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        PRIOR PRINTER'S NOS. 484, 1924                PRINTER'S NO. 2113

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 420 Session of 2003


        INTRODUCED BY WATSON, HESS, PISTELLA, THOMAS, BAKER, BIANCUCCI,
           CRAHALLA, DAILEY, MACKERETH, MAITLAND, SATHER, R. STEVENSON,
           ADOLPH, BARD, BROWNE, BUNT, CLYMER, CORRIGAN, COY, CREIGHTON,
           DALLY, DeLUCA, FLICK, FREEMAN, GEIST, GEORGE, HARHART,
           HARPER, HENNESSEY, HERMAN, HERSHEY, HORSEY, LEDERER, MARSICO,
           McILHATTAN, MELIO, MUNDY, NAILOR, PALLONE, PETRI, PETRONE,
           PICKETT, RUBLEY, SAYLOR, SOLOBAY, E. Z. TAYLOR, TIGUE, TRUE
           AND REICHLEY, FEBRUARY 24, 2003

        AS AMENDED ON THIRD CONSIDERATION, HOUSE OF REPRESENTATIVES,
           JUNE 18, 2003

                                     AN ACT

     1  Providing for the licensure and regulation of adult living
     2     residences; conferring powers and duties on the Department of
     3     Public Welfare; adding members to the Intra-Governmental
     4     Council on Long-Term Care; providing for an increase to State
     5     supplemental assistance for persons in personal care homes;
     6     and providing for penalties.

     7     The General Assembly finds and declares as follows:
     8         (1)  Assisted living residences and services are a
     9     rapidly growing long-term care alternative across the nation.
    10         (2)  Assisted living residences are a combination of
    11     housing and supportive services as needed. They are widely
    12     accepted by the general public because they allow people to
    13     age in place, maintain their independence and exercise
    14     decision making and personal choice.
    15         (3)  Consumers continue to say that the three things they
    16     want most are:


     1             (i)  to stay independent and live at home and in
     2         their community as long as possible;
     3             (ii)  respect and dignity for the individual; and
     4             (iii)  a choice of long-term care and supportive
     5         services options.
     6         (4)  In Pennsylvania, assisted living residences and
     7     supportive services are a private market phenomenon. There
     8     is:
     9             (i)  no uniform definition of assisted living
    10         residence;
    11             (ii)  no public oversight of entities which hold
    12         themselves out as assisted living residences, although
    13         many are licensed as personal care homes;
    14             (iii)  no uniform way of assuring quality; and
    15             (iv)  limited access for persons with lower incomes.
    16         (5)  It is in the best interest of all Pennsylvanians
    17     that a system of licensure and regulation be established for
    18     assisted living residences in order to ensure accountability
    19     and a balance of availability between institutional and home-
    20     based and community-based long-term care for older persons
    21     and persons with disabilities.
    22                         TABLE OF CONTENTS
    23  Section 1.  Short title.
    24  Section 2.  Definitions.
    25  Section 3.  Intra-Governmental Council on Long-Term Care.
    26  Section 4.  Powers and duties of Commonwealth departments.
    27  Section 5.  Rules and regulations.
    28  Section 6.  Criminal history and reporting of suspected abuse.
    29  Section 7.  License required.
    30  Section 8.  Application for license.
    20030H0420B2113                  - 2 -     

     1  Section 9.  Issuance of licenses.
     2  Section 10.  Standards for admission.
     3  Section 11.  Right to enter and inspect.
     4  Section 12.  Relocation of consumers in assisted living
     5                 residences.
     6  Section 13.  Assisted living residence administrators.
     7  Section 14.  Staff orientation and training in assisted living
     8                 residences.
     9  Section 15.  Staffing levels and training.
    10  Section 16.  Persons with special needs.
    11  Section 17.  Violations.
    12  Section 18.  Reasons for denial, nonrenewal or revocation of a
    13                 license.
    14  Section 19.  Licensure appeals.
    15  Section 20.  Effect of departmental orders.
    16  Section 21.  Actions against violations of law and regulations.
    17  Section 22.  Injunction or restraining order when appeal is
    18                 pending.
    19  Section 23.  Annual report.
    20  Section 24.  Legislative Budget and Finance Committee study.
    21  Section 25.  Committee regulation review.
    22  Section 26.  Increase to State supplemental assistance for
    23                 persons in personal care homes.
    24  Section 27.  Severability.
    25  Section 28.  Repeal.
    26  Section 29.  Effective date.
    27     The General Assembly of the Commonwealth of Pennsylvania
    28  hereby enacts as follows:
    29  Section 1.  Short title.
    30     This act shall be known and may be cited as the Adult Living
    20030H0420B2113                  - 3 -     

     1  Residence License Act.
     2  Section 2.  Definitions.
     3     The following words and phrases when used in this act shall
     4  have the meanings given to them in this section unless the
     5  context clearly indicates otherwise:
     6     "Activities of daily living."  Activities including eating,
     7  bathing, dressing, toileting, transferring in and out of bed or
     8  a chair and personal hygiene.
     9     "Adult."  A person who is 18 years of age or older.
    10     "Adult living residence."  A residential premises that
    11  provides housing, food, assistance with activities of daily
    12  living and scheduled or unscheduled supervision available on a
    13  24-hour basis, through contract for more than three adults who
    14  are unrelated to the operator of the residential premises and
    15  who do not require care in a licensed long-term care nursing
    16  facility as that term is defined in the act of July 19, 1979
    17  (P.L.130, No.48), known as the Health Care Facilities Act,
    18  regardless of whether the operator provides or allows
    19  supplemental services such as additional assistance with
    20  activities of daily living and intermittent health care services
    21  provided by certified, registered or licensed health care
    22  professionals. The term shall include a personal care home that
    23  has a Category I license and an assisted living residence that
    24  has a Category II license. The term shall not include
    25  intermediate care facilities exclusively for the mentally
    26  retarded, commonly referred to as ICF/MR.
    27     "Adult living residency contract."  A written agreement, in
    28  the form of a contract or contracts between a provider and a
    29  consumer needing adult living residence services, regarding the
    30  provision and terms of those services.
    20030H0420B2113                  - 4 -     

     1     "Aging in place."  The process of providing increased or
     2  adjusted supportive services to a consumer to compensate for the
     3  physical or mental decline that occurs with the aging process
     4  over time in order to maximize individual dignity and
     5  independence and to permit the person to remain in a familiar,
     6  living environment of the person's choice for as long as
     7  possible, where such supportive services are provided by a
     8  licensed facility or a third party, in a home or community or
     9  through volunteers, friends or family.
    10     "Area agency on aging."  The single local agency designated
    11  by the Department of Aging within each planning and service area
    12  to administer the delivery of a comprehensive and coordinated
    13  plan of social and other services and activities.
    14     "Assisted living."  Activities as determined and self-
    15  directed by a consumer or by a legal representative that permit
    16  and assist the consumer to live in a community, including such
    17  housing assistance or residency in an assisted living residence
    18  that permits the consumer to safely be supported in a residence
    19  in which the consumer's independence, dignity and ability to
    20  make choices are maintained, to the extent of the consumer's
    21  capabilities.
    22     "Assisted living residence."  A residential setting that:
    23         (1)  Offers, provides or coordinates a combination of
    24     personal care services, recreation and social activities, 24-
    25     hour supervision and assisted living services, whether
    26     scheduled or unscheduled and that coordinates other health-
    27     related services for consumers.
    28         (2)  Has a supportive service program and physical
    29     environment designed to minimize the need for consumers to
    30     move within or from the setting in order to accommodate
    20030H0420B2113                  - 5 -     

     1     changing needs and preferences.
     2         (3)  Has an organized mission, service programs and a
     3     physical environment designed to maximize consumer dignity,
     4     autonomy, privacy and independence and encourages family and
     5     community involvement.
     6         (4)  Provides that costs for housing and services may be
     7     independent of one another.
     8         (5)  Provides consumers with the ability to choose the
     9     services to be provided, their service provider and the
    10     services to the extent that the assisted living residence
    11     does not offer particular services to consumers.
    12         (6)  Has a goal of fostering aging in place and promoting
    13     consumer self-direction and active participation in decision
    14     making while emphasizing consumer privacy and dignity.
    15         (7)  Will disclose services offered, provided or
    16     coordinated and the costs thereof.
    17  This term does not include a residential living unit maintained
    18  by a continuing care provider who is certified by the Insurance
    19  Department, a residential unit in a subsidized housing
    20  apartment, unless required to be licensed under the Department
    21  of Housing and Urban Development Assisted Living Conversion
    22  Program, or a boarding home which merely provides room, board
    23  and laundry services to persons who do not need personal care
    24  services.
    25     "Assisted living services."  A combination of supportive
    26  services, personal care services, personalized assistance
    27  services, assistive technology and health-related services
    28  designed to respond to the individual needs of consumers who
    29  need assistance with activities of daily living and instrumental
    30  activities of daily living. The term may include publicly funded
    20030H0420B2113                  - 6 -     

     1  home-based and community-based services available through the
     2  medical assistance program and the Federal Medicaid Waiver
     3  Program and State-funded options for home-based and community-
     4  based services authorized through the Department of Aging and
     5  the Department of Public Welfare.
     6     "Assisted living services agreement."  The contract or
     7  contracts between a provider and a consumer needing assisted
     8  living services regarding the provision and terms of the
     9  assisted living services. This term includes contracts between
    10  assisted living service providers and entities contracting for
    11  services for consumers using public funding.
    12     "Assistive technology."  Devices and services, whether
    13  medically necessary or not, that are used to increase, maintain
    14  or improve the functional capabilities of persons with
    15  disabilities which may or may not be needed to permit the
    16  persons to live independently. The term shall include, but not
    17  be limited to, reachers, adapted telephones, reading aids and
    18  other nonmedical devices.
    19     "Board."  The Board of Hearings and Appeals within the
    20  Department of Public Welfare of the Commonwealth.
    21     "Category I license."  An adult living residence license
    22  issued under this act to a personal care home.
    23     "Category II license."  An adult living residence license
    24  issued under this act to an assisted living residence.
    25     "Cognitive support services."  Services provided as part of a
    26  comprehensive plan of care to individuals who have memory
    27  impairments and other cognitive problems which significantly
    28  interfere with their ability to carry out activities of daily
    29  living without assistance and who require that supervision,
    30  monitoring and programming be available to them 24 hours a day,
    20030H0420B2113                  - 7 -     

     1  seven days a week, in order for them to reside safely in the
     2  setting of their choice. The term includes assessment, health
     3  support services and a full range of dementia-capable activity
     4  programming and crisis management.
     5     "Comprehensive assessment."  A thorough review and analysis
     6  of a consumer's functional status. The term includes a personal
     7  history, assessment of physical and emotional health, ability to
     8  carry out activities of daily living, informal supports,
     9  environmental factors and cognitive functioning, including
    10  immobility assessment.
    11     "Comprehensive service plan."  A plan developed to meet a
    12  consumer's individual needs, as determined by a comprehensive
    13  assessment, and that is developed by an interdisciplinary team
    14  that includes the consumer, the consumer's legal representative
    15  and the consumer's family member.
    16     "Consumer."  A person who receives services in an adult
    17  living residence, is in need of assisted living services or
    18  personal care services and who lives in either an adult living
    19  residence with a Category I license or a Category II license.
    20     "Department."  The Department of Public Welfare of the
    21  Commonwealth.
    22     "Direct service staff."  A person who provides services in an
    23  adult living residence, is 18 years of age or older and meets
    24  the requirements of this act.
    25     "Immobile person."  An individual who is unable to move from
    26  one location to another or has difficulty in understanding and
    27  carrying out instructions without the continued full assistance
    28  of another person or is incapable of independently operating a
    29  device such as a wheelchair, prosthesis, walker or cane to exit
    30  to a point of safety.
    20030H0420B2113                  - 8 -     

     1     "Instrumental activities of daily living."  The term
     2  includes, but is not limited to, meal preparation, using the
     3  telephone, handling finances, banking and shopping, light
     4  housekeeping, heavy housekeeping and getting to appointments.
     5     "License."  A Category I license or a Category II license.
     6     "Long-term care ombudsman."  An agent of the Department of
     7  Aging who, pursuant to section 2203-A of the act of April 9,
     8  1929 (P.L.177, No.175), known as The Administrative Code of
     9  1929, investigates and seeks to resolve complaints made by or on
    10  behalf of older individuals or adults with disabilities who are
    11  consumers of adult living residences, which complaints may
    12  relate to action, inaction or decisions of providers of assisted
    13  living services or residences or of personal care homes or of
    14  public agencies or of social service agencies or their
    15  representatives and which complaints may adversely affect the
    16  health, safety, welfare, interests, preferences or rights of
    17  consumers.
    18     "Options."  The Long-Term Care Pre-Admission Assessment
    19  Program and the Community Services for Nursing Facility
    20  Eligibility Program administered by the Department of Aging and
    21  operated by the local area agencies on aging.
    22     "Personal care home."  A premises in which food, shelter and
    23  personal assistance or supervision are provided for a period
    24  exceeding 24 hours for four or more consumers who are not
    25  relatives of the operator of the premises, who do not require
    26  the services in or of a licensed long-term care facility, but
    27  who require assistance or supervision in such matters as
    28  dressing, bathing, diet, financial management, evacuation of a
    29  residence in the event of an emergency or medication prescribed
    30  for self-administration.
    20030H0420B2113                  - 9 -     

     1     "Personal care services."  Assistance or supervision in
     2  dressing, bathing, diet, financial management or evacuation of a
     3  consumer in a personal care home, in the event of an emergency,
     4  or medication prescribed for self-administration.
     5  Section 3.  Intra-Governmental Council on Long-Term Care.
     6     (a)  Additional members.--In addition to the members
     7  appointed to the Intra-Governmental Council on Long-Term Care in
     8  accordance with section 212 of the act of June 13, 1967 (P.L.31,
     9  No.21), known as the Public Welfare Code, the Governor shall
    10  appoint four representatives of the assisted living community,
    11  one of whom shall be an owner or administrator of a licensed
    12  assisted living residence and one of whom shall be a consumer of
    13  a licensed assisted living residence, one of whom shall be a
    14  licensed provider of assisted living services and one of whom
    15  shall be a consumer of assisted living services from a licensed
    16  provider of assisted living services.
    17     (b)  Recommendations to be considered.--In developing rules
    18  and regulations for licensure of assisted living residences, the
    19  Department of Public Welfare shall work in cooperation with the
    20  Department of Aging and shall take into consideration
    21  recommendations of the Intra-Governmental Council on Long-Term
    22  Care.
    23  Section 4.  Powers and duties of Commonwealth departments and
    24                 agencies.
    25     (a)  General rule.--Within one year of the effective date of
    26  this act, the following Commonwealth departments shall work in
    27  consultation and in cooperation with each other to develop a
    28  program of licensure and regulation to govern adult living
    29  residences in this Commonwealth:
    30         (1)  The Department of Public Welfare shall serve as the
    20030H0420B2113                 - 10 -     

     1     lead agency in the development and implementation of a
     2     program for licensing and regulating adult living residences,
     3     to include a Category I license and a Category II license.
     4     The department shall coordinate with other State and local
     5     agencies having statutory responsibilities relating to adult
     6     living residences and providers of assisted living services.
     7         (2)  The Department of Aging shall formulate and provide
     8     to the Aging and Youth Committee of the Senate and the Aging
     9     and Older Adult Services Committee of the House of
    10     Representatives, within one year of the effective date of
    11     this act, recommendations for changes in existing State law
    12     and regulations to extend provisions of the act of November
    13     6, 1987 (P.L.381, No.79), known as the Older Adults
    14     Protective Services Act, to adult living residences and
    15     providers of assisted living services and the consumers
    16     thereof.
    17         (3)  The Department of Health shall formulate and provide
    18     to the Aging and Youth Committee of the Senate and the Aging
    19     and Older Adult Services Committee of the House of
    20     Representatives, within six months of the effective date of
    21     this act, recommendations for changes in existing State law
    22     and regulations to license providers of assisted living
    23     services who are not already licensed by the department. Such
    24     changes shall include, at a minimum, the following
    25     components:
    26             (i)  The Department of Health shall license assisted
    27         living services providers.
    28             (ii)  Direct service staff employed by assisted
    29         living services providers or providing direct care
    30         services to consumers in their homes shall meet all
    20030H0420B2113                 - 11 -     

     1         training and testing requirements in this act relating to
     2         assisted living residences that are not specific to
     3         assisted living residence care. Prior to start of
     4         training and testing, the applicant shall pass a criminal
     5         history background check conducted by the training and
     6         testing agency. Direct service staff shall present to
     7         assisted living services recipients documentation from
     8         the Department of Health that they have passed a criminal
     9         history check and have completed the required training.
    10             (iii)  Entities that do not provide personal care
    11         services, but that solely provide assistance with
    12         instrumental activities of daily living shall be exempt
    13         from the requirements of this act.
    14         (4)  Within one year of the effective date of this act,
    15     the Department of Labor and Industry shall promulgate rules
    16     and regulations applicable to assisted living residences in
    17     accordance with the act of November 10, 1999 (P.L.491,
    18     No.45), known as the Pennsylvania Construction Code Act, and
    19     in accordance with this section. The regulations shall apply
    20     to all assisted living residences not currently licensed by
    21     the Department of Public Welfare as a personal care home and
    22     to all personal care homes making an application to the
    23     department for a Category II license.
    24     (b)  Construction.--Nothing in this section shall be
    25  construed to preclude the role of any additional Commonwealth
    26  departments or agencies in the licensing and regulation of adult
    27  living residences, as designated by the Governor.
    28  Section 5.  Rules and regulations.
    29     The department shall promulgate rules and regulations for
    30  adult living residences that:
    20030H0420B2113                 - 12 -     

     1         (1)  Provide that any regulations specifically related to
     2     personal care homes, adopted prior to the effective date of
     3     this act, set forth in 55 Pa. Code Ch. 2620 (relating to
     4     personal care home licensing), and promulgated in accordance
     5     with the act of June 13, 1967 (P.L.31, No.21), known as the
     6     Public Welfare Code, shall continue to be applied to an owner
     7     or administrator of a personal care home under a Category I
     8     license. The department shall ensure consistency between such
     9     currently existing regulations governing personal care homes
    10     and any regulations promulgated in accordance with this act.
    11         (2)  Develop standards for a Category II license for
    12     assisted living residences.
    13         (3)  Within 90 days of the effective date of this act,
    14     adopt rules relating to the conduct of owners and employees
    15     of assisted living residences relative to the endorsement or
    16     delivery of public or private welfare, pension or insurance
    17     checks by a consumer of an assisted living residence.
    18         (4)  Within 90 days of the effective date of this act,
    19     and in consultation with the Department of Aging, the
    20     Department of Health, the Intra-Governmental Council on Long-
    21     Term Care and the Personal Care Home Advisory Committee,
    22     adopt rules for: classification of violations; enforcement
    23     measures for violations, including closure of adult living
    24     residences with extensive patterns of serious violations or
    25     those which are found to have severe violations which
    26     constitute a risk to safety of current or potential
    27     residents; closure of adult living residences that have
    28     failed to obtain a license and that have residents receiving
    29     services covered by this act; responding to the needs of
    30     residents with cognitive impairments; and protecting
    20030H0420B2113                 - 13 -     

     1     residents' rights. Such rules shall be in effect until the
     2     adoption of final regulations that cover the same subject
     3     matter.
     4         (5)  Exempt from regulation under this act boarding homes
     5     which merely provide room, board and laundry services to
     6     persons who do not need adult living residence services.
     7         (6)  Promote the cost efficiency and effectiveness of
     8     visitations and inspections.
     9         (7)  Delegate to other state and local agencies, as
    10     appropriate, responsibility for visitations, inspections,
    11     referral, placement and protection of consumers residing in
    12     adult living residences or receiving assisted living services
    13     from a provider of assisted living services.
    14         (8)  Evaluate the State's fire and panic laws as applied
    15     to adult living residences.
    16         (9)  Create a uniform standard policy for the discharge
    17     of a consumer from an adult living residence, including, at a
    18     minimum, advance notice provisions for the consumer.
    19         (10)  Create a listing of medical conditions or care
    20     needs that shall preclude adult living residences from
    21     admitting or retaining consumers whose service needs exceed
    22     the level of those services available at Category I or
    23     Category II residences.
    24         (11)  Provide for the implementation of fire and safety
    25     and consumer care standards relating to adult living
    26     residences by cities of the first class, second class and
    27     second class A.
    28         (12)  Ensure that any regulations established in
    29     accordance with this section shall be consistent with
    30     regulations of the department relating to the funding of
    20030H0420B2113                 - 14 -     

     1     residential care for the mentally ill or mentally retarded
     2     adults and any regulations of the Department of Aging
     3     relating to domiciliary care.
     4         (13)  Develop standards and qualifications for assisted
     5     living residence administrators.
     6         (14)  Develop standards for orientation and training for
     7     all direct service staff in an assisted living residence.
     8         (15)  Provide for the posting in adult living residences
     9     of information regarding the Long-Term Care Ombudsman
    10     Program, including the process whereby the services of the
    11     local ombudsman can be readily accessed including the
    12     telephone number, and name of the contact person. Such
    13     information shall be posted in a conspicuous location that is
    14     readily accessible and shall be presented in a form easily
    15     understood and read by consumers.
    16         (16)  Develop standards, for admission to adult living
    17     residences and for provision of assisted living services,
    18     including:
    19             (i)  Completion of a comprehensive assessment process
    20         and development of a comprehensive service plan for each
    21         consumer.
    22             (ii)  Requirements for information which must be
    23         provided to consumers of adult living residences and
    24         assisted living services.
    25             (iii)  Requirements for adult living residency
    26         contracts, including development of a standardized adult
    27         living residency contract.
    28  Section 6.  Criminal history and reporting of suspected abuse.
    29     The requirements of Chapters 5 and 7 of the act of November
    30  6, 1987 (P.L.381, No.79), known as the Older Adults Protective
    20030H0420B2113                 - 15 -     

     1  Services Act, shall apply to adult living residences and
     2  providers of assisted living services.
     3  Section 7.  License required.
     4     No person shall establish, maintain, operate or hold itself
     5  out as authorized to establish, maintain or operate:
     6         (1)  A personal care home without first having obtained a
     7     Category I license issued by the department.
     8         (2)  An assisted living residence without first having
     9     obtained a Category II license issued by the department.
    10  Section 8.  Application for license.
    11     (a)  Submission to department.--Any provider desiring to
    12  secure a Category I license or Category II license shall submit
    13  an application on a form prescribed by the department and shall
    14  submit any other information required by the department.
    15     (b)  Fees.--The following fee shall accompany an application
    16  for a license or for renewal of a license until modified by the
    17  department by regulation:
    18         (1)  Residences with less than 20 beds - $50.
    19         (2)  Residences with 20-50 beds - $100.
    20         (3)  Residences with 51-100 beds - $250.
    21         (4)  Residences with more than 100 beds - $500.
    22  Section 9.  Issuance of licenses.
    23     A license issued by the department under this act shall:
    24         (1)  Be issued for a period not to exceed one year.
    25         (2)  Be issued only to the applicant.
    26         (3)  Be issued only when the applicant has achieved
    27     compliance with the rules and regulations of the Commonwealth
    28     departments provided for under sections 4 and 5.
    29         (4)  Not be transferable unless the department approves
    30     the transfer of license. The department may deny transfers to
    20030H0420B2113                 - 16 -     

     1     friends, relatives or business associates, if it appears that
     2     the purpose of the transfer is to avoid licensure action or
     3     if it appears that the previous owner will continue to have
     4     involvement in the residence or business.
     5         (5)  Be posted at all time in a conspicuous and readily
     6     accessible place on the premises of the adult living
     7     residence.
     8  Section 10.  Standards for admission.
     9     The rules and regulations for the licensing of adult living
    10  residences promulgated by the department not later than one year
    11  after the effective date of this act shall provide that:
    12         (1)  Prior to admission to an adult living residence, an
    13     initial standardized screening instrument shall determine the
    14     appropriateness of the admission and shall be completed for
    15     all consumers. This standardized screening instrument shall
    16     be developed by the Department of Public Welfare, in
    17     cooperation with the Department of Aging, the Department of
    18     Health and the Intra-Governmental Council on Long-Term Care.
    19     In no way shall the utilization of this standardized
    20     instrument be in lieu of an options assessment for any
    21     consumer who may need publicly funded services.
    22         (2)  In addition to the screening, a medical evaluation
    23     shall be completed and signed by a physician prior to
    24     admission to an adult living residence, using a form approved
    25     by the department. Thereafter, an annual screening and a
    26     medical evaluation shall be administered to each consumer
    27     annually and when there is a significant change in condition
    28     of the consumer. A subsequent screening and evaluation may be
    29     prompted by a request from the consumer, the residence, the
    30     consumer's family or their legal representative, where
    20030H0420B2113                 - 17 -     

     1     applicable.
     2         (3)  Following completion of a comprehensive assessment,
     3     an appropriately trained person at the residence shall work
     4     in cooperation with an interdisciplinary team that includes
     5     the consumer, the consumer's legal representative or the
     6     consumer's family member to develop a written comprehensive
     7     service plan consistent with the consumer's unique physical
     8     and psychosocial needs with recognition of the consumer's
     9     capabilities and preferences.
    10         (4)  Adult living residences may not admit a consumer
    11     before a determination has been made that the needs of the
    12     consumer can be met based upon:
    13             (i)  The completed screening instrument.
    14             (ii)  The medical evaluation report.
    15             (iii)  An interview between the adult living
    16         residence and the consumer, and if applicable, the
    17         consumer's family, legal representative, or both.
    18         (5)  Assisted living residences with a Category II
    19     license shall:
    20             (i)  Foster aging in place and promote consumer self-
    21         direction and active participation in decision making
    22         while emphasizing a consumer's privacy and dignity.
    23             (ii)  Permit consumers to live independently in the
    24         residential environment of their choice with privacy and
    25         dignity.
    26             (iii)  Promote integration of consumers into the
    27         community and participation in the mainstream of
    28         activities.
    29             (iv)  Maximize consumer choice to promote and support
    30         the consumer's changing needs and preferences.
    20030H0420B2113                 - 18 -     

     1             (v)  Be consumer oriented and meet professional
     2         standards of quality.
     3         (6)  An assisted living residence administrator shall
     4     refer a consumer whose needs cannot be met by an assisted
     5     living residence for a standardized screening.
     6         (7)  A comprehensive service plan shall be on file for
     7     each consumer and shall be strictly adhered to in the
     8     provision of care and services provided to the consumer.
     9         (8)  Each consumer, or the consumer's legal
    10     representative, shall receive an information packet at the
    11     time of application which shall include the following items,
    12     to be presented in a form easily understood and read by the
    13     consumer:
    14             (i)  A copy of the adult living residence's policies.
    15             (ii)  Advance directive information, including
    16         information on the right to have or not have an advance
    17         directive.
    18             (iii)  Information regarding licensure status.
    19             (iv)  Telephone numbers of the local long-term care
    20         ombudsman program and the local area agency on aging.
    21             (v)  A copy of the adult living residency contract
    22         used by the adult living residence and all rates charged.
    23             (vi)  A copy of the internal complaint resolution
    24         mechanism used by the adult living residence.
    25             (vii)  A disclosure stating the rights of consumers
    26         under this act.
    27             (viii)  Information regarding the discharge policy of
    28         the adult living residence.
    29         (9)  All consumers shall receive a standard written adult
    30     living residency contract which shall include the actual rent
    20030H0420B2113                 - 19 -     

     1     and other charges for services provided by the adult living
     2     residence. The contract shall also include a disclosure
     3     statement which shall include the following:
     4             (i)  That the consumer shall have 24 hours from the
     5         time of presentation to sign the contract.
     6             (ii)  That if the contract is signed upon
     7         presentation, the consumer shall have 72 hours to rescind
     8         the contract.
     9         (10)  A consumer shall have the right to leave and return
    10     to the adult living residence, receive visitors, have access
    11     to a telephone and mail and participate in religious
    12     activities.
    13         (11)  Adult living residence owners, administrators and
    14     direct service staff shall be prohibited from being assigned
    15     power of attorney or guardianship for consumers.
    16  Section 11.  Right to enter and inspect.
    17     (a)  General rule.--The department shall have the right to
    18  enter and inspect any adult living residence that is licensed or
    19  required to be licensed under this act, with or without prior
    20  notice. The department shall have the right to free and full
    21  access to inspect and examine the assisted living residence and
    22  its grounds and the records of the residence and the licensee.
    23  The department shall also have immediate and full opportunity to
    24  privately interview any member of the direct service staff. The
    25  department shall contact the Long-Term Care Ombudsman and shall
    26  utilize any consumer-related information available to be
    27  provided by that office when conducting inspections under this
    28  section.
    29     (b)  Initial licensure inspection.--Before an adult living
    30  residence is licensed and permitted to open, operate or admit
    20030H0420B2113                 - 20 -     

     1  residents and before assisted living services are provided to
     2  consumers, it shall be inspected by the department and be found
     3  in compliance with the requirements set forth in this act and
     4  the resulting regulations.
     5     (c)  Annual unannounced inspections required.--The department
     6  shall annually conduct at least one onsite, unannounced
     7  inspection of each adult living residence.
     8     (d)  Special unannounced inspections.--Within 24 hours, upon
     9  receipt of a complaint from any person alleging an immediate
    10  serious risk to the health or safety of a consumer in an adult
    11  living residence, the department shall conduct an onsite
    12  unannounced inspection of the adult living residence. Complaints
    13  prompting an inspection pursuant to this subsection may include
    14  severe injury or death of a consumer in the adult living
    15  residence, reports of abuse or conditions or practices that
    16  create an immediate and serious risk to a consumer.
    17     (e)  Time period for unannounced inspections.--Except for
    18  complaints under subsection (d), the department shall determine
    19  the acceptable time period in which complaints shall be
    20  investigated based upon the seriousness of the complaint.
    21     (f)  Annual report.--The department shall submit on an annual
    22  basis a report to the Aging and Youth Committee of the Senate
    23  and the Aging and Older Adult Services Committee of the House of
    24  Representatives regarding the findings of the inspections
    25  required by this section.
    26     (g)  Administrative search warrants.--Notwithstanding the
    27  inspection and access powers of the department under subsection
    28  (a), upon showing probable cause that there is a violation of
    29  this act or regulations under this act, a court of competent
    30  jurisdiction or a district justice where the residence is
    20030H0420B2113                 - 21 -     

     1  located shall issue an administrative search warrant to the
     2  department. The warrant shall identify the address of the adult
     3  living residence to be searched, the hours during which the
     4  search will occur and any documents or objects to be seized.
     5  Section 12.  Relocation of consumers in assisted living
     6                 residences.
     7     (a)  Conditions.--Except as provided in subsection (c), the
     8  department, in conjunction with appropriate local authorities,
     9  shall relocate consumers from an assisted living residence if
    10  any of the following conditions exist:
    11         (1)  The assisted living residence is operating without a
    12     license.
    13         (2)  The licensee is voluntarily closing the assisted
    14     living residence and relocation is necessary for the health
    15     and safety of the consumers.
    16         (3)  The licensee is being involuntarily closed or has
    17     engaged in conduct that endangers the health and safety of
    18     consumers.
    19     (b)  Assistance.--The department shall offer relocation
    20  assistance to consumers relocated under this section. Except in
    21  an emergency, consumers shall be involved in planning their
    22  transfer to another placement and shall have the right to choose
    23  among the available alternative placements. The department may
    24  make temporary placement until final placement can be arranged.
    25  Consumers shall be provided with an opportunity to visit
    26  alternative placement before relocation or following temporary
    27  emergency relocation. Consumers shall choose their final
    28  placement and shall be given assistance in transferring to such
    29  place.
    30     (c)  When prohibited.--Consumers may not be relocated
    20030H0420B2113                 - 22 -     

     1  pursuant to this section if the department determines in writing
     2  that such relocation is not in the best interest of the
     3  consumers.
     4  Section 13.  Assisted living residence administrators.
     5     (a)  Appointment.--No later than 90 days after the effective
     6  date of this act, all assisted living residences shall identify
     7  and appoint an assisted living residence administrator or
     8  administrators who meet, within one year of the effective date
     9  of the regulations promulgated under section 5, at a minimum,
    10  the qualifications provided in this section.
    11     (b)  Qualification.--An assisted living residence
    12  administrator shall satisfy either of the following
    13  qualifications:
    14         (1)  (i)  be 21 years of age or older and be of good
    15         moral character;
    16             (ii)  have a high school diploma or a GED
    17         equivalency; and
    18             (iii)  have knowledge, education and training, as it
    19         pertains to assisted living residences, in all of the
    20         following:
    21                 (A)  Fire prevention and emergency planning.
    22                 (B)  First aid and cardiopulmonary resuscitation
    23             (CPR) certification, medications, medical terminology
    24             and personal hygiene.
    25                 (C)  Federal, State and local laws and
    26             regulations.
    27                 (D)  Nutrition, food handling and sanitation.
    28                 (E)  Recreation.
    29                 (F)  Matters relating to dementia, including
    30             normal aging, cognitive, psychological and function
    20030H0420B2113                 - 23 -     

     1             abilities of older persons.
     2                 (G)  Mental health issues.
     3                 (H)  Assisted living philosophy.
     4                 (I)  Use and benefits of assistive technology.
     5                 (J) Team building and stress reduction for
     6             assisted living residence staff.
     7                 (K)  Working with family members.
     8                 (L)  Awareness, identification, prevention and
     9             reporting of abuse and neglect.
    10                 (M)  Mission and purpose of services to
    11             individuals with cognitive impairments.
    12                 (N)  Communication skills and management of
    13             behavioral challenges.
    14                 (O)  Community resources and social services.
    15                 (P)  Staff supervision, budgeting, financial
    16             recordkeeping and training; or
    17         (2)  Be a licensed nursing home administrator or
    18     certified personal care home administrator who has completed
    19     a course of instruction in the administration of an assisted
    20     living residence, including instruction in all areas
    21     enumerated under paragraph (1)(iii).
    22     (c)  Training.--All administrators shall complete a
    23  department-approved training course of a minimum of 120 hours.
    24  All administrators shall pass a test which has been approved by
    25  the department and administered by an entity approved by the
    26  department at the end of training to demonstrate proficiency in
    27  the application of skills and knowledge.
    28     (d)  Continuing education.--Every two years, all
    29  administrators shall complete 36 hours of continuing education
    30  that has been approved by the department and is applicable to
    20030H0420B2113                 - 24 -     

     1  the practice of assisted living administrators.
     2  Section 14.  Staff orientation and training in assisted living
     3                 residences.
     4     (a)  General rule.--The department shall promulgate
     5  regulations, not later than 90 days after the effective date of
     6  this act to develop standards for orientation and training for
     7  all direct service staff in assisted living residences. Such
     8  orientation and training shall include the following areas:
     9         (1)  Fire prevention and emergency planning.
    10         (2)  First aid and CPR certification, medications,
    11     medical terminology and personal hygiene.
    12         (3)  Federal, State and local laws and regulations.
    13         (4)  Nutrition, food handling and sanitation.
    14         (5)  Recreation.
    15         (6)  Matters relating to dementia, including normal
    16     aging, cognitive, psychological and functional abilities of
    17     older persons.
    18         (7)  Mental health issues.
    19         (8)  Assisted living philosophy.
    20         (9)  Use and benefits of assistive technology.
    21         (10)  Team building and stress reduction for assisted
    22     living residence staff.
    23         (11)  Working with family members.
    24         (12)  Awareness, identification, prevention and reporting
    25     of abuse and neglect.
    26         (13)  Mission and purpose of services to individuals with
    27     cognitive impairments.
    28         (14)  Communication skills and management of behavioral
    29     challenges.
    30         (15)  Community resources and social services.
    20030H0420B2113                 - 25 -     

     1     (b)  Department-administered training.--If not otherwise
     2  available, the department shall schedule and offer, at cost,
     3  training and educational programs for a person to meet the
     4  knowledge, educational and training requirements established by
     5  this act.
     6  Section 15.  Staffing levels and training.
     7     (a)  General rule.--The department shall establish staffing
     8  levels for assisted living residences depending upon the
     9  facility population, mobility of residents and cognitive
    10  impairments to insure:
    11         (1)  Direct service staff to meet the unplanned and
    12     unscheduled needs of consumers.
    13         (2)  Direct service staff to meet consumers' planned and
    14     scheduled needs as required in their comprehensive service
    15     plans.
    16         (3)  Additional staff or contracted services to meet
    17     laundry, food service, housekeeping, transportation and
    18     maintenance needs of the assisted living residence.
    19     (b)  Training.--All direct service staff shall complete a
    20  department approved education and training program and obtain a
    21  certificate of completion. Direct service staff shall complete
    22  training and demonstrate proficiency in a manner approved by the
    23  department in each training component prior to independent work
    24  in that area.
    25  Section 16.  Persons with special needs.
    26     (a)  Immobile persons.--Immobile persons who do not require
    27  the services of a licensed long-term care facility, but who
    28  require assisted living residence services, shall be permitted
    29  to reside in an adult living residence with a Category II
    30  license, provided that the design, construction, staffing or
    20030H0420B2113                 - 26 -     

     1  operation of the assisted living residence allows for safe
     2  emergency evacuation.
     3     (b)  Alzheimer's disease, dementia and cognitive
     4  impairment.--For consumers with Alzheimer's disease or dementia
     5  or where the adult living residence holds itself out to the
     6  public as providing services or housing for persons with
     7  cognitive impairments, adult living residences shall disclose to
     8  consumers and provide:
     9         (1)  the residence's written statement of its philosophy
    10     and mission which reflects the needs of individuals with
    11     cognitive impairments;
    12         (2)  a description of the residence's physical
    13     environment and design features to support the functioning of
    14     adults with cognitive impairments;
    15         (3)  a description of the frequency and types of
    16     individual and group activities designed specifically to meet
    17     the needs of residents with cognitive impairments;
    18         (4)  a description of security measures provided by the
    19     facility;
    20         (5)  a description of training provided to staff
    21     regarding provision of care to consumers with cognitive
    22     impairments;
    23         (6)  a description of availability of family support
    24     programs and family involvement; and
    25         (7)  the process used for assessment and establishment of
    26     a plan of services for the consumer, including methods by
    27     which the plan of services will remain responsive to changes
    28     in the consumer's condition.
    29     (c)  Cognitive support services.--
    30         (1)  An adult living residence shall provide to a
    20030H0420B2113                 - 27 -     

     1     cognitively impaired consumer cognitive support services,
     2     including dementia-specific activity programming.
     3         (2)  Within 30 days of admission of a cognitively
     4     impaired consumer, the adult living residence shall register
     5     the consumer with the Commonwealth's Safe Return Program for
     6     individuals with cognitive impairments and tendencies to
     7     wander.
     8  Section 17.  Violations.
     9     (a)  Notice of violations.--                                   <--
    10         (1)  If the department, whether upon inspection,
    11     investigation or complaint, finds a violation of this act or
    12     regulations promulgated under this act, it shall give written
    13     notice to the licensee specifying the violation or violations
    14     found. The notice shall require the licensee to take action
    15     or to submit a plan of correction to bring the licensee into
    16     compliance with applicable law or regulation within a
    17     specified time.
    18         (2)  The licensee shall, within 15 days of receipt of the
    19     written notice or sooner if directed to do so by the
    20     department, submit a plan of correction.
    21         (3)  The department may revoke a license before providing
    22     notice or before a plan of correction is submitted whenever a
    23     violation poses a significant threat to the health or safety
    24     of the consumers in an adult living residence.
    25     (b)  Administrative fines.--If the department determines that
    26  an adult living residence has failed to comply with the
    27  provisions of this act or the regulations promulgated under this
    28  act, it may assess an administrative fine of not more than
    29  $1,000 per day per violation. In setting the fine, the
    30  department shall consider the severity of the violation and
    20030H0420B2113                 - 28 -     

     1  whether there is a pattern of violations. Money collected by the
     2     (A)  NOTICE OF VIOLATIONS.--UPON FINDING A VIOLATION OF THIS   <--
     3  ACT OR THE DEPARTMENT'S REGULATIONS, THE DEPARTMENT SHALL ISSUE
     4  A NOTICE OF VIOLATION TO THE LICENSEE. THE NOTICE SHALL INDICATE
     5  THE CLASS OF VIOLATION, THE FINE DUE, THE DATE BY WHICH AN
     6  ACCEPTABLE PLAN OF CORRECTION MUST BE SUBMITTED TO THE
     7  DEPARTMENT AND THE DATE BY WHICH THE VIOLATION MUST BE CORRECTED
     8  TO AVOID ADDITIONAL FINES.
     9     (B)  CLASSIFICATION OF VIOLATIONS.--THE DEPARTMENT SHALL
    10  CLASSIFY VIOLATIONS INTO THREE CLASSES OF VIOLATIONS: CLASS I,
    11  II AND III WITH CLASS I BEING THE MOST DANGEROUS OR HARMFUL TO
    12  HEALTH, SAFETY AND WELL-BEING AND CLASS III BEING THE LEAST.
    13  VIOLATIONS SHALL BE CLASSIFIED BASED ON SCOPE AND SEVERITY,
    14  INCLUDING IMPACT AND POTENTIAL IMPACT.
    15     (C)  FINES.--
    16         (1)  THE DEPARTMENT SHALL:
    17             (I)  DEVELOP A PROCESS FOR ASSESSING FINES WHICH
    18         SHALL PROVIDE THAT THE MOST SERIOUS VIOLATIONS OR A
    19         PATTERN OF NONCOMPLIANCE SHALL LEAD TO IMPOSITION OF A
    20         SET FINE PER RESIDENT WITHOUT AN OPPORTUNITY FOR THE
    21         LICENSEE TO CORRECT.
    22             (II)  IMPOSE AN ADDITIONAL SET FINE FOR EACH CLASS OF
    23         VIOLATION PER RESIDENT PER DAY THAT THE VIOLATION REMAINS
    24         UNCORRECTED BEYOND THE CORRECTION DATE CALLED FOR BY THE
    25         DEPARTMENT.
    26         (2)  FINES SHALL ALSO BE IMPOSED FOR FAILURE TO COMPLY
    27     WITH AN APPROVED PLAN OF CORRECTION AND OFFERING FALSE PROOF
    28     OF CORRECTION.
    29         (3)  MONEY COLLECTED BY THE department under this section
    30     shall be used to defray the expenses incurred by consumers
    20030H0420B2113                 - 29 -     

     1     relocated under this act. Any moneys remaining shall be used
     2     by the department for enforcing the provisions of this act.
     3     Fines collected pursuant to this act shall not be subject to
     4     the provisions of 42 Pa.C.S. § 3733 (relating to deposits
     5     into account).
     6     (D)  CORRECTION OF VIOLATIONS.--WHEN CITED FOR VIOLATION, A    <--
     7  LICENSEE SHALL SUBMIT A PLAN OF CORRECTION INDICATING HOW IT
     8  WILL REMEDY THE PROBLEM AND PREVENT RECURRENCE. THE DEPARTMENT
     9  SHALL DETERMINE WHETHER THE PLAN OF CORRECTION IS ACCEPTABLE AS
    10  A TOOL WHICH, UPON IMPLEMENTATION, WILL BRING THE FACILITY INTO
    11  COMPLIANCE. CORRECTION MUST BE ACHIEVED, IN ACCORDANCE WITH THE
    12  PLAN OF CORRECTION OR DEPARTMENT INSTRUCTIONS, PRIOR TO THE
    13  ISSUANCE OR RENEWAL OF A LICENSE. THE LICENSEE MUST DEMONSTRATE
    14  IMPLEMENTATION OF THE PLAN AND PROVIDE VERIFICATION TO THE
    15  DEPARTMENT THAT COMPLIANCE HAS BEEN ACHIEVED IN ORDER TO
    16  MAINTAIN LICENSURE STATUS AND AVOID ADDITIONAL FINES. SUBMISSION
    17  OF A PLAN OF CORRECTION SHALL NOT AMOUNT TO CORRECTION.
    18     (E)  COMPLAINTS.--
    19         (1)  THE DEPARTMENT SHALL RECEIVE COMPLAINTS 24 HOURS A
    20     DAY. COMPLAINTS SUBMITTED TO THE DEPARTMENT SHALL BE
    21     INVESTIGATED SWIFTLY BASED ON THE THREAT THE ALLEGATION, IF
    22     TRUE, POSES TO THE COMPLAINANT AND OTHER RESIDENTS. IN
    23     DETERMINING THE THREAT POSED AND THE TIME FRAME WITHIN WHICH
    24     TO INVESTIGATE, THE DEPARTMENT SHALL PRESUME THE FACTS
    25     ALLEGED TO BE TRUE.
    26         (2)  INVESTIGATIONS SHALL BE THROUGH UNANNOUNCED
    27     INSPECTIONS CONDUCTED BY DEPARTMENT STAFF WHO HAVE RECEIVED
    28     TRAINING IN COMPLAINT INVESTIGATION TECHNIQUES OR A SEPARATE
    29     DELEGATED COMPLAINT INVESTIGATION TEAM.
    30         (3)  IN NO CIRCUMSTANCES SHALL THE COMPLAINT
    20030H0420B2113                 - 30 -     

     1     INVESTIGATION BE COMPLETED BY THE LICENSING REPRESENTATIVE
     2     ASSIGNED TO THE ANNUAL LICENSING INSPECTIONS FOR THE
     3     FACILITY.
     4     (F)  PROVISIONAL LICENSE.--
     5         (1)  WHERE A LICENSEE HAS UNCORRECTED CLASS III
     6     VIOLATIONS, BUT AN ACCEPTABLE PLAN OF CORRECTION HAS BEEN
     7     SUBMITTED, THE LICENSEE MAY BE ISSUED A PROVISIONAL LICENSE
     8     FOR A PERIOD OF UP TO SIX MONTHS. ANY SUBSEQUENT PROVISIONAL
     9     LICENSE MAY ONLY BE ISSUED FOR DIFFERENT CLASS III VIOLATIONS
    10     THAN WERE THE CAUSE OF THE PREVIOUS PROVISIONAL LICENSE.
    11         (2)  A LICENSEE MAY RECEIVE UP TO FOUR CONSECUTIVE
    12     PROVISIONAL LICENSES, HOWEVER, THE LICENSEE MUST THEN ACHIEVE
    13     FULL COMPLIANCE OR NO LICENSE SHALL BE ISSUED. NO SUBSEQUENT
    14     PROVISIONAL LICENSE SHALL BE ISSUED IN THE CASE OF RECURRENCE
    15     OF THE SAME VIOLATIONS.
    16     (c) (G)  Criminal penalties.--A licensee that intentionally    <--
    17  commits a violation or continues to operate an adult living
    18  residence without a license by the department commits a
    19  misdemeanor of the second degree and shall, upon conviction, be
    20  sentenced to pay a fine of $5,000 or to imprisonment for not
    21  more than two years, or both.
    22  Section 18.  Reasons for denial, nonrenewal or revocation of a
    23                 license.
    24     The department may deny, refuse or renew or revoke a license
    25  for all or any portion of an adult living residence or may
    26  suspend or restrict admissions to the residence for any of the
    27  following reasons:
    28         (1)  Failure of a licensee to submit an acceptable plan
    29     of correction with a reasonable timetable to correct
    30     violations.
    20030H0420B2113                 - 31 -     

     1         (2)  The existence of a pattern of violations.
     2         (3)  Failure to comply with a plan of correction or to
     3     report violations in accordance with a timetable submitted by
     4     the applicant and agreed upon by the department.
     5         (4)  Fraud or deceit in obtaining or attempting to obtain
     6     a license.
     7         (5)  Lending, borrowing or using the license of another
     8     or in any way knowingly aiding or abetting the improper
     9     granting of a license.
    10         (6)  Incompetence, negligence or misconduct in operating
    11     the adult living residence.
    12         (7)  Mistreatment or abuse of a consumer of the adult
    13     living residence.
    14         (8)  Violation of the provisions of this act or the
    15     regulations promulgated under this act.
    16         (9)  Violation of other applicable Federal or State laws.
    17  Section 19.  Licensure appeals.
    18     (a)  Nature of proceeding.--A licensee aggrieved by a
    19  decision of the department under this act shall have the right
    20  to an appeal. The appeal shall be conducted in accordance with 2
    21  Pa.C.S. Ch. 5 Subch. A (relating to practice and procedure of
    22  Commonwealth agencies) to the board.
    23     (b)  Time for hearing.--
    24         (1)  Except as provided in paragraph (2), a hearing shall
    25     be held by the board within 90 days of receipt of the notice
    26     of request for a hearing.
    27         (2)  If the board determines that continued operation,
    28     pending administrative review, poses an immediate threat to
    29     the consumers in the assisted living residence or if the
    30     department has implemented an emergency action pursuant to
    20030H0420B2113                 - 32 -     

     1     section 21(c) and a timely request for a hearing has been
     2     made, a hearing shall be held within 15 days after the
     3     receipt of the response or request for a hearing.
     4         (3)  Hearing dates specified in this subsection may be
     5     extended by the board for good cause if agreed to by all
     6     parties.
     7     (c)  Decisions.--A decision shall be issued within 60 days
     8  after the final day of the hearing. In the case of an expedited
     9  hearing under subsection (b)(2), a decision shall be issued
    10  within five days after the final date of the hearing.
    11     (d)  Subpoenas.--The presiding officer may issue a subpoena
    12  at the request of either party.
    13     (e)  Discovery.--Discovery shall be limited to reasonable
    14  requests for production of documents and identification of
    15  witnesses. All other discovery shall be by mutual agreement of
    16  the parties.
    17  Section 20.  Effect of departmental orders.
    18     Orders of the department from which no appeal is taken to the
    19  board and orders of the board from which no timely appeal is
    20  taken to the court shall be final orders and may be enforced by
    21  a court of competent jurisdiction.
    22  Section 21.  Actions against violations of law and regulations.
    23     (a)  Violations.--Whenever any person, regardless of whether
    24  such person is a licensee, has violated any of the provisions of
    25  this act or the regulations issued pursuant thereto, the
    26  department may maintain an action in the name of the
    27  Commonwealth for an injunction or other process restraining or
    28  prohibiting such person from engaging in such activity.
    29     (b)  Residence closure for threat to health or safety.--
    30  Whenever the department determines that a violation poses an
    20030H0420B2113                 - 33 -     

     1  immediate and serious threat to the health or safety of the
     2  consumers of an adult living residence, the department may
     3  direct the closure of the residence and the transfer of the
     4  consumers to other adult living residences with either a
     5  Category I or a Category II license or other locations that are
     6  determined to appropriately meet the care needs of the displaced
     7  consumers. The department may petition the Commonwealth Court or
     8  the court of common pleas of the county in which the adult
     9  living residence is located to appoint the department temporary
    10  management of the adult living residence. If granted, the
    11  department shall assume operation of the adult living residence
    12  at the licensee's expense until there is an orderly closure of
    13  the adult living residence.
    14     (c)  Unlicensed adult living residences.--
    15         (1)  Whenever a license is required by this act, the
    16     department may maintain an action in a court of competent
    17     jurisdiction in the name of the Commonwealth for an
    18     injunction or other process restraining or prohibiting any
    19     person from establishing, maintaining or operating an adult
    20     living residence that does not possess a Category I license
    21     or Category II license.
    22         (2)  If a person who is refused a license or the renewal
    23     of a license to operate or conduct an adult living residence,
    24     or whose license to operate or conduct an adult living
    25     residence is revoked, fails to appeal, or should such appeal
    26     be decided finally favorable to the department, then the
    27     court shall issue a permanent injunction upon proof that the
    28     person is operating or conducting an adult living residence
    29     without a license as required by this act.
    30  Section 22.  Injunction or restraining order when appeal is
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     1                 pending.
     2     Whenever the department refuses to renew or revokes a license
     3  or orders a person to refrain from violating this act or the
     4  regulations promulgated under this act and the person, deeming
     5  himself aggrieved by the refusal, revocation or order, appeals
     6  from the action of the department to the board or from the order
     7  of the board to the court, the court may during pendency of the
     8  appeal:
     9         (1)  issue a restraining order or injunction upon a
    10     showing that the continued operation of the adult living
    11     residence adversely affects the health, safety or care of the
    12     consumers of the adult living residence; or
    13         (2)  authorize continued operation of the residence or
    14     make such other order, pending final disposition of the case,
    15     as justice and equity require.
    16  Section 23.  Annual report.
    17     (a)  Contents of.--The Department of Public Welfare shall,
    18  after consulting with the Department of Aging and the Department
    19  of Health, provide an annual report to the Intra-Governmental
    20  Council on Long-Term Care. The annual report shall include, at a
    21  minimum, the following:
    22         (1)  The total number of adult living residences and
    23     assisted living services providers in this Commonwealth as
    24     well as the numbers of residences and providers newly
    25     licensed within the previous year. Such report shall also
    26     include information presented separately regarding Category I
    27     Personal Care Homes and Category II Assisted Living
    28     Residences.
    29         (2)  Complaints received by the licensing departments,
    30     the ombudsman program or the protective services units in
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     1     each area agency on aging and the outcome of any
     2     investigations.
     3         (3)  Commonwealth costs associated with the licensing,
     4     inspection and payment of assisted living services.
     5         (4)  The availability of assisted living residences and
     6     assisted living services to consumers and any barriers
     7     experienced by consumers in accessing assisted living
     8     residences and assisted living services.
     9         (5)  General profile information regarding the types of
    10     consumers accessing assisted living residences and assisted
    11     living services.
    12         (6)  The costs experienced by consumers in assisted
    13     living residences and by consumers using assisted living
    14     services.
    15         (7)  Recommendations for additional legislative or
    16     regulatory action to improve the quality, affordability or
    17     accessibility of assisted living in this Commonwealth.
    18     (b)  Review process.--The Intra-Governmental Council on Long-
    19  Term Care shall have 30 days to review the report and to prepare
    20  written comments thereto. Such comments shall include
    21  recommendations regarding legislation or regulations and
    22  reporting methods. After the 30-day review and comment period,
    23  the council shall forward the department's report and their
    24  written comments to the Governor, the Aging and Youth Committee
    25  of the Senate and the Aging and Older Adult Services Committee
    26  of the House of Representatives.
    27  Section 24.  Legislative Budget and Finance Committee study.
    28     Within nine months after the effective date of this act, the
    29  Legislative Budget and Finance Committee shall report to the
    30  General Assembly on existing Federal and other states'
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     1  initiatives and programs that provide financial assistance for
     2  assisted living. This study shall include information on other
     3  Federal or state assisted living programs that are effectively
     4  administered and can be considered a model.
     5  Section 25.  Committee regulation review.
     6     In accordance with the act of June 25, 1982 (P.L.633,
     7  No.181), known as the Regulatory Review Act, all regulations
     8  promulgated pursuant to this act shall be referred to the Aging
     9  and Youth Committee of the Senate and the Aging and Older Adult
    10  Services Committee of the House of Representatives.
    11  Section 26.  Increase to State supplemental assistance for
    12                 persons in personal care homes.
    13     (a)  General rule.--Notwithstanding any other provision of
    14  the act of June 13, 1967 (P.L.31, No.21), known as the Public
    15  Welfare Code, or regulations of the department to the contrary,
    16  the amount of the State supplemental assistance payable to a
    17  person who is eligible under section 432(2)(ii) of the Public
    18  Welfare Code and who is a resident of a personal care home shall
    19  be increased by an amount of $15 per day.
    20     (b)  Consumer Price Index Adjustment.--The amount of State
    21  supplemental assistance payable under subsection (a) shall be
    22  increased beginning July 1, 2004, by an amount equal to the
    23  increase in the Consumer Price Index for Urban Wage Earners for
    24  the immediately preceding calendar year, which amount shall be
    25  published in the Pennsylvania Bulletin annually by the
    26  department on or before the preceding November 30.
    27  Section 27.  Severability.
    28     If any provision of this act or the application thereof to
    29  any person or circumstances is held invalid, such invalidity
    30  shall not affect other provisions or applications of the act
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     1  which can be given effect without the invalid provision or
     2  application, and to this end the provisions of this act are
     3  declared to be severable.
     4  Section 28.  Repeal.
     5     All acts and parts of acts are repealed insofar as they are
     6  inconsistent with this act.
     7  Section 29.  Effective date.
     8     This act shall take effect in one year.















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