PRINTER'S NO. 1005

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 886 Session of 1977


        INTRODUCED BY FISCHER, APRIL 18, 1977

        REFERRED TO COMMITTEE ON STATE GOVERNMENT, APRIL 18, 1977

                                     AN ACT

     1  Providing for the periodic expiration of certain agencies and
     2     establishing a system for periodic review to determine which
     3     shall be reestablished.

     4     The General Assembly of the Commonwealth of Pennsylvania
     5  hereby enacts as follows:
     6  Section 1.  Short title.
     7     This act shall be known and may be cited as the "Sunset Act."
     8  Section 2.  Legislative findings.
     9     The General Assembly finds that State Government has produced
    10  an increase in numbers of agencies, growth of programs, and
    11  proliferation of rules and regulations and that the whole
    12  process developed without adequate accountability or legislative
    13  oversight. The General Assembly declares its intent to establish
    14  a reasonable and orderly mechanism for the review of the public
    15  need for the continued existence of those agencies.
    16  Section 3.  Definition.
    17     As used in this act:
    18     "Agency" means any agency, board, commission, council,
    19  bureau, authority, or office which has regulatory or

     1  administrative responsibilities involving the utilization of
     2  State or Federal funds and is specifically listed in section 4.
     3  Section 4.  Termination of agencies.
     4     All agencies shall be divided into six groups. Each of the
     5  six groups shall be scheduled to expire at the end of a
     6  different fiscal year over a six-year period. The following
     7  agencies shall wind up their affairs and go out of existence
     8  according to the following schedule:
     9         (1)  Agencies to be continued, modified, reorganized or
    10     terminated by July 1, 1978:
    11             State Lottery Commission
    12             Bicentennial Commission of Pennsylvania
    13             State Farm Products Show Commission
    14             Milk Marketing Board
    15             Professional Standards and Practices Commission
    16             State Board of Cosmetology
    17             State Board of Barber Examiners
    18             State Board of Nursing Home Administrators
    19             State Board of Motor Vehicle Manufacturers, Dealers
    20         and Salesmen
    21             State Real Estate Commission
    22             Pennsylvania Securities Commission
    23             Bureau of Air Quality and Noise Control
    24             Water and Power Resources Board
    25             Sanitary Water Board
    26             State Veterans Commission
    27         (2)  Agencies to be continued, modified, reorganized or
    28     terminated by July 1, 1979:
    29             State Harness Racing Commission
    30             State Horse Racing Commission
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     1             Pennsylvania Fish Commission
     2             Pennsylvania Game Commission
     3             State Board of Examiners of Architects
     4             State Board of Landscape Architects
     5             State Board of Auctioneer Examiners
     6             State Board of Private Academic Schools
     7             State Board of Private Business Schools
     8             State Board of Private Correspondence Schools
     9             State Board of Private Trade Schools
    10             Mine Inspectors Examining Boards
    11             Citizens Advisory Council (DER)
    12             Environmental Quality Board
    13             Environmental Hearing Board
    14         (3)  Agencies to be continued, modified, reorganized or
    15     terminated by July 1, 1980:
    16             Pennsylvania Liquor Control Board
    17             Pennsylvania Public Utilities Commission
    18             Pennsylvania Drug, Device, and Cosmetic Board
    19             State Board of Pharmacy
    20             State Board of Optometrical Examiners
    21             State Board of Osteopathic Examiners
    22             State Board of Nurse Examiners
    23             State Board of Examiners of Nursing Home
    24         Administrators
    25             Pennsylvania Turnpike Commission
    26             Highway Professional Personnel Board
    27             Hazardous Substances Transportation Board
    28             State Transportation Commission
    29             State Board for the Examination of Public Accountants
    30             State Civil Service Commission
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     1             State Board of Public Welfare
     2         (4)  Agencies to be continued, modified, reorganized or
     3     terminated by July 1, 1981:
     4             State Conservation Commission
     5             Soil Conservation Commission
     6             Flood Control Commission
     7             Governor's Energy Council
     8             Coal Research Board
     9             State Athletic Commission
    10             Pennsylvania Independent Athletic Association
    11             State Board of Education
    12             State Council of Education
    13             Board of State College and University Directors
    14             Commission on Charitable Organizations
    15             State Council of Civil Defense
    16             Public Safety Commission
    17             Pennsylvania Commission for Women
    18             Governor's Council on Drug and Alcohol Abuse
    19         (5)  Agencies to be continued, modified, reorganized or
    20     terminated by July 1, 1982:
    21             State Board of Chiropractic Examiners
    22             State Board of Podiatry
    23             State Board of Veterinary Medical Examiners
    24             Pennsylvania Board of Psychologist Examiners
    25             Mobile Home Standards Advisory Commission
    26             State Registration Board for Professional Engineers
    27             State Board of Funeral Directors
    28             State Board for Certification of Sewage Treatment
    29         Plant and Waterworks Operators
    30             State Board for Certification of Sewage Enforcement
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     1         Officers
     2             Pennsylvania Labor Relations Board
     3             Pennsylvania Human Relations Commission
     4             State Board of Vocational Rehabilitation
     5             Pennsylvania Industrial Development Authority
     6             Industrial Board
     7             Banking Board
     8         (6)  Agencies to be continued, modified, reorganized or
     9     terminated by July 1, 1983:
    10             Pennsylvania Historical and Museum Commission
    11             Commonwealth of Pennsylvania Council on the Arts
    12             State Art Commission
    13             State Planning Board
    14             Pennsylvania Parkway Commission
    15             Advisory Health Board
    16             Advisory Committee for Clinical Laboratories
    17             Comprehensive Health Planning Advisory Council
    18             State Dental Council and Examining Board
    19             State Board of Medical Education and Licensure
    20             State Board of Undertakers
    21             Board of Property
    22             Building and Loan Board
    23             Board of Censors
    24             Governor's Justice Commission
    25  Section 5.  Terms of office for members of agencies.
    26     Notwithstanding any law now or hereafter enacted, except as
    27  to agencies reestablished or recreated by any statute hereafter
    28  approved, the terms of all officers and members of any agency
    29  shall end on the same date as the agency set forth in section 4.
    30  Section 6.  Limited continuation after expiration.
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     1     Upon expiration, each agency shall continue in existence
     2  until the end of the next succeeding fiscal year for the purpose
     3  of winding up its affairs.
     4  Section 7.  Procedure for agency evaluation.
     5     (a)  At the beginning of each fiscal year, the Majority
     6  Leader of the Senate, Majority Leader of the House, Minority
     7  Leader of the Senate, Minority Leader of the House or their
     8  designated alternatives, acting as the "Joint Review
     9  Coordinating Committee," shall study the standing committee
    10  oversight structure, recommend any necessary changes to that
    11  structure, and assign the responsibility for the review and
    12  evaluation of each agency scheduled for termination at the end
    13  of that fiscal year to the appropriate standing committee of the
    14  Senate and the House of Representatives, which will act jointly
    15  to implement this act.
    16     (b)  The standing committees, when designated by the Joint
    17  Review Coordinating Committee, in conjunction with
    18  representatives of the agency being evaluated, the Budget
    19  Office, the Auditor General's office, the legislative service
    20  agencies and the staff of the Appropriations Committees, shall
    21  develop a plan for the review and evaluation of each agency. The
    22  results of any recent audits, reviews, or budget reports of the
    23  agency shall be available to the standing committees at this
    24  time.
    25     (c)  The standing committees shall first consider the need
    26  for the continued existence of the agency by evaluating the
    27  agency with respect to the following criteria:
    28         (1)  Would the absence of the agency significantly harm
    29     or endanger the public health, safety, or welfare?
    30         (2)  Does the agency operate in a manner designed for the
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     1     purpose of, and having as its primary effect, service to the
     2     public?
     3         (3)  Are rules and regulations promulgated by the agency
     4     consistent with the legislative mandate? Are any of the rules
     5     likely to have the effect of unduly restricting competition
     6     or serving the interests of special interest groups rather
     7     than those of the public?
     8         (4)  Has the agency actively sought to involve the public
     9     in its rule making and standard setting? How responsive has
    10     the agency been to public views?
    11         (5)  Has the agency been accountable by:
    12             (i)  regularly filing required reports which have
    13         been informative and serving the public interest?
    14             (ii)  making an effort to keep the legislature, press
    15         and public informed of its activities and inviting the
    16         public to come in with its problems?
    17             (iii)  proposing legislative changes to enable it to
    18         better serve the public?
    19     (d)  If the agency oversees licensing or similar functions,
    20  then the following criteria should also be considered in the
    21  evaluation specified in subsection (c):
    22         (1)  Are all requirements for licensure clearly related
    23     to safe and effective practice or are they unnecessarily
    24     restrictive or exclusionary?
    25         (2)  Are the written and performance examinations based
    26     on an up-to-date job analysis? Do the procedures used in
    27     developing, administering, scoring and determining pass
    28     points on tests meet accepted professional standards? Is
    29     there evidence that these tests and other screening
    30     procedures are objective, reliable and valid?
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     1         (3)  How responsive has the agency been to complaints of
     2     consumers? What action has the agency taken to resolve
     3     complaints that might properly come within its jurisdiction?
     4     What has been the record of the agency with respect to the
     5     disciplining of practitioners? How many licenses have been
     6     revoked over the past three years for reasons of fraud,
     7     incompetence, or unethical practices?
     8         (4)  What steps has the agency taken to encourage an
     9     adequate supply of practitioners? What policy does the agency
    10     pursue with respect to out-of-state and foreign trained
    11     applicants? Are these policies unfairly exclusionary?
    12     (e)  The standing committees shall hold joint public hearings
    13  to obtain information from the agency itself, order entities of
    14  the State Government with relevant information, and the public.
    15  They shall have power to subpoena witnesses, books, records and
    16  documents and to procure depositions for use in these public
    17  hearings.
    18     (f)  Not less than 90 days prior to the conclusion of the
    19  fiscal year, but subsequent to the completion of public
    20  hearings, the standing committees shall issue a joint final
    21  report recommending the continuation, modification,
    22  reorganization, or termination of the agency and, unless
    23  termination is recommended, sponsor a bill or bills to implement
    24  those recommendations. Should any bill or bills to continue,
    25  modify or reorganize pass finally, then the agency shall
    26  continue.
    27  Section 8.  Reestablishment of agencies.
    28     Any agency scheduled for termination under this act may be
    29  reestablished by the General Assembly for periods not to exceed
    30  six years.
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     1  Section 9.  Legislation for the reestablishment of agencies.
     2     No more than one agency shall be reestablished in any bill
     3  and such agency shall be mentioned on the bill's title. Bills to
     4  reestablish shall specify the conditions, if any, for
     5  modification or reorganization of the agency's operation.
     6  Section 10.  Terms of office of appointees to agencies.
     7     The terms of office of appointees to agencies shall expire
     8  with the termination of their respective agencies, but the terms
     9  of appointees who were appointed before termination to terms
    10  which would run beyond the termination but for this section
    11  shall not expire if the agency is reestablished.
    12  Section 11.  Causes of action.
    13     This act shall not cause the dismissal of any claim or right
    14  of a citizen against any agency or any claim or right of any
    15  agency terminating under this act which is subject to
    16  litigation.
    17  Section 12.  Zero-based review and evaluation.
    18     In conjunction with the criteria enumerated in section 5, one
    19  criterion which shall be used in determining sufficient public
    20  need in such public hearings shall be a zero-based review and
    21  evaluation. A zero-based review and evaluation shall be a
    22  comprehensive review and evaluation to determine if the merits
    23  of an agency support continuation rather than termination and
    24  reach a finding as to what amounts of funding, if any, shall be
    25  authorized to produce correspondingly greater or lesser levels
    26  of service output. Such a procedure shall necessitate the review
    27  and evaluation of all powers, duties, and functions which
    28  currently adhere to an agency as well as any request for
    29  additions to said powers, duties, or functions when reviewing
    30  the sufficient public need of an agency. Said zero-based review
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     1  and evaluation shall include, but not be limited to, the
     2  following factors:
     3         (1)  an identification of other governmental agencies
     4     having the same or similar objectives along with a comparison
     5     of the cost and effectiveness of said agencies and any
     6     duplication of the agency under review;
     7         (2)  any identification of any agency which has not
     8     received and expended State tax dollar revenues within a
     9     period of two years prior to said hearings;
    10         (3)  an examination of the extent to which the objectives
    11     of the agency have been achieved in comparison with the
    12     objectives as initially set forth in the enabling legislation
    13     and an analysis of any significant variance between projected
    14     and actual performance;
    15         (4)  a specification, to the extent feasible, in
    16     quantitative terms, of the objectives of said agency for the
    17     next six years; and
    18         (5)  an examination of the impact of said agency on the
    19     economy of the Commonwealth.
    20  Section 13.  Effective date.
    21     This act shall take effect immediately.






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