19 (P.L.436, No.221), known as the Pennsylvania Commercial Feed Law 20 of 1966. 21 Section 6 of the act of September 2, 1965 (P.L.490, No.249), 22 referred to as the Money Transmission Business Licensing Law. 23 The act of January 24, 1966 (1965 P.L.1535, No.537), known as 24 the Pennsylvania Sewage Facilities Act. 25 The act of July 12, 1972 (P.L.769, No.182), entitled "An act 26 relating to certain documents, prescribing the fees for the 27 Department of State and certain public officers, permitting the 28 filing of certain documents appropriating the exclusive right to 29 a corporate name, repealing the excise tax on the capital stock 30 of domestic corporations and repealing inconsistent acts." 19900H2557B4273 - 28 -
1 Section 807 of the act of July 19, 1979 (P.L.130, No.48), 2 known as the Health Care Facilities Act. 3 Section 5 of the act of December 12, 1980 (P.L.1179, No.219), 4 known as the Secondary Mortgage Loan Act. 5 Section 402(d)(1) of the act of July 10, 1984 (P.L.688, 6 No.147), known as the Radiation Protection Act. 7 Section 5 of the act of December 22, 1989 (P.L.687, No.90), 8 known as the Mortgage Bankers and Brokers Act. 9 Section 8. This act shall take effect July 1, 1990. 10 SECTION 1. SECTION 609-A OF THE ACT OF APRIL 9, 1929 <-- 11 (P.L.177, NO.175), KNOWN AS THE ADMINISTRATIVE CODE OF 1929, IS 12 AMENDED BY ADDING A CLAUSE TO READ: 13 SECTION 609-A. DEPARTMENT OF HEALTH.--THE DEPARTMENT OF 14 HEALTH IS AUTHORIZED TO CHARGE FEES FOR THE FOLLOWING PURPOSES 15 AND IN THE FOLLOWING AMOUNTS: 16 * * * 17 (6) HEALTH CARE FACILITIES DEFINED IN 18 SECTION 802.1 OF THE ACT OF JULY 19, 19 1979 (P.L.130, NO.48), KNOWN AS THE 20 "HEALTH CARE FACILITIES ACT," AND FOR 21 WHICH NO FEE IS OTHERWISE SET FORTH 22 IN THIS SECTION: 23 (I) LICENSE.............................. 50.00 24 (II) EACH INPATIENT BED IN EXCESS OF 25 75 BEDS.............................. 2.00 26 SECTION 2. SECTION 615-A(4) THROUGH (11) OF THE ACT, ADDED 27 JULY 1, 1990 (P.L.277, NO.67), ARE AMENDED TO READ: 28 SECTION 615-A. PENNSYLVANIA SECURITIES COMMISSION.--THE 29 PENNSYLVANIA SECURITIES COMMISSION IS AUTHORIZED TO CHARGE FEES 30 FOR THE FOLLOWING PURPOSES AND IN THE FOLLOWING AMOUNTS: 19900H2557B4273 - 29 -
1 * * * 2 [(4) AGENT APPLICATION FEE: 3 (I) INITIAL, RENEWAL, AND TRANSFER....... 50.00 4 (5) BROKER DEALER APPLICATION FEE: 5 (I) INITIAL AND RENEWAL.................. 250.00 6 (6) SECTION 205 - COORDINATION FILING 7 FEE: 8 (I) LESS THAN $10,000,000................ 500.00 9 (II) $10,000,000 OR MORE................. 750.00 10 (7) RETENTION FEES FOR WITHDRAWAL OF 11 REGISTRATION STATEMENT: 12 (I) UNDER SECTION 205.................... 300.00 13 (8) FILING AN APPLICATION FOR EXEMPTION 14 FROM REGISTRATION FOR AN OFFERING OF 15 SECURITIES TO BE SOLD UNDER SECTION 16 203(D): 17 (I) LESS THAN $100,000................... 50.00 18 (II) $100,000 OR MORE BUT LESS THAN 19 $1,000,000.......................... 150.00 20 (9) INVESTMENT ADVISOR'S APPLICATION 21 FEE: 22 (I) INITIAL AND RENEWAL.................. 200.00 23 (10) REGISTRATION BY AN OPEN-END OR 24 CLOSED-END INVESTMENT COMPANY: 25 (I) ISSUER SEEKING TO RAISE MORE THAN 26 $4,000,000 BUT LESS THAN 27 $100,000,000......................... 1/20 OF 1% 28 PLUS 1,000.00 29 (II) ISSUER SEEKING TO RAISE 30 $100,000,000 OR MORE................ 1/20 OF 1% 19900H2557B4273 - 30 -
1 PLUS 1,500.00 2 (11) SECURITIES EXEMPTION FEES: 3 (I) SECTION 202(G)....................... 50.00 4 (II) SECTION 203(N)...................... 50.00] 5 (4) FILING FEES FOR SALES OF SECURITIES: 6 (I) EXEMPTION FILINGS UNDER SECTION 7 203(I) OF THE ACT OF DECEMBER 5, 8 1972 (P.L.1280, NO.284), KNOWN 9 AS THE "PENNSYLVANIA SECURITIES 10 ACT OF 1972," EXCEPT AS PROVIDED 11 FOR IN SUBCLAUSE (IV)............. 100.00 12 (II) REGISTRATION STATEMENT FILINGS 13 UNDER SECTION 205 OF THE 14 "PENNSYLVANIA SECURITIES ACT OF 15 1972," EXCEPT AS PROVIDED IN 16 SUBCLAUSE (IV) BASED UPON THE MAXIMUM 17 AGGREGATE OFFERING PRICE AT WHICH 18 SUCH SECURITIES ARE TO BE OFFERED 19 IN THIS COMMONWEALTH DURING THE 20 EFFECTIVE PERIOD OF THE 21 REGISTRATION STATEMENT: 22 (A) LESS THAN $10,000,000............ 500.00 23 (B) $10,000,000 OR MORE.............. 750.00 24 (III) REGISTRATION STATEMENT FILINGS 25 UNDER SECTION 206 OF THE 26 "PENNSYLVANIA SECURITIES ACT 27 OF 1972," EXCEPT AS PROVIDED 28 IN SUBCLAUSE (IV).................... 350.00 29 PLUS 1/20 OF 1% 30 OF THE MAXIMUM 19900H2557B4273 - 31 -
1 AGGREGATE 2 OFFERING PRICE 3 AT WHICH SUCH 4 SECURITIES ARE 5 TO BE OFFERED 6 IN THIS 7 COMMONWEALTH, 8 DURING THE 9 EFFECTIVE 10 PERIOD OF THE 11 REGISTRATION 12 UP TO A 13 MAXIMUM FILING 14 FEE OF 2,150.00 15 (IV) IN THE CASE OF REGISTRATION 16 STATEMENT FILINGS UNDER SECTION 205 17 OR 206 OR EXEMPTION FILINGS UNDER 18 SECTION 203(I) OF THE "PENNSYLVANIA 19 SECURITIES ACT OF 1972" BY AN 20 OPEN-END OR CLOSED-END INVESTMENT 21 COMPANY FACE AMOUNT CERTIFICATE COMPANY 22 OR UNIT INVESTMENT TRUST, 23 AS SUCH PERSONS ARE CLASSIFIED IN 24 THE INVESTMENT COMPANY ACT OF 1940 25 (54 STAT. 789, 15 U.S.C. § 80A-1 26 ET SEQ.). BASED UPON THE MAXIMUM 27 AGGREGATE OFFERING PRICE AT WHICH 28 SUCH SECURITIES ARE TO BE OFFERED 29 IN THIS COMMONWEALTH DURING THE 30 EFFECTIVE PERIOD OF THE 19900H2557B4273 - 32 -
1 REGISTRATION, EXEMPTION OR RENEWAL 2 OF THE EXEMPTION, THE FILING FEE 3 SHALL BE: 4 (A) $4,000,000 OR LESS............... 1/20 OF 1% 5 WITH A MINIMUM 6 FEE OF 350.00 7 (B) MORE THAN $4,000,000 BUT LESS 8 THAN $100,000,000................ 3,000.00 9 (C) $100,000,000 OR MORE............. 3,500.00 10 EXCEPT THAT, IN THE CASE OF A 11 REGISTRATION STATEMENT IN WHICH 12 THE ISSUER, PURSUANT TO ITS 13 ARTICLES OF INCORPORATION OR 14 OTHER GOVERNING INSTRUMENTS, IS 15 RESTRICTED TO HOLDING EXCLUSIVELY 16 DEBT SECURITIES OF OTHER PERSONS 17 HAVING FIXED FINAL MATURITY 18 DATES OCCURRING WITHIN 200 DAYS 19 FROM THE INITIAL EFFECTIVE DATE 20 OF THE REGISTRATION STATEMENT 21 FOR THE ISSUER'S SECURITIES 22 FILED UNDER THE SECURITIES 23 ACT OF 1933 (48 STAT. 74, 24 15 U.S.C. § 77A ET SEQ.), THE 25 MAXIMUM FEE PAYABLE UNDER THE 26 ABOVE SCHEDULE SHALL NOT EXCEED 27 $1,500.00. IF AN OPEN-END OR 28 CLOSED-END INVESTMENT COMPANY, 29 FACE AMOUNT CERTIFICATE COMPANY 30 OR UNIT INVESTMENT TRUST, AS 19900H2557B4273 - 33 -
1 SUCH PERSONS ARE CLASSIFIED IN 2 THE INVESTMENT COMPANY ACT OF 3 1940, WHICH HAS AN EFFECTIVE 4 REGISTRATION UNDER SECTION 205 5 OR 206 OF THE "PENNSYLVANIA 6 SECURITIES ACT OF 1972" ELECTS 7 TO CONVERT TO AN EXEMPTION UNDER 8 SECTION 203(I) OF THE 9 "PENNSYLVANIA SECURITIES ACT OF 10 1972" WITHOUT EXTENDING THE 11 EFFECTIVE PERIOD OF THE EXEMPTION 12 UNDER SUCH SECTION 203(I) BEYOND 13 THE DATE UPON WHICH THE 14 REGISTRATION UNDER SUCH SECTION 15 205 OR 206 WOULD HAVE OTHERWISE 16 TERMINATED, THERE SHALL BE NO 17 ADDITIONAL FILING FEE REQUIRED. 18 (V) EXEMPTION FILING UNDER SECTION 19 203(O)(II) OF THE "PENNSYLVANIA 20 SECURITIES ACT OF 1972" SHALL BE..... 250.00 21 (VI) WHEN A REGISTRATION STATEMENT 22 IS WITHDRAWN BEFORE THE EFFECTIVE 23 DATE OR A PREEFFECTIVE STOP ORDER 24 IS ENTERED UNDER SECTION 208 OF THE 25 "PENNSYLVANIA SECURITIES ACT OF 26 1972," THE AMOUNT THAT THE 27 COMMISSION SHALL RETAIN FROM THE 28 FILING FEE SHALL BE: 29 (A) UNDER SECTION 205 OF SUCH ACT.... 300.00 30 (B) UNDER SECTION 206 OF SUCH ACT.... 175.00 19900H2557B4273 - 34 -
1 (VII) FILING AN APPLICATION FOR 2 EXEMPTION FROM REGISTRATION UNDER 3 SECTION 202(G) OF THE "PENNSYLVANIA 4 SECURITIES ACT OF 1972".............. 50.00 5 (VIII) FILING AN APPLICATION FOR 6 EXEMPTION FROM REGISTRATION FOR AN 7 OFFERING OF SECURITIES TO BE SOLD 8 UNDER SECTION 203(D) OF THE 9 "PENNSYLVANIA SECURITIES ACT OF 10 1972": 11 (A) WHERE THE MAXIMUM AGGREGATE 12 OFFERING PRICE AT WHICH SUCH 13 SECURITIES ARE OFFERED IN THIS 14 COMMONWEALTH IS LESS THAN 15 $100,000......................... 50.00 16 (B) WHERE THE MAXIMUM AGGREGATE 17 OFFERING PRICE AT WHICH SUCH 18 SECURITIES ARE OFFERED IN THIS 19 COMMONWEALTH IS $100,000 OR MORE 20 BUT LESS THAN $1,000,000......... 150.00 21 (C) WHERE THE MAXIMUM AGGREGATE 22 OFFERING PRICE AT WHICH SUCH 23 SECURITIES ARE OFFERED IN THIS 24 COMMONWEALTH IS $1,000,000 25 OR MORE.......................... 400.00 26 (IX) FILING AN APPLICATION FOR 27 EXEMPTION FROM REGISTRATION UNDER 28 SECTION 203(N) OF THE "PENNSYLVANIA 29 SECURITIES ACT OF 1972".............. 50.00 30 (X) FILING AN APPLICATION FOR 19900H2557B4273 - 35 -
1 EXEMPTION FROM REGISTRATION UNDER 2 SECTION 203(P) OF THE "PENNSYLVANIA 3 SECURITIES ACT OF 1972".............. 100.00 4 (5) APPLICANT LICENSE FEES: 5 (I) EACH APPLICANT FOR AN INITIAL OR 6 RENEWAL LICENSE UNDER SECTION 301 7 OF THE "PENNSYLVANIA SECURITIES ACT 8 OF 1972" SHALL PAY A FILING FEE AS 9 FOLLOWS: 10 (A) BROKER-DEALER.................... 250.00 11 (B) AGENT............................ 50.00 12 (C) INVESTMENT ADVISOR............... 200.00 13 THE TERM OF AN AGENT'S REGISTRATION 14 SHALL BE CONCURRENT WITH THAT OF HIS 15 EMPLOYER, IF A BROKER-DEALER OR AN 16 INVESTMENT ADVISOR. 17 (II) FEE REQUIRED FOR AN AGENT 18 CHANGING EMPLOYERS................... 50.00 19 (III) THE FILING FEE SHALL BE RETAINED 20 BY THE COMMISSION WHENEVER AN 21 APPLICATION IS DENIED OR WITHDRAWN 22 OR A REGISTRATION IS REVOKED. 23 SECTION 3. SECTION 618-A OF THE ACT, ADDED JULY 1, 1990 24 (P.L.277, NO.67), IS AMENDED TO READ: 25 SECTION 618-A. DEPARTMENT OF STATE.--THE DEPARTMENT OF STATE 26 IS AUTHORIZED TO CHARGE FEES FOR THE FOLLOWING PURPOSES AND IN 27 THE FOLLOWING AMOUNTS: 28 [(1) BUREAU OF COMMISSIONS, ELECTIONS 29 AND LEGISLATION: 30 (I) APPLICATION FEE FOR NOTARY 19900H2557B4273 - 36 -
1 COMMISSION........................... $40.00 2 (II) DOMESTIC CORPORATIONS FOR PROFIT. 3 (A) ARTICLES OF INCORPORATION, 4 LETTERS PATENT OR LIKE 5 INSTRUMENT INCORPORATING A 6 CORPORATION OR ASSOCIATION....... 85.00 7 (B) ARTICLES OF CONVERSION OR LIKE 8 INSTRUMENT....................... 85.00 9 (C) EACH ANCILLARY TRANSACTION....... 45.00 10 (III) FOREIGN CORPORATION: 11 (A) CERTIFICATES OF AUTHORITY OR 12 LIKE QUALIFICATION TO DO BUSINESS. 45.00 13 (B) AMENDED CERTIFICATE OF AUTHORITY 14 OR LIKE CHANGE IN QUALIFICATION 15 TO DO BUSINESS................... 175.00 16 (C) DOMESTICATION.................... 85.00 17 (IV) INDIVIDUAL FICTITIOUS NAMES: 18 (A) REGISTRATION..................... 30.00 19 (B) EACH ANCILLARY TRANSACTION....... 30.00 20 (V) CORPORATE FICTITIOUS NAMES: 21 (A) REGISTRATION..................... 45.00 22 (B) EACH ANCILLARY TRANSACTION....... 45.00 23 (VI) TRADEMARKS, EMBLEMS, UNION 24 LABELS, DESCRIPTION OF BOTTLES AND 25 LIKE MATTERS: 26 (A) REGISTRATION..................... 30.00 27 (B) EACH ANCILLARY TRANSACTION....... 30.00 28 (VII) UNIFORM COMMERCIAL CODE: 29 (A) FINANCING STATEMENT.............. 10.00 30 (B) EACH ANCILLARY TRANSACTION....... 10.00 19900H2557B4273 - 37 -
1 (C) SEARCH PER DEBTOR NAMED.......... 10.00 2 (VIII) CERTIFICATION FEES: 3 (A) FOR CERTIFYING COPIES OF ANY 4 DOCUMENT OR PAPER ON FILE, IF 5 THE DEPARTMENT FURNISHED 6 THE COPY......................... 10.00 7 (B) FOR ISSUING ANY OTHER CERTIFICATE 8 OF THE SECRETARY OF THE COMMONWEALTH 9 OR THE DEPARTMENT OF STATE....... 15.00 10 (IX) REPORT OF RECORD SEARCH: 11 (A) FOR PREPARING AND PROVIDING A 12 WRITTEN OR PHOTOCOPY, OR 13 BOTH, REPORT OF A RECORD 14 SEARCH, THE FEE SPECIFIED 15 IN SUBCLAUSE (VIII)(A) HEREOF, 16 IF ANY, PLUS $10.00] 17 (1) DOMESTIC CORPORATIONS OR ASSOCIATIONS FOR 18 PROFIT: 19 (I) ARTICLES OF INCORPORATION, LETTERS 20 PATENT OR LIKE INSTRUMENT INCORPORATING 21 A CORPORATION OR ASSOCIATION........... 85.00 22 (II) ARTICLES OR AGREEMENT, OR LIKE 23 INSTRUMENT OF MERGER OR CONSOLIDATION.. 45.00 24 (III) ADDITIONAL FEE FOR EACH CORPORATION 25 OR ASSOCIATION WHICH IS PARTY TO A 26 MERGER OR CONSOLIDATION................ 20.00 27 (IV) ARTICLES OF CONVERSION OR LIKE 28 INSTRUMENT............................. 85.00 29 (V) EACH ANCILLARY TRANSACTION............ 45.00 30 (2) DOMESTIC CORPORATIONS OR ASSOCIATIONS NOT- 19900H2557B4273 - 38 -
1 FOR-PROFIT: 2 (I) ARTICLES OF INCORPORATION, OR LIKE 3 INSTRUMENT INCORPORATING A CORPORATION 4 OR ASSOCIATION......................... 85.00 5 (II) ARTICLES OR AGREEMENT, OR LIKE 6 INSTRUMENT OF MERGER OR CONSOLIDATION.. 45.00 7 (III) ADDITIONAL FEE FOR EACH CORPORATION 8 OR ASSOCIATION WHICH IS A PARTY TO A 9 MERGER OR CONSOLIDATION................ 20.00 10 (IV) EACH ANCILLARY TRANSACTION........... 45.00 11 (3) FOREIGN CORPORATIONS OR ASSOCIATIONS: 12 (I) CERTIFICATES OF AUTHORITY OR LIKE 13 QUALIFICATION TO DO BUSINESS........... 175.00 14 (II) AMENDED CERTIFICATE OF AUTHORITY OR 15 LIKE CHANGE IN QUALIFICATION TO DO 16 BUSINESS............................... 175.00 17 (III) DOMESTICATION....................... 85.00 18 (IV) STATEMENT OF MERGER OR CONSOLIDATION 19 AFFECTED BY A FILING IN THE DEPARTMENT 20 OR LIKE INSTRUMENT REPORTING OCCURRENCE 21 OF MERGER.............................. 55.00 22 (V) ADDITIONAL FEE FOR EACH CORPORATION OR 23 ASSOCIATION WHICH IS NAMED IN A 24 STATEMENT 25 OF MERGER OR CONSOLIDATION OR LIKE 26 INSTRUMENT............................. 20.00 27 (VI) EACH ANCILLARY TRANSACTION........... 45.00 28 (4) INDIVIDUAL FICTITIOUS NAMES: 29 (I) REGISTRATION.......................... 45.00 30 (II) EACH ANCILLARY TRANSACTION........... 45.00 19900H2557B4273 - 39 -
1 (5) CORPORATE FICTITIOUS NAMES: 2 (I) REGISTRATION.......................... 45.00 3 (II) EACH ANCILLARY TRANSACTION........... 45.00 4 (6) FILING AN APPLICATION TO RESERVE A 5 CORPORATION OR ASSOCIATION NAME............ 45.00 6 (7) SERVICE OF PROCESS, EACH DEFENDANT NAMED 7 OR SERVED.................................. 45.00 8 (8) TRADEMARKS, EMBLEMS, UNION LABELS, 9 DESCRIPTION OF BOTTLES AND LIKE MATTERS: 10 (I) REGISTRATION.......................... 45.00 11 (II) EACH ANCILLARY TRANSACTION........... 45.00 12 (9) UNIFORM COMMERCIAL CODE: 13 (I) FINANCING STATEMENT, PER DEBTOR NAME.. 10.00 14 (II) EACH ANCILLARY TRANSACTION........... 10.00 15 (III) SEARCH, PER DEBTOR NAME............. 10.00 16 (IV) ADDITIONAL FEE FOR EACH FINANCING 17 STATEMENT FOUND AND FOR EACH STATEMENT 18 OF ASSIGNMENT REPORTED THEREIN......... 1.00 19 (V) ALL FILINGS UNDER TITLE 13 (RELATING 20 TO COMMERCIAL CODE) SHALL BE MADE ON 21 STANDARD FORMS APPROVED BY THE 22 SECRETARY OF THE COMMONWEALTH. FOR EACH 23 FINANCING STATEMENT, AMENDING STATEMENT 24 AND SERVICE REQUEST NOT FILED ON 25 STANDARD FORMS APPROVED BY THE 26 SECRETARY OF THE COMMONWEALTH, A FEE OF 27 $25.00, IN ADDITION TO THE FEES SET 28 FORTH UNDER THIS CLAUSE (9)(I) OR (II), 29 SHALL BE CHARGED FOR EACH SUCH FORM 30 FILED. 19900H2557B4273 - 40 -
1 (10) MISCELLANEOUS: 2 (I) TAKING OR FILING BOND OF ANY PUBLIC 3 OFFICER................................ 5.00 4 (II) TAKING OR FILING RECOGNIZANCE OF ANY 5 PUBLIC OFFICER......................... 5.00 6 (III) WRIT OF ASSISTANCE, INCLUDING GREAT 7 SEAL................................... 10.00 8 (IV) COMMISSION FOR ANY CITY, COUNTY OR 9 DISTRICT OFFICER WHO RECEIVES 10 EMOLUMENTS AND PAYS NO TAXES ON 11 COMMISSION, EXCEPT CORONERS............ 10.00 12 (V) COMMISSION TO TAKE ACKNOWLEDGMENT OF 13 DEEDS OR OTHER INSTRUMENTS............. 50.00 14 (VI) EACH COMMISSION FOR DISTRICT JUSTICE. 10.00 15 (VII) APPROVING PLANS OF PRISONS, 16 INCLUDING CERTIFICATE AND GREAT SEAL... 10.00 17 (VIII) EACH COMMISSION FOR RAILROAD OR 18 OTHER POLICE........................... 10.00 19 (11) COPY FEES: 20 (I) CORPORATION BUREAU COPY SERVICE FEE, 21 INCLUDING COPIES FURNISHED BY FILING 22 OFFICERS UNDER THE UNIFORM COMMERCIAL 23 CODE, EACH SINGLE-SIDED PAGE OF 24 PHOTOCOPY FURNISHED.................... 2.00 25 (II) ELECTION BUREAU COPY SERVICE FEE FOR 26 NOMINATION PETITIONS, PAPERS AND 27 CERTIFICATES, EACH SINGLE-SIDED PAGE OF 28 PHOTOCOPY FURNISHED.................... 1.00 29 (III) THE DEPARTMENT OF STATE MAY CHARGE A 30 REASONABLE FEE, NOT TO EXCEED $2.00, 19900H2557B4273 - 41 -
1 PER SINGLE-SIDED PAGE OF PHOTOCOPY 2 FURNISHED FOR ALL OTHER COPY SERVICES 3 PROVIDED. 4 (12) CERTIFICATION FEES: 5 (I) FOR CERTIFYING COPIES OF ANY DOCUMENT 6 OR PAPER ON FILE, THE APPLICABLE FEE 7 SPECIFIED IN CLAUSE (11) IF THE 8 DEPARTMENT FURNISHED THE COPY, PLUS.... 25.00 9 (II) FOR ISSUING ANY OTHER CERTIFICATE OF 10 THE SECRETARY OF THE COMMONWEALTH OR 11 THE DEPARTMENT OF STATE................ 25.00 12 (13) REPORT OF RECORD SEARCH, OTHER THAN 13 SEARCH UNDER CLAUSE (10), FOR PREPARING AND 14 PROVIDING A WRITTEN OR PHOTOCOPY, OR BOTH, 15 REPORT OF A RECORD SEARCH, THE FEE 16 SPECIFIED IN CLAUSE (11), IF ANY, PLUS..... 10.00 17 (14) APPLICATION FEE FOR NOTARY PUBLIC 18 COMMISSION................................. 40.00 19 (15) EXAMINATION OR REEXAMINATION OF 20 ELECTRONIC VOTING SYSTEMS BY THE SECRETARY 21 OF THE COMMONWEALTH, WHICH INCLUDES 22 COMPENSATION FOR EACH EXAMINER AT A RATE OF 23 $300.00 FOR EACH ELECTRONIC VOTING SYSTEM 24 EXAMINED................................... 2,000.00 25 (16) THE DEPARTMENT OF STATE MAY CHARGE 26 EQUIVALENT FEES FOR ANY LIKE SERVICE NOT 27 SPECIFIED IN THIS SECTION. 28 (17) THE DEPARTMENT OF STATE MAY PROVIDE 29 LISTINGS OR COPIES OF MICROFILM, OR BOTH, 30 OR COMPLETE DAILY FILINGS OF ANY CLASS OF 19900H2557B4273 - 42 -
1 DOCUMENTS OR PAPERS FOR A FEE OF 25¢ PER 2 FILING LISTED OR SET FORTH THEREIN. 3 SECTION 4. (A) THE DEPARTMENT OF STATE SHALL NOT BE 4 REQUIRED TO RECEIVE OR FILE ANY DOCUMENT OR PAPER UNLESS THE 5 SAME SHALL BE ACCOMPANIED BY THE PROPER FEE, BUT THE DEPARTMENT 6 OF STATE MAY, IN ITS DISCRETION, PERMIT THE FILING OF ANY 7 DOCUMENT OR PAPER WITHOUT FIRST REQUIRING PAYMENT OF THE FEES 8 REQUIRED BY THIS SECTION WHEN SATISFIED THAT THE FEE WILL BE 9 PAID PROMPTLY. IF ANY SUCH FEE IS NOT PAID IN THE MANNER AND 10 WITHIN THE TIME PRESCRIBED BY REGULATION OF THE DEPARTMENT OF 11 STATE, THE FILING TO WHICH SUCH FEE RELATES SHALL BECOME VOID. 12 (B) THE DEPARTMENT OF STATE MAY MAKE PROVISION, BY 13 REGULATION, FOR THE EXTENSION OF CREDIT TO PERSONS DEALING WITH 14 IT. ANY PERSON WHO SHALL FAIL OR REFUSE TO SATISFY ANY 15 INDEBTEDNESS OWING TO THE COMMONWEALTH UNDER THIS SECTION IN THE 16 MANNER AND WITHIN THE TIME PRESCRIBED BY REGULATION ADOPTED 17 PURSUANT TO THIS SECTION SHALL PAY TO THE COMMONWEALTH, IN 18 ADDITION TO THE PRINCIPAL AMOUNT OF SUCH INDEBTEDNESS AND 19 INTEREST THEREON, LIQUIDATED DAMAGES IN THE AMOUNT OF $500.00. 20 SECTION 5. FEES CHARGED BY THE DEPARTMENT OF STATE FOR 21 SERVICES ITEMIZED IN THE ACT OF JULY 12, 1972 (P.L.769, NO.182), 22 ENTITLED "AN ACT RELATING TO CERTAIN DOCUMENTS, PRESCRIBING THE 23 FEES FOR THE DEPARTMENT OF STATE AND CERTAIN PUBLIC OFFICERS, 24 PERMITTING THE FILING OF CERTAIN DOCUMENTS APPROPRIATING THE 25 EXCLUSIVE RIGHT TO A CORPORATE NAME, REPEALING THE EXCISE TAX ON 26 THE CAPITAL STOCK OF DOMESTIC CORPORATIONS AND REPEALING 27 INCONSISTENT ACTS," WHICH WERE REPEALED BY THE ACT OF JULY 1, 28 1990 (P.L.277, NO.67), DURING THE PERIOD OF JULY 1, 1990, 29 THROUGH DATE OF APPLICABILITY OF THE PROVISIONS OF THIS ACT, ARE 30 HEREBY VALIDATED. 19900H2557B4273 - 43 -
1 SECTION 6. AS MUCH OF SECTION 1105-A OF THE ACT OF JUNE 3, 2 1937 (P.L.1333, NO.320), KNOWN AS THE "PENNSYLVANIA ELECTION 3 CODE," AS RELATES TO FEES FOR THE EXAMINATION AND APPROVAL OF 4 ELECTRONIC VOTING MACHINES BY THE SECRETARY OF THE COMMONWEALTH 5 AND THE RATE OF COMPENSATION FOR EACH EXAMINER FOR EACH TYPE OF 6 ELECTRONIC VOTING SYSTEM EXAMINED IS REPEALED INSOFAR AS 7 INCONSISTENT WITH THE PROVISIONS OF THIS ACT. 8 SECTION 7. THE FOLLOWING FEES SHALL BE APPLIED AS FOLLOWS: 9 (1) SECTIONS 1 (SECTION 609-A), 2 (SECTION 615-A), 3 10 (SECTION 618-A(1)(I), (IV) AND (V), (3)(II) AND (III), (5), 11 (9)(I), (II) AND (III), (13) AND (14)) AND 4 SHALL BE APPLIED 12 RETROACTIVELY TO JULY 1, 1990. 13 (2) SECTION 3 (SECTION 618-A(1)(II), (2)(I), (II) AND 14 (IV), (3)(VI), (6) AND (7)) SHALL BE APPLIED RETROACTIVELY TO 15 AUGUST 15, 1990. 16 SECTION 8. THIS ACT SHALL TAKE EFFECT AS FOLLOWS: 17 (1) SECTION 3 (SECTION 618-A(10)) OF THIS ACT SHALL TAKE 18 EFFECT JANUARY 1, 1991. 19 (2) SECTIONS 5, 6, 7 AND THE SECTIONS REFERRED TO IN 20 SECTION 7, SHALL TAKE EFFECT IMMEDIATELY. 21 (3) THE REMAINDER OF THIS ACT SHALL TAKE EFFECT IN 30 22 DAYS. E3L71RZ/19900H2557B4273 - 44 -