PRINTER'S NO. 3643
No. 2757 Session of 1994
INTRODUCED BY MARKOSEK, MIHALICH, CESSAR, MELIO, BAKER, TIGUE, COY, SERAFINI, VAN HORNE, STERN AND CIVERA, MAY 16, 1994
REFERRED TO COMMITTEE ON PROFESSIONAL LICENSURE, MAY 16, 1994
AN ACT 1 Relating to the practice of opticianry and contact lens fitting; 2 requiring licensing of persons; providing for injunctions and 3 penalties; and making an appropriation. 4 It is the purpose of this act to provide for the regulation 5 of persons in the practice of opticianry and contact lens 6 fitting in order to safeguard public health, safety and welfare 7 and to protect the public by assuring that persons engaged in 8 the practice of opticianry and contact lens fitting meet minimum 9 standards of competence. 10 TABLE OF CONTENTS 11 Section 1. Short title. 12 Section 2. Definitions. 13 Section 3. State Board of Opticians and Contacts Lens 14 Technicians. 15 Section 4. Powers and duties of board. 16 Section 5. License required. 17 Section 6. Persons and practices not affected. 18 Section 7. Requirements for licensure.
1 Section 8. Examinations. 2 Section 9. Waiver of examination requirements. 3 Section 10. Licenses. 4 Section 11. Renewal of license; continuing education. 5 Section 12. Apprentices and other ancillary personnel. 6 Section 13. Special provisions. 7 Section 14. Causes for denial, suspension or revocation of 8 license. 9 Section 15. Procedures in disciplinary actions. 10 Section 16. Reporting of multiple licensure. 11 Section 17. Display of license or certificate. 12 Section 18. Surrender of license. 13 Section 19. Unlawful acts. 14 Section 20. Civil penalty. 15 Section 21. Fees. 16 Section 22. Appropriation. 17 Section 23. Repeals. 18 Section 24. Effective date. 19 The General Assembly of the Commonwealth of Pennsylvania 20 hereby enacts as follows: 21 Section 1. Short title. 22 This act shall be known and may be cited as the Opticians and 23 Contact Lens Technicians Licensing Act. 24 Section 2. Definitions. 25 The following words and phrases when used in this act shall 26 have the meanings given to them in this section unless the 27 context clearly indicates otherwise: 28 "Apprentice." A person who holds a certificate of 29 apprenticeship issued in accordance with this act. 30 "Board." The State Board of Opticians and Contact Lens 19940H2757B3643 - 2 -
1 Technicians. 2 "Commissioner." The Commissioner of Professional and 3 Occupational Affairs. 4 "Contact lens technician." A person licensed in accordance 5 with this act who fits an appropriate contact lens for a 6 specific intended wearer and completely assists such wearer in 7 the use of the contact lens if the following conditions are met: 8 (1) The fitting is based on prescription of a licensed 9 physician or optometrist. 10 (2) The wearer is informed, in accordance with section 11 13(b), to return to the prescribing physician or optometrist 12 for periodic evaluation during the fit whenever the contact 13 lens technician believes professional judgment is needed, but 14 at intervals not to exceed three months. 15 (3) No person licensed under this act shall fill a 16 prescription or dispense contact lenses unless the 17 prescribing physician or optometrist specifies that the 18 prescriber intends it to be for contact lenses. 19 (4) No person licensed in accordance with this act shall 20 fill a prescription beyond an expiration date specified by 21 the prescribing physician or optometrist. 22 "Fitting of contact lenses." A procedure in which a contact 23 lens is placed upon the eye of a wearer and the lens-cornea 24 relationship is evaluated with the use of a biomicroscope or 25 slit-lamp. 26 "Optician." A person licensed in accordance with this act to 27 practice opticianry, including, but not limited to, those 28 persons listed by the State Board of Optometry under section 29 6(h)(5) of the act of June 6, 1980 (P.L.197, No.57), known as 30 the Optometric Practice and Licensure Act, to the extent that 19940H2757B3643 - 3 -
1 their activities fall within the scope of the practice of 2 opticianry as defined in this act. Such person shall be a 3 professional health care provider as defined in and subject to 4 the provisions of the act of July 20, 1974 (P.L.564, No.193), 5 known as the Peer Review Protection Act. 6 "Practice of opticianry." The practice of filling 7 prescriptions of licensed physicians or optometrists for 8 ophthalmic lenses; interpreting these prescriptions and taking 9 measurements to determine size and shape of lenses, frames or 10 lens forms best suited to the wearer's needs; providing 11 duplicate or replacement lenses without prescription; repairing 12 and reproducing previously prepared ophthalmic lenses and frames 13 without prescription; preparing and delivering work orders to 14 technicians engaged in grinding lenses and fabricating eyewear; 15 verifying the accuracy of ophthalmic lenses; and adjusting and 16 dispensing lenses, specially fabricated optical devices, frames 17 and appurtenances thereof to the intended wearer. The practice 18 of opticianry shall not include the fitting of contact lenses. 19 "Prescription." A written or oral direction from a licensed 20 physician or optometrist for lenses, consisting of the 21 refractive power and, when necessary, the vertex distance, the 22 cylinder axis and prism. A prescription for contact lenses shall 23 also specifically indicate approval for contact lens fitting. 24 The neutralization of a spectacle lens shall not constitute a 25 prescription for contact lenses. An oral or telephonically 26 transmitted prescription shall be documented in the files of the 27 optician or the contact lens technician. 28 "Supervision." The direction and control of work through 29 personal inspection and evaluation of work and the provision of 30 such consultation and instruction as may be needed. 19940H2757B3643 - 4 -
1 Section 3. State Board of Opticians and Contact Lens 2 Technicians. 3 (a) Creation.--There is hereby created a departmental 4 administrative board to be known as the State Board of Opticians 5 and Contact Lens Technicians which shall be in the Bureau of 6 Professional and Occupational Affairs of the Department of 7 State. 8 (b) Members.--The board shall consist of nine members, all 9 of whom shall be residents of this Commonwealth and two of whom 10 shall be chosen as representatives of the public interest. The 11 remaining seven members shall be two opticians, two contact lens 12 technicians, one individual who is either an optician or a 13 contact lens technician and who owns a retail place of business 14 in which either opticianry or the fitting of contact lenses is 15 practiced, the Commissioner of Professional and Occupational 16 Affairs and the Director of the Bureau of Consumer Protection in 17 the Office of Attorney General or his designee. The professional 18 and public members of the board should be chosen so they are 19 geographically representative. 20 (c) Appointment.--The professional and public members of the 21 board shall be appointed by the Governor with the advice and 22 consent of a majority of the members elected to the Senate. 23 (d) Terms of office.--The term of each professional and 24 public member of the board shall be four years or until his 25 successor has been appointed and qualified. In the event that 26 any of the members shall die or resign or otherwise become 27 disqualified during his term, a successor shall be appointed in 28 the same way and with the same qualifications and shall hold 29 office for the unexpired term. Of the optician members of the 30 board first appointed, one optician shall serve a term of two 19940H2757B3643 - 5 -
1 years and the other optician shall serve a term of four years. 2 Of the contact lens technician members of the board first 3 appointed, one contact lens technician shall serve a term of 4 four years and the other shall serve a term of two years. The 5 individual first appointed who is either an optician or a 6 contact lens technician and who owns a retail place of business 7 in which either opticianry or the fitting of contact lenses is 8 practiced shall serve a term of four years. Of the public 9 members of the board first appointed, one public member shall 10 serve a term of two years and one public member shall serve a 11 term of four years. The Governor shall nominate the initial 12 professional and public members within 90 days of the effective 13 date of this act. 14 (e) Reappointment.--A member of the board shall be eligible 15 for reappointment. A member shall not be appointed to serve more 16 than two consecutive terms. 17 (f) Compensation.--Each member of the board, except the 18 commissioner and the Director of the Bureau of Consumer 19 Protection, shall receive $60 per diem when actually attending 20 to the work of the board in accordance with Commonwealth 21 regulations. Members shall also receive the amount of reasonable 22 traveling, hotel and other necessary expenses incurred in the 23 performance of their duties in accordance with Commonwealth 24 regulations. 25 (g) Meetings.--The board shall meet at least twice a year 26 and may hold additional meetings whenever necessary to discharge 27 its duties. A majority of the members of the board serving in 28 accordance with law shall constitute a quorum. Except for 29 temporary and automatic suspensions under section 15, a member 30 may not be counted as part of a quorum or vote on any issue 19940H2757B3643 - 6 -
1 unless he is physically in attendance at the meeting. 2 (h) Attendance.--A member who fails to attend three 3 consecutive meetings shall forfeit membership unless the 4 commissioner, upon written request from the member, finds that 5 the member should be excused from a meeting because of illness 6 or the death of an immediate family member. 7 (i) Attendance at training seminars.--A public member who 8 fails to attend two consecutive statutorily mandated training 9 seminars in accordance with section 813(e) of the act of April 10 9, 1929 (P.L.177, No.175), known as The Administrative Code of 11 1929, shall forfeit his seat, unless the commissioner, upon 12 written request from the public member, finds that the public 13 member should be excused from a meeting because of illness or 14 the death of a family member. 15 Section 4. Powers and duties of board. 16 (a) Electing officers.--The State Board of Opticians and 17 Contact Lens Technicians shall elect annually from its 18 membership a chairman, vice chairman and secretary. 19 (b) Reviewing applications.--The board shall pass upon the 20 qualifications of applicants for licensure, insure the conduct 21 of examinations and issue and renew licenses to opticians or 22 contact lens technicians who qualify under this act. 23 (c) Disciplinary actions.--The board may refuse, revoke, 24 suspend, limit or otherwise restrict a license of an optician or 25 contact lens technician pursuant to this act, conduct 26 investigations, including the power to issue subpoenas and hold 27 hearings upon written charges indicating violation of this act 28 or of regulations promulgated pursuant thereto. 29 (d) Maintaining records.--The board shall maintain a record 30 listing the name of every living optician or contact lens 19940H2757B3643 - 7 -
1 technician licensed to practice in this Commonwealth, the last 2 known place of business, the last known place of residence and 3 the date and number of the license of the licensee. The listing 4 shall be available to any citizen of this Commonwealth after 5 reimbursement for the actual cost of reproduction and mailing. 6 (e) Promulgating rules and regulations.--The board may 7 promulgate rules and regulations not inconsistent with law which 8 it deems necessary for the performance of its duties and the 9 proper administration of this act. 10 (f) Filing reports.--The board shall submit annually: 11 (1) To the Department of State, an estimate of the 12 financial requirements of the board for its administrative, 13 investigative, legal and miscellaneous expenses. 14 (2) To the Appropriations Committee of the Senate and to 15 the Appropriations Committee of the House of Representatives, 16 15 days after the Governor has submitted his budget to the 17 General Assembly, a copy of the budget request for the 18 upcoming fiscal year which the board previously submitted to 19 the Department of State. 20 (3) To the Consumer Protection and Professional 21 Licensure Committee of the Senate and to the Professional 22 Licensure Committee of the House of Representatives, a report 23 containing a description of the types of complaints received, 24 status of cases, board action which has been taken and the 25 length of time from the initial complaint to final board 26 resolution. 27 (g) Subpoenas.--The board shall have power to issue 28 subpoenas, upon application of an attorney responsible for 29 representing the Commonwealth in disciplinary matters before the 30 board, for the purpose of investigating alleged violations of 19940H2757B3643 - 8 -
1 the disciplinary provisions administered by the board. The board 2 shall have the power to subpoena witnesses, to administer oaths, 3 to examine witnesses and to take such testimony or compel the 4 production of such books, records, papers and documents as it 5 may deem necessary or proper in, and pertinent to, any 6 proceeding, investigation or hearing held or had by it. 7 (h) Court action.--The board shall have power to take 8 appropriate actions to initiate injunctive and criminal 9 prosecution proceedings in connection with the lawful or 10 unauthorized practice of opticianry or contact lens fitting or 11 other violations of this act. Injunctive and criminal 12 proceedings shall be instituted in accordance with the act of 13 October 15, 1980 (P.L.950, No.164), known as the Commonwealth 14 Attorneys Act. 15 (i) Reports to board.--An attorney responsible for 16 representing the Commonwealth in disciplinary matters before the 17 board shall notify the board immediately upon receiving 18 notification of an alleged violation of this act. The board 19 shall maintain current records of all reports of alleged 20 violations and periodically review the records for the purpose 21 of determining that each alleged violation has been resolved in 22 a timely manner. 23 Section 5. License required. 24 (a) Grace period.--It shall be unlawful, beginning one year 25 from the appointment of the professional and public members of 26 the State Board of Opticians and Contact Lens Technicians, for 27 any person to engage in the practice of opticianry or the 28 fitting of contact lenses or to offer or attempt to do so or to 29 hold himself out to the public by any title or description of 30 services incorporating the words "optician," "contact lens 19940H2757B3643 - 9 -
1 technician," "opticianry" or "the fitting of contact lenses," 2 without first obtaining a license pursuant to this act. 3 (b) Limitation on grant of license.--The licensure of 4 opticians or contact lens technicians shall extend only to 5 individuals. A license shall not be issued to a partnership, 6 unincorporated association, corporation or similar business 7 organization. 8 Section 6. Persons and practices not affected. 9 This act shall not be construed to prevent or restrict: 10 (1) A person licensed in this Commonwealth in accordance 11 with the provisions of another law of this Commonwealth from 12 engaging in the profession or occupation for which licensed. 13 Licensed persons may employ unlicensed persons to provide 14 contact lens services, except those services which require 15 licensure under this act, under the direct, personal 16 supervision and control of such licensee within the standards 17 of his profession. 18 (2) The sale or manufacture of ready-to-wear eyeglasses, 19 which sale or manufacturing is hereby specifically excluded 20 from this act. 21 (3) A person pursuing a course of study leading to a 22 degree or certificate in opticianry or contact lens fitting 23 in an accredited and approved educational program, provided 24 that the activities and services are part of a supervised 25 course of study and the person is designated by a title which 26 clearly indicates the status of student or trainee and not 27 licensed optician or licensed contact lens technician. 28 (4) A person fulfilling the apprenticeship requirements 29 of this act, provided that the activities and services 30 constitute a part of the apprenticeship necessary to meet the 19940H2757B3643 - 10 -
1 requirements of the program. 2 (5) Any individual, firm or corporation from employing 3 persons licensed under this act to engage in the practice of 4 opticianry or the fitting of contact lenses. 5 Section 7. Requirements for licensure. 6 Upon filing timely application with the State Board of 7 Opticians and Contact Lens Technicians upon forms approved by 8 the board and payment of an examination fee determined by the 9 board, any person desiring to qualify for licensing as an 10 optician or as a contact lens technician shall be permitted to 11 take an examination for licensing, provided that the individual 12 submits with the application evidence satisfactory to the board 13 that: 14 (1) The individual is a citizen of the United States of 15 America or has applied for citizenship. 16 (2) The individual is 18 years of age or older. 17 (3) The individual is of good moral character. 18 (4) The individual is a graduate of an accredited high 19 school or has completed the full equivalent of a grammar 20 school and a four year high school course. 21 (5) In the case of an applicant for licensing as an 22 optician, the individual has had at least two years of 23 practical training and experience in opticianry immediately 24 prior to the end of one year from the effective date of this 25 act, has completed an apprenticeship in accordance with 26 section 12 or has successfully completed the prescribed 27 course in opticianry for opticians in a college, university 28 or other institution of learning, which course shall have 29 been accredited by an accrediting agency recognized and 30 approved by the United States Department of Education or the 19940H2757B3643 - 11 -
1 Council of Post-Secondary Education and officially approved 2 by the board. 3 (6) In the case of an applicant for licensing as a 4 contact lens technician, he has successfully completed the 5 prescribed course of study for an associates degree in 6 ophthalmic sciences in a college, university or other 7 institution of learning, which course shall have been 8 accredited by an accrediting agency recognized and approved 9 by the United States Department of Education or the Council 10 of Post-Secondary Education and officially approved by the 11 board. The course shall include clinical training covering 12 the competencies required in fitting, adapting and dispensing 13 of contact lenses and shall include at least nine credit 14 hours in contact lens courses. The board may require a more 15 extensive course of study. 16 Section 8. Examinations. 17 (a) Administration.--The examination for licensing shall be 18 conducted at least twice a year, and at other times the State 19 Board of Opticians and Contact Lens Technicians may determine as 20 necessary, at the times and places the board determines. The 21 examination shall be prepared and administered by a qualified 22 and approved professional testing organization in accordance 23 with section 812.1 of the act of April 9, 1929 (P.L.177, 24 No.175), known as The Administrative Code of 1929. 25 (b) Substance of optician examination.--The license 26 examination for an optician shall be confined to the knowledge 27 that is essential to practice as an optician and, at a minimum, 28 shall show proficiency in the following subjects: prescription 29 interpretation and analysis; fitting, design and dispensing of 30 eyeglass lenses, frames and accessories; the use of standard 19940H2757B3643 - 12 -
1 ophthalmic equipment; the taking of pupillary and facial 2 measurements; administrative recordkeeping; and professional and 3 ethical conduct. The examination shall be in written form. 4 (c) Substance of contact lens technician examination.--The 5 license examination for a contact lens technician shall be 6 confined to the knowledge that is essential to practice as a 7 contact lens technician and, at a minimum, shall show 8 proficiency in the following subjects: prefit evaluation; 9 prescription interpretation and analysis; use of instrumentation 10 consistent with contact lens fitting; determination of lens type 11 and design of contact lens specifications; instructions on 12 application and care of lenses; follow-up procedures; practice 13 management; and professional and ethical conduct. This 14 examination shall include both written and practical portions. 15 Section 9. Waiver of examination requirements. 16 (a) Requirements to waive optician examination.--The State 17 Board of Opticians and Contact Lens Technicians shall waive the 18 optician examination requirement and grant an optician license 19 to any applicant who meets any one of the following: 20 (1) Is currently licensed to practice opticianry in 21 another state if the state's qualifications are equivalent to 22 those qualifications required in this Commonwealth and if 23 that state offers similar privileges to licensees of the 24 board. 25 (2) Holds a currently valid certificate as a certified 26 optician from the American Board of Opticianry on the 27 effective date of this act. 28 (3) Has been engaged in the practice of opticianry for a 29 period of three years immediately prior to the effective date 30 of this act. 19940H2757B3643 - 13 -
1 (b) Requirements to waive contact lens technician 2 examination.--The board shall waive the contact lens examination 3 requirement and grant a contact lens technician license to any 4 applicant who, within three months of the effective date of this 5 act, meets one of the following criteria: 6 (1) Is currently licensed to fit contact lenses in 7 another state if that state's qualifications are equivalent 8 to those qualifications required in this Commonwealth and if 9 that state offers similar privileges to licensees of the 10 board. 11 (2) Is currently certified by the National Committee of 12 Contact Lens Examiners on the effective date of this act. 13 Section 10. Licenses. 14 Each applicant who successfully completes the examination for 15 licensing as an optician or a contact lens technician or who is 16 exempt from either such examination in accordance with section 9 17 shall, upon payment of the required fee established by the State 18 Board of Opticians and Contact Lens Technicians, receive a 19 license as an optician or as a contact lens technician, as the 20 case may be, from the board. The license shall be recorded in 21 the office of the Commissioner of Professional and Occupational 22 Affairs in a record book to be properly kept for that purpose 23 and shall be open to public inspection. 24 Section 11. Renewal of license; continuing education. 25 (a) Application.--Licenses under this act shall be subject 26 to renewal every two years and shall expire unless the licensee 27 submits an application for renewal in the manner prescribed by 28 the State Board of Opticians and Contact Lens Technicians. 29 (b) Continuing education.--The application shall be 30 accompanied by a renewal fee and evidence that the applicant 19940H2757B3643 - 14 -
1 has, during the preceding two-year period, completed continuing 2 education as follows: 3 (1) An optician must complete eight hours of continuing 4 education in opticianry approved by the board. 5 (2) A contact lens technician must complete 12 hours of 6 continuing education in contact lens fitting approved by the 7 board. 8 (3) An individual who is licensed as an optician and 9 also as a contact lens technician must complete 12 hours of 10 continuing education in contact lens fitting approved by the 11 board and four hours of continuing education in opticianry 12 approved by the board. 13 (4) No credit shall be given for courses in office 14 management or sales. 15 Section 12. Apprentices and other ancillary personnel. 16 (a) Employment of apprentices.--Persons licensed under this 17 act may utilize apprentices to engage in opticianry when the 18 apprentices are under their direct supervision and at the same 19 location where the licensed person dispenses, but no licensed 20 optician may supervise more than two apprentices. Apprentices 21 may be employed upon the issuance of a certificate of 22 apprenticeship by the State Board of Opticians and Contact Lens 23 Technicians. 24 (b) Certificate of apprenticeship.--Applications for a 25 certificate of apprenticeship shall be made to the board in 26 writing upon forms provided by the board and shall contain such 27 information as the board requires. A certificate shall be issued 28 for a maximum of two years. Upon completion of the two-year 29 apprenticeship, which shall include a minimum of 3,500 hours of 30 employment during the apprenticeship, the apprentice shall take 19940H2757B3643 - 15 -
1 the first scheduled licensing examination except for reasons of 2 health or hardship. If the examination is failed, the apprentice 3 shall take it again on the next scheduled date. If the 4 apprentice is unsuccessful in passing three consecutive 5 examinations, he shall return his certificate. While the 6 apprentice is waiting to take a licensing examination, his 7 certificate of apprenticeship shall remain in effect. An 8 individual shall only be permitted to obtain another 9 apprenticeship certificate under exceptional circumstances 10 approved by the board. 11 (c) Rules and regulations.--The board shall promulgate rules 12 and regulations to insure that the apprentice is tested 13 periodically as to his progress. 14 (d) Employment of others.--Persons licensed under this act 15 may employ other ancillary personnel to assist in fashion 16 consulting, to perform clerical and office duties, to assist in 17 making minor repairs and to perform laboratory work. Those 18 personnel need not be registered as apprentices. 19 Section 13. Special provisions. 20 (a) Duplicated lenses.--Subsequent to the completion of 21 contact lens fitting and evaluation of the fit by a licensed 22 physician or optometrist, contact lenses may be duplicated and 23 dispensed by a licensed contact lens technician. The 24 specifications of such duplicated contact lenses shall be 25 obtained from the original fitter, physician or optometrist and 26 may not be determined by measurement of the contact lens or from 27 parameters listed on contact lens packaging. 28 (b) Duty to inform.--The contact lens technician shall 29 inform each individual for whom he fits any form or kind of 30 contact lens that the wearer should return to the prescribing 19940H2757B3643 - 16 -
1 physician or optometrist for a final evaluation of the fit of 2 the contact lens. Each wearer shall be provided with a form in 3 accordance with this subsection and shall also be informed 4 orally that he should return to the prescribing practitioner. 5 The form shall be signed and dated by the contact lens wearer, 6 who shall receive a copy of the form. The form shall include the 7 following statement: 8 I have been advised that I should return to my physician 9 or optometrist for a final evaluation of the fit of my 10 contact lenses within three months of their delivery to 11 me. 12 (Signature) (Date) 13 The contact lens technician shall retain a copy of the form for 14 two years. 15 (c) Prescriptions.-- 16 (1) A physician or optometrist shall provide to the 17 patient, at no charge, a copy of the patient's prescription 18 immediately after a refraction. 19 (2) A physician or optometrist shall provide a person 20 upon whom he performed a refraction with a copy of the 21 prescription, at no charge, upon the patient's request. 22 Section 14. Causes for denial, suspension or revocation of 23 license. 24 (a) General rule.--The State Board of Opticians and Contact 25 Lens Technicians may deny, suspend, revoke, limit or otherwise 26 restrict a license for any of the following causes: 27 (1) Obtaining a license by fraud or deceit. 28 (2) Use of the term "doctor," "physician" or "clinic," 29 or any derivation thereof, as part of the firm name under 30 which the licensee fits and sells ophthalmic devices unless 19940H2757B3643 - 17 -
1 authorized by law. 2 (3) Holding oneself out by or using the title "Doctor." 3 (4) Fraud or misrepresentation in the repair, fitting or 4 selling of ophthalmic devices, including advertising, by 5 publication, transmission or otherwise, which has the 6 tendency to mislead or is deceptive or fraudulent on its 7 face, by inference, or by effect. 8 (5) The employment, to perform any act covered by this 9 act, of a person known to the employer whose license is 10 suspended or who does not possess a valid license issued 11 under this act. 12 (6) Violating or permitting, with notice or knowledge of 13 its commission, the violation by any licensed employee of any 14 provision of this act or any rules or regulations promulgated 15 under this act. 16 (7) Being convicted of a felony or receiving probation 17 without verdict, disposition in lieu of trial or an 18 Accelerated Rehabilitative Disposition in the courts of this 19 Commonwealth, a Federal court or a court of any state, 20 territory, possession or country. 21 (8) Having a license or other authorization to practice 22 the profession revoked or suspended or having other 23 disciplinary action taken, or an application for a license or 24 other authorization refused, revoked or suspended by a proper 25 licensing authority of another state, territory, possession 26 or country, or a branch of the Federal Government. 27 (9) Being unable to practice the profession with 28 reasonable skill and safety to patients by reason of illness, 29 addiction to drugs or alcohol, having been convicted of a 30 felonious act prohibited by the act of April 14, 1972 19940H2757B3643 - 18 -
1 (P.L.233, No.64), known as The Controlled Substance, Drug, 2 Device and Cosmetic Act, or convicted of a felony relating to 3 a controlled substance in a court of law of the United States 4 or any other state, territory, possession or country, or if 5 he is or shall become mentally incompetent. An applicant's 6 statement on the application declaring the absence of a 7 conviction shall be deemed satisfactory evidence of the 8 absence of a conviction unless the board has some evidence to 9 the contrary. In enforcing this paragraph, the board shall, 10 upon probable cause, have authority to compel a practitioner 11 to submit to a mental or physical examination by a physician 12 or a psychologist approved by the board. Failure of a 13 practitioner to submit to such examination when directed by 14 the board, unless such failure is due to circumstances beyond 15 his control, shall constitute an admission of the allegations 16 against him consequent upon which a default and final order 17 may be entered without the taking of testimony or 18 presentation of evidence. A practitioner affected under this 19 paragraph shall at reasonable intervals be afforded an 20 opportunity to demonstrate that he can resume a competent 21 practice of his profession with reasonable skill and safety 22 to patients. 23 (10) Violating a lawful regulation promulgated by the 24 board or violating a lawful order of the board previously 25 entered by the board in a disciplinary proceeding. 26 (11) Being guilty of malpractice, immoral or 27 unprofessional conduct. Unprofessional conduct shall include 28 departure from or failing to conform to the standards of 29 acceptable and prevailing practice of opticianry or contact 30 lens fitting. In proceedings based on this paragraph, actual 19940H2757B3643 - 19 -
1 injury to a patient need not be established. 2 (12) Acting in such manner as to present an immediate 3 and clear danger to public health or safety. 4 (13) Acting outside the scope of a license. 5 (14) Making a false or deceptive biennial registration 6 with the board. 7 (15) Intentionally submitting to any third-party payor a 8 claim for a service which was not actually provided to a 9 wearer. 10 (16) Being enjoined from violating any provision of the 11 act of December 17, 1968 (P.L.1224, No.387), known as the 12 Unfair Trade Practices and Consumer Protection Law, or being 13 subject to a final order of the Federal Trade Commission, the 14 Pennsylvania Department of Health or the Food and Drug 15 Administration of the United States Department of Health and 16 Human Services concerning the sale or offering for sale of 17 unsafe, unhealthful or worthless ophthalmic devices or for 18 engaging in conduct which has the tendency to mislead or 19 deceive. 20 (b) Five-year revocation period.--Unless ordered to do so by 21 a court, the board shall not reinstate the license of a person 22 to practice as an optician or contact lens technician which has 23 been revoked, and such person shall be required to apply for 24 licensure after a five-year period in accordance with the 25 provisions of this act, including the examination requirement, 26 if he desires to practice at any time after such revocation. 27 Section 15. Procedures in disciplinary actions. 28 (a) Procedure.--All disciplinary actions of the State Board 29 of Opticians and Contact Lens Technicians shall be taken subject 30 to the right of notice, hearing and adjudication, and the right 19940H2757B3643 - 20 -
1 of appeal therefrom in accordance with Title 2 of the 2 Pennsylvania Consolidated Statutes (relating to administrative 3 law and procedure). 4 (b) Temporary suspension.--A license issued under this act 5 may be temporarily suspended under circumstances as determined 6 by the board to be an immediate and clear danger to the public 7 health and safety. The board shall issue an order to that effect 8 without a hearing, but upon due notice, to the licensee 9 concerned at his last known address, which shall include a 10 written statement of all allegations against the licensee. The 11 provisions of subsection (a) shall not apply to temporary 12 suspension. The board shall thereupon commence formal action to 13 suspend, revoke or restrict the license of the person concerned 14 as otherwise provided for in this act. All actions shall be 15 taken promptly and without delay. Within 30 days following the 16 issuance of an order temporarily suspending a license, the board 17 shall conduct or cause to be conducted a preliminary hearing to 18 determine that there is a prima facie case supporting the 19 suspension. The licensee whose license has been temporarily 20 suspended may be present at the preliminary hearing, may be 21 represented by counsel and may cross-examine witnesses, inspect 22 physical evidence, call witnesses, offer evidence and testimony, 23 and make a record of the proceedings. If it is determined that 24 there is not a prima facie case, the suspended license shall be 25 immediately restored. The temporary suspension shall remain in 26 effect until vacated by the board, but in no event longer than 27 180 days. 28 (c) Automatic suspension.--A license issued under this act 29 shall automatically be suspended upon the legal commitment to an 30 institution of a licensee because of mental incompetency from 19940H2757B3643 - 21 -
1 any cause upon filing with the board a certified copy of such 2 commitment, conviction of a felony under the act of April 14, 3 1972 (P.L.233, No.64), known as The Controlled Substance, Drug, 4 Device and Cosmetic Act, or conviction of an offense under the 5 laws of another jurisdiction, which, if committed in this 6 Commonwealth, would be a felony. 7 Section 16. Reporting of multiple licensure. 8 Any licensed optician or licensed contact lens technician of 9 this Commonwealth who is also licensed to practice opticianry or 10 contact lens fitting in any other state, territory, possession 11 or country shall report this information to the State Board of 12 Opticians and Contact Lens Technicians on the biennial 13 registration application. Any disciplinary action taken in such 14 other jurisdiction shall be reported to the board on the 15 biennial registration application or within 90 days of final 16 disposition, whichever is sooner. Multiple licensure shall be 17 noted by the board on the optician's or contact lens 18 technician's record and such state, territory, possession or 19 country shall be notified by the board of any disciplinary 20 actions taken against the optician or contact lens technician in 21 this Commonwealth. 22 Section 17. Display of license or certificate. 23 Every holder of a license or certificate granted by the State 24 Board of Opticians and Contact Lens Technicians under this act 25 shall display the license or certificate in a conspicuous place 26 in the office where such person practices opticianry or the 27 fitting of contact lenses or is serving as an apprentice. 28 Section 18. Surrender of license. 29 The State Board of Opticians and Contact Lens Technicians 30 shall require a person whose license has been suspended or 19940H2757B3643 - 22 -
1 revoked to return the license in such manner as the board 2 directs. A person who fails to do so commits a misdemeanor of 3 the third degree. 4 Section 19. Unlawful acts. 5 A person commits a misdemeanor of the third degree and shall, 6 upon conviction, be sentenced to pay a fine of not more than 7 $2,500 or to imprisonment for not more than six months, or both, 8 if he commits any act declared unlawful by any other provision 9 of this act, or if he: 10 (1) Makes misleading, deceptive, untrue or fraudulent 11 representations in the practice of opticianry or contact lens 12 fitting. 13 (2) Practices fraud or deceit in obtaining a license as 14 an optician or contact lens technician. 15 (3) Displays gross incompetence, negligence or 16 misconduct in carrying on the practice of opticianry or 17 contact lens fitting. 18 (4) Makes a false or deceptive biennial registration 19 with the State Board of Opticians and Contact Lens 20 Technicians. 21 (5) Violates a lawful regulation promulgated by the 22 board or a lawful order of the board previously entered in a 23 disciplinary proceeding. 24 (6) Knowingly aids, assists, procures or advises any 25 unlicensed person to practice opticianry or contact lens 26 fitting contrary to this act or regulations of the board. 27 (7) Commits immoral or unprofessional conduct. 28 Unprofessional conduct shall include any departure from, or 29 failure to conform to, the standards of acceptable and 30 prevailing practice of opticianry or contact lens fitting. 19940H2757B3643 - 23 -
1 (8) Engages in the practice of opticianry or the fitting 2 of contact lenses in this Commonwealth without having at the 3 time of so doing a valid, unrevoked and unexpired license or 4 temporary license. 5 Section 20. Civil penalty. 6 In addition to any other civil or criminal penalty provided 7 for in this act, the State Board of Opticians and Contact Lens 8 Technicians, by a vote of the majority of the maximum number of 9 the authorized membership of the board as provided by law, or by 10 a vote of the majority of the duly qualified and confirmed 11 membership or a minimum of four members, whichever is greater, 12 may levy a civil penalty of up to $1,000 on any current licensee 13 who violates any provision of this act or on any person who 14 practices opticianry or fits contact lenses without being 15 properly licensed to do so under this act. The board shall levy 16 this penalty only after affording the accused party the 17 opportunity for a hearing, as provided in Title 2 of the 18 Pennsylvania Consolidated Statutes (relating to administrative 19 law and procedure). All fines and civil penalties imposed in 20 accordance with this section shall be paid into the Professional 21 Licensure Augmentation Account. 22 Section 21. Fees. 23 (a) Imposition and increases.--All fees required under this 24 act shall be fixed by the State Board of Opticians and Contact 25 Lens Technicians by regulation and shall be subject to the act 26 of June 25, 1982 (P.L.633, No.181), known as the Regulatory 27 Review Act. If the revenues raised by fees, fines and civil 28 penalties imposed pursuant to this act are not sufficient to 29 meet expenditures over a two-year period, the board shall 30 increase those fees by regulation so that the projected revenues 19940H2757B3643 - 24 -
1 will meet or exceed projected expenditures. 2 (b) Additional increases.--If the Bureau of Professional and 3 Occupational Affairs determines that the fees established by the 4 board under subsection (a) are inadequate to meet the minimum 5 enforcement efforts required by this act, then the bureau, after 6 consultation with the board and subject to the Regulatory Review 7 Act, shall increase the fees by regulation in an amount that 8 adequate revenues are raised to meet the required enforcement 9 effort. 10 Section 22. Appropriation. 11 The sum of $75,000, or as much thereof as may be necessary, 12 is hereby appropriated from the Professional Licensure 13 Augmentation Account within the General Fund to the Bureau of 14 Professional and Occupational Affairs in the Department of State 15 for the establishment and operation of the State Board of 16 Opticians and Contact Lens Technicians. The appropriation 17 granted shall be repaid by the board within three years of the 18 beginning of issuance of licenses by the board. 19 Section 23. Repeals. 20 All acts and parts of acts are repealed insofar as they are 21 inconsistent with this act. 22 Section 24. Effective date. 23 This act shall take effect in 60 days. D18L63PJP/19940H2757B3643 - 25 -