PRINTER'S NO. 1055
No. 946 Session of 1999
INTRODUCED BY STEIL, MICHLOVIC, CORRIGAN, READSHAW, FICHTER, HALUSKA, M. COHEN, MELIO, WALKO, WILLIAMS, BATTISTO, TRELLO, STABACK, McILHINNEY, CURRY, HENNESSEY, ARGALL, LAUGHLIN, HARHAI, COLAFELLA, ROSS, CIVERA, SAYLOR, MUNDY, FREEMAN, STEELMAN, CAWLEY, YOUNGBLOOD, DALLY, E. Z. TAYLOR, COSTA, RUBLEY, SHANER, WOJNAROSKI, ORIE, CAPPABIANCA, MARKOSEK, McCALL AND DeLUCA, MARCH 22, 1999
REFERRED TO COMMITTEE ON LOCAL GOVERNMENT, MARCH 22, 1999
AN ACT 1 Enabling counties and municipalities to develop watershed-based 2 storm water plans and to regulate storm water within 3 designated watershed boundaries; imposing duties and 4 conferring powers on the Department of Environmental 5 Protection, on the Environmental Quality Board, on counties 6 and on municipalities; and providing for financing. 7 TABLE OF CONTENTS 8 Section 1. Short title. 9 Section 2. Legislative findings. 10 Section 3. Purpose. 11 Section 4. Definitions. 12 Section 5. Comprehensive watershed storm water plans. 13 Section 6. Implementation of comprehensive watershed 14 storm water management plan. 15 Section 7. Additional powers and duties of county. 16 Section 8. Duties of municipalities in regulating development 17 of land.
1 Section 9. Entry upon land for surveys and examinations. 2 Section 10. Powers and duties of department and Environmental 3 Quality Board. 4 Section 11. Bond authorization; provisions. 5 Section 12. Remedies of bondholders. 6 Section 13. Preservation of existing rights and remedies. 7 Section 14. Grants. 8 Section 15. Appropriation. 9 Section 16. Effective date. 10 The General Assembly of the Commonwealth of Pennsylvania 11 hereby enacts as follows: 12 Section 1. Short title. 13 This act shall be known and may be cited as the Comprehensive 14 Watershed Storm Water Act. 15 Section 2. Legislative findings. 16 The General Assembly finds that: 17 (1) There are several adverse consequences of 18 uncontrolled runoff of storm water and subsurface drainage, 19 including increased flood stages in streams, reduced 20 groundwater recharge, erosion and sedimentation problems and 21 decreased stream quality. 22 (2) Watershed-based comprehensive storm water management 23 planning and implementation are critical to protect the 24 public health and safety of the people of this Commonwealth. 25 (3) There is a need for dedicated funding to develop and 26 implement comprehensive watershed storm water plans and to 27 construct storm water facilities to manage and control 28 existing and future storm water runoff and subsurface 29 drainage. 30 Section 3. Purpose. 19990H0946B1055 - 2 -
1 The purpose of this act is to: 2 (1) Enable counties and municipalities to develop 3 comprehensive watershed-based storm water plans for the 4 following purposes: 5 (i) Preventing increased flood stages in streams. 6 (ii) Controlling the quantity, direction and 7 velocity of storm water runoff and subsurface drainage. 8 (iii) Improving groundwater recharge. 9 (iv) Reducing erosion and sedimentation. 10 (2) Encourage the regional implementation of 11 comprehensive watershed storm water management plans within 12 designated watershed boundaries to preserve and protect areas 13 adversely affected by storm water runoff and subsurface 14 drainage. 15 Section 4. Definitions. 16 The following words and phrases when used in this act shall 17 have the meanings given to them in this section unless the 18 context clearly indicates otherwise: 19 "Agency." A county or municipality authorized pursuant to 20 section 5 or 6 to develop or implement a comprehensive watershed 21 storm water plan. 22 "Bonds." The notes, bonds and other evidence of indebtedness 23 or obligations which are authorized to be issued pursuant to 24 section 11. 25 "Commercial property." Any property developed for 26 manufacturing; processing of raw materials or products; 27 nonmanufacturing purposes, including stores, office buildings, 28 shopping centers, industrial parks, trucking terminals or 29 railroads; institutional purposes, including schools, churches, 30 hospitals or other services; or property developed as a primary 19990H0946B1055 - 3 -
1 or secondary residence for occupation by three or more families. 2 "Comprehensive watershed storm water plan." A plan 3 containing all of the elements prescribed under the act of 4 October 4, 1978 (P.L.864, No.167), known as the Storm Water 5 Management Act, plus elements outlined in section 5(c), for the 6 specific purpose of managing all storm water flows within the 7 watershed. 8 "County." A body politic and corporate, created pursuant to 9 the act of August 9, 1955 (P.L.323, No.130), known as The County 10 Code. 11 "Department." The Department of Environmental Protection of 12 the Commonwealth. 13 "Municipality." A city, borough, town, a township or another 14 governmental unit when acting as an agent thereof or any 15 combination of these acting jointly. 16 "Person." An individual, partnership, public or private 17 association or corporation, firm, trust, estate, municipality, 18 county governmental unit, public utility or any other legal 19 entity whatsoever which is recognized by law as the subject of 20 rights and duties. 21 "Regional storm water facility." A storm water facility 22 which is located in, is financed by or serves more than one 23 subdivision or municipality in a watershed. 24 "Residential property." Any property developed as a primary 25 or secondary residence for occupation by two or less families. 26 "Storm water." Drainage runoff from the surface of the land 27 resulting from precipitation or snow or ice melt. 28 "Storm water facility." A natural feature or man made 29 facility that collects, detains, retains, conveys, treats or 30 infiltrates storm water or subsurface drainage. 19990H0946B1055 - 4 -
1 "Subsurface drainage." Drainage runoff which occurs below 2 the surface of the ground, or its surface manifestation, 3 resulting from precipitation, snow or ice melt or alteration or 4 development of land. 5 "Watershed." The entire region or area drained by a river or 6 other body of water, whether natural or artificial, as 7 designated pursuant to the act of October 4, 1978 (P.L.864, 8 No.167), known as the Storm Water Management Act. 9 "Watershed storm water plan." A plan for storm water 10 management prepared for a watershed and adopted by a county in 11 accordance with act of October 4, 1978 (P.L.864, No.167), known 12 as the Storm Water Management Act. 13 Section 5. Comprehensive watershed storm water plans. 14 (a) Local authorization to counties.--The county or counties 15 located in a watershed, acting jointly or through a joint 16 agency, may develop a comprehensive storm water management plan 17 as described in subsection (c). If all counties in the watershed 18 do not agree to develop the plan, then the plan shall assume 19 flow regimes, at the boundaries of the nonparticipating county 20 or counties, which are consistent with the comprehensive 21 watershed storm water plan. 22 (b) Local authorization to municipalities.--If no county in 23 the watershed agrees to develop a comprehensive watershed storm 24 water plan for the watershed, municipalities representing at 25 least 51% of the municipalities within that watershed, acting 26 jointly or through a joint agency may develop a comprehensive 27 watershed storm water plan as described in subsection (c). If 28 all municipalities in the watershed do not agree to develop the 29 plan, then the plan shall assume flow regimes, at the boundaries 30 of the nonparticipating municipalities, which are consistent 19990H0946B1055 - 5 -
1 with the comprehensive watershed storm water plan. 2 (c) Composition.--The comprehensive watershed storm water 3 plan shall consist of, but is not limited to: 4 (1) Identification of existing storm water and 5 subsurface drainage problems in the watershed. 6 (2) Identification of existing storm water facilities in 7 the watershed, their engineering design features, their 8 ownership and maintenance responsibility. 9 (3) A design standard common to all storm water 10 facilities within the watershed. 11 (4) Designation of locations, sizes and types of storm 12 water facilities for construction to correct existing and 13 prevent future storm water and subsurface drainage problems. 14 (5) A priority listing for construction of each storm 15 water facility included in the plan. 16 (6) Identification of financing alternatives for storm 17 water facilities. 18 (7) A program for public information, participation and 19 education. 20 (8) Provision for plan update or review at a minimum of 21 every five years. 22 (9) Demonstration of consistency with other existing 23 Federal, State, interstate, regional, county and municipal 24 environmental and land use plans. 25 (10) Demonstrate consistency with existing watershed 26 storm water plans. 27 (11) Design of a rate structure for fees and assessments 28 to implement the plan. 29 (12) A description of the mechanism by which the plan 30 will be implemented. 19990H0946B1055 - 6 -
1 (d) Development.--Public participation in the development of 2 the comprehensive watershed storm water plan shall be provided 3 as follows: 4 (1) A comprehensive watershed storm water plan advisory 5 committee, composed of at least one representative from each 6 municipality, county and county soil and water conservation 7 district in the watershed shall be established to advise the 8 agency throughout the process. 9 (2) Prior to adoption, the comprehensive watershed storm 10 water plan shall be reviewed by the official planning agency 11 and governing body of each municipality and county and by 12 each regional planing agency in the watershed, for 13 consistency with other plans and programs affecting the 14 watershed. All such reviews and the agency's responses shall 15 be submitted to the department with the plan, at the time an 16 approval of the plan is requested from the department. 17 (3) Prior to adoption or amendment of the plan, 18 reasonable public notice shall be given and a public hearing 19 shall be held within the watershed. 20 (d) Adoption.--Adoption or amendment of the plan shall be by 21 resolution of the governing body or bodies of the agency or 22 agencies identified in subsection (a), which have authorized 23 development of the plan. 24 (e) Approval by department.--Prior to adoption, a 25 comprehensive watershed storm water plan shall be submitted to 26 the department for review and approval. The department shall 27 approve the plan if it determines that it is consistent with the 28 following: 29 (1) Municipal flood plan management plans. 30 (2) State programs which regulate dams, encroachments, 19990H0946B1055 - 7 -
1 water obstructions, erosion and sedimentation. 2 (3) Federal and State flood control and water quality 3 programs. 4 (4) Other watershed storm water plans for the basin in 5 which the watershed is located. 6 (5) The policies and purposes of this act and the act of 7 October 4, 1978 (P.L.864, No.167), known as the Storm Water 8 Management Act. 9 (f) Appeals.--Any person aggrieved by a final decision of 10 the department approving or disapproving a storm water 11 management plan or any amendment to it may appeal the decision 12 to the Environmental Hearing Board in accordance with the 13 provisions of the act of July 13, 1988 (P.L.530, No.94), known 14 as the Environmental Hearing Board Act. 15 Section 6. Implementation of comprehensive watershed storm 16 water management plan. 17 (a) Procedure.--A department-approved comprehensive 18 watershed storm water plan may be implemented in the following 19 manner: 20 (1) All municipalities in a watershed may agree to 21 assume responsibility for implementation of the plan by 22 acting jointly or through a joint agency. When acting without 23 a joint agency, each municipality will carry out the plan 24 within its municipal boundaries. The municipalities may ask 25 the county or counties in the watershed to accept authority 26 to enforce the plan. 27 (2) If two-thirds of the municipalities, representing at 28 least 51% of the population within the watershed, through 29 adoption of resolutions of their governing bodies, request 30 that the county or counties in the watershed assume 19990H0946B1055 - 8 -
1 responsibility for implementation of the plan, then the 2 county or counties shall assume such responsibility. 3 (3) One or more municipalities in the watershed may 4 request that the county or counties in the watershed assume 5 responsibility for implementation of the plan. The county or 6 counties may assume responsibility for implementation of the 7 plan and operational authority for the storm water facilities 8 as provided for in the plan, but only for municipalities 9 which agree to allow the county or counties to assume 10 implementation responsibilities. 11 (b) Exercise of local authority.--A county or counties or 12 municipalities which have assumed responsibility for 13 implementation of the plan shall have the right to exercise 14 authority by any of the following methods: 15 (1) By creating an operational unit under the authority 16 of the county or municipalities or by assigning such 17 responsibility to an existing operational unit. 18 (2) By contracting with any private or public, profit or 19 not-for-profit organization, corporation or other legal 20 entity to perform such responsibilities in accordance with 21 the plan. 22 (c) Powers.--Municipalities exercising the authority to 23 implement the plan under subsection (a)(1) may exercise the 24 following powers: 25 (1) Deny any landowner in a municipality access to the 26 storm water facilities constructed pursuant to the plan 27 unless the landowner complies with the municipal ordinances 28 adopted under this act. 29 (2) Install necessary storm water facilities on private 30 property if the landowner does not comply with the municipal 19990H0946B1055 - 9 -
1 ordinances adopted under this act requiring installation of 2 storm water facilities for activities on the landowner's 3 property, and assess costs against such landowner, which 4 costs shall be recoverable in the same manner as assessments 5 under section 7. 6 (d) Ceding of authority.--If a county or counties assume 7 responsibility for implementation of the storm water management 8 implementation plan, then the cooperating municipalities shall 9 cede to the county or counties all existing storm water 10 facilities under municipal ownership and all powers provided for 11 in subsection (c). 12 (e) Fee authorization.--The county may levy a storm water 13 use fee on real property to pay for all costs associated with 14 implementation under this section as defined in section 7. 15 (f) Reimbursement of implementation costs.--A municipality 16 shall be reimbursed by the county for its costs of 17 implementation under subsection (a)(1) and (3). 18 (g) Design criteria and standards.--The county shall be the 19 sole arbiter of the engineering design and standard for any 20 storm water facility implemented under this section and shall 21 have no responsibility to reimburse the cost of any facility not 22 meeting the design criteria. 23 Section 7. Additional powers and duties of county. 24 (a) Plan development and implementation.--In addition to any 25 existing powers, the county responsible for development or 26 implementation of the comprehensive watershed storm water plan 27 shall have the power and duty to: 28 (1) Fix, alter, charge and collect rates and fees in the 29 area served by the county and the associated watershed at 30 reasonable and uniform rates as determined exclusively by the 19990H0946B1055 - 10 -
1 county in order to carry out the powers and duties authorized 2 under this act, including preparation of comprehensive 3 watershed storm water plans and their implementation and the 4 acquisition or construction of storm water facilities in the 5 watershed. 6 (i) These fees shall be assessed on real property in 7 the watershed according to the following schedule: 8 (A) Residential properties shall be assessed a 9 flat rate without regard to size or value. 10 (B) Commercial properties shall be assessed a 11 flat rate per square foot of impervious surface 12 coverage. 13 (ii) The fees established under this paragraph by a 14 county shall be added to the annual real estate tax 15 authorized and collected under, as appropriate, the act 16 of December 31, 1965 (P.L.1257, No.511), known as The 17 Local Tax Enabling Act, or the act of May 22, 1933 18 (P.L.853, No.155), known as The General County Assessment 19 Law, and under the act of June 17, 1913 (P.L.507, 20 No.335), referred to as the Intangible Personal Property 21 Tax Law, authorizing counties to collect taxes. 22 (iii) The fees established under this paragraph 23 shall not exceed the cost of preparation or 24 implementation of the comprehensive watershed storm water 25 plan, which may include administrative, operating and 26 maintenance expenses and the payment of principal and 27 interest on its obligations. 28 (iv) A county or agency which collects a fee under 29 this paragraph shall obtain departmental approval of the 30 comprehensive watershed storm water plan within two years 19990H0946B1055 - 11 -
1 after beginning to collect the fee or collection must 2 terminate. 3 (2) Make expenditures necessary to prepare and implement 4 the comprehensive watershed storm water plan. 5 (3) Determine exclusively the services and improvements 6 required to provide safe, adequate and reasonable service in 7 the areas served. 8 (4) Deposit the revenues collected under this section in 9 a dedicated account and use them only to develop and/or 10 implement a comprehensive watershed storm water plan. 11 (5) Collect delinquent fees in accordance with the act 12 of May 16, 1923 (P.L.207, No.153), referred to as the 13 Municipal Claim and Tax Lien Law. Any resident, owner of real 14 property or person in the watershed questioning the rate 15 fixed by the agency or the adequacy, safety and 16 reasonableness of the agency's services, including extensions 17 thereof, shall first raise such objections with the agency. 18 After exhausting their administrative remedies, such persons 19 may bring suit against the agency in the court of common 20 pleas of the county in which the storm water facility is 21 located or, if the storm water facility is located in more 22 than one county, in the court of common pleas of the county 23 wherein the principal office of the owner of the storm water 24 facility is located. The court of common pleas shall have 25 exclusive jurisdiction to determine all such questions 26 involving rates or service. 27 (6) Levy and collect benefit assessments upon the 28 properties within the watershed for the purpose of acquiring 29 or constructing regional storm water facilities, which 30 properties, in its judgment, are especially benefited thereby 19990H0946B1055 - 12 -
1 whether they abut such facilities or not, according to such 2 rule as the agency adopts, subject to the right of appeal. 3 These assessments may include a proportionate share of the 4 cost of any part of the regional storm water facility, 5 including the cost of preliminary studies and surveys, 6 detailed working plans and specifications, acquisition of 7 necessary land or property or an interest therein, damage 8 awards, construction costs, interest charges during 9 construction, legal or other fees or any other expense 10 incidental to the completion of the work. In assessing 11 benefits and apportioning the amount to be raised among the 12 properties benefited, the agency may give consideration to 13 the area, to assessed real estate value, to present or 14 permitted use of the benefited properties and to any other 15 relevant factors. Revenue from the assessment of benefits 16 shall be used solely for the acquisition or construction of 17 the regional storm water facility, provided that such 18 assessments are solely for the payment of principal and 19 interest on bonds or notes issued to finance such acquisition 20 or construction. No assessment shall be made against any 21 property in excess of the special benefit to accrue to such 22 property. 23 (7) Fulfill the terms and provisions of any agreements 24 made with the purchasers or holders of any such obligation of 25 the agency. 26 (8) Borrow money, make and issue negotiable notes, 27 bonds, refunding bonds, and other evidences of indebtedness 28 or bonds of the agency, the bonds to have a maturity date not 29 longer than 40 years from the date of issue. 30 (9) Secure payment of the bonds or any part thereof by 19990H0946B1055 - 13 -
1 pledge or deed of trust of all or any of its revenues and 2 receipts, and to make such agreements with the purchasers or 3 holders of such bonds or with others in connection with any 4 such bonds, whether issued or to be issued. 5 (10) Borrow money and issue such notes, bonds and other 6 indebtedness and obligations jointly with any adjoining 7 state, as the agency shall deem advisable and, in general, to 8 provide for the security for the bonds and the rights of the 9 holders thereof and in respect to any storm water facility 10 constructed and operated under agreement with any such 11 agency. Any agency may enter into any deed of trust, 12 indenture or other agreement with any bank or trust company 13 or other person or persons in the United States having power 14 to enter into the same, including any Federal agency, as 15 security of such bonds and may assign and pledge all or any 16 of the revenue of receipts of the agency thereunder. Such 17 deed of trust, indenture or agreement may contain such 18 provisions as may be customary in such instruments or as the 19 agency may authorize, including, but not limited to, the 20 following: 21 (i) The construction, improvement, operation, 22 maintenance and repair of any storm water facility and 23 the duties of the agency with reference thereto. 24 (ii) The application of funds and the safeguarding 25 of funds on hand or on deposit. 26 (iii) The rights and remedies of the trustee and the 27 holder of the bonds, which may include restrictions upon 28 the individual right of action of such bondholders. 29 (iv) The terms and provisions of the bonds or the 30 resolutions authorizing the issuance of the same. 19990H0946B1055 - 14 -
1 (11) Use any available Federal or State funds, and any 2 other funds, and set up accounts as are necessary to 3 implement the provisions of this act. 4 (12) Implement the approved comprehensive watershed 5 storm water plan. These powers may include, but are not 6 limited to: 7 (i) Developing technical details for the storm water 8 facilities to be implemented in accordance with the 9 approved comprehensive watershed storm water plan. 10 (ii) Planning for capital facilities, including the 11 development of maintenance schedules. 12 (iii) Reviewing and approving the location, design 13 and construction within the watershed of facilities, 14 owned or financed, in whole or in part, by funds from the 15 Commonwealth, including storm water facilities, 16 obstruction, flood control projects, highways and 17 transportation facilities, and facilities for the 18 provision of public utility service, to assure their 19 consistency with the comprehensive watershed storm water 20 plan. The county shall review and take action on such 21 submissions within 45 days of receipt of application. 22 (iv) Inspection of storm water facilities for 23 adherence to plans and construction and maintenance 24 standards. 25 (v) Providing for routine maintenance. 26 (13) Construct regional storm water facilities. 27 (14) Cooperate with emergency response and relief 28 agencies. 29 (15) Make contracts of every name and nature and execute 30 instruments necessary or convenient for the carrying out of 19990H0946B1055 - 15 -
1 its business. 2 (16) Provide for public comment on any project involving 3 the construction of capital facilities. 4 (17) Conduct management practices to ensure the 5 satisfactory performance of the duties of the agency, 6 including, but not limited to, an annual audit and 7 engineering review, provision of necessary and proper 8 insurance coverage and preparation of an annual report for 9 the citizens. Public hearings shall be scheduled annually to 10 review the agency's budget and spending plan for the coming 11 year. 12 (18) Prepare and implement actions to correct existing 13 storm water and subsurface drainage problems as necessary 14 under the approved comprehensive watershed storm water plan, 15 according to sound engineering practices and in the most 16 cost-effective manner. 17 (19) Notify the department, as may be required by 18 regulations, of activities undertaken by the agency. 19 (20) The bonds shall have all the qualities of 20 negotiable instruments under the law merchant and the 21 negotiable instruments law of this Commonwealth. 22 (b) Other requirements.--The powers and duties under this 23 section in no way relieve persons engaged in the alteration or 24 development of land of the responsibility to comply with the 25 requirements of municipal storm water ordinances, the approved 26 comprehensive watershed storm water plan and the requirements of 27 the act of October 4, 1978 (P.L.864, No.167), known as the Storm 28 Water Management Act. 29 Section 8. Duties of municipalities in regulating development 30 of land. 19990H0946B1055 - 16 -
1 A municipality shall regulate development activities 2 consistent with any applicable approved comprehensive watershed 3 storm water plan. 4 Section 9. Entry upon land for surveys and examinations. 5 Designated representatives of the agency, upon serving a 6 reasonable notice, may enter upon lands in the watershed to make 7 surveys and examinations to accomplish the necessary purposes of 8 the agency or to have access to storm water facilities. 9 Section 10. Powers and duties of department and Environmental 10 Quality Board. 11 (a) Technical assistance.--Upon request of a county or 12 municipality, the department shall provide technical assistance 13 as required for the purposes of this act. The department may 14 prepare and issue such guidelines as may be appropriate to 15 assist in the implementation of this act. 16 (b) Department authority.--Nothing in this act shall be 17 construed to abrogate the authority of the department under any 18 of the environmental laws administered by the department. 19 (c) Environmental Quality Board.--The Environmental Quality 20 Board shall adopt such rules and regulations of the department 21 as are necessary and appropriate to carry out the purposes of 22 this act. 23 (d) Approval of comprehensive watershed storm water plan.-- 24 The department shall approve a comprehensive watershed storm 25 water plan, if it is consistent with this act, the act of 26 October 4, 1978 (P.L.864, No.167), known as the Storm Water 27 Management Act and the rules and regulations of the 28 Environmental Quality Board. 29 Section 11. Bond authorization; provisions. 30 (a) Authorization.--The bonds of any agency shall be 19990H0946B1055 - 17 -
1 authorized by resolution of the board of directors and shall be 2 of the series, bear such date or dates, mature at such time or 3 times, not exceeding 40 years from their respective dates, and 4 bear interest at such rate or rates as shall be determined by 5 the agency to be necessary to issue and sell the authorized 6 bonds. The bonds shall meet all of the following: 7 (1) Be payable semiannually. 8 (2) Be in denomination and form, either coupon or fully 9 registered without coupons. 10 (3) Carry registration, exchangeability and 11 interchangeability privileges. 12 (4) Be subject of terms of redemption, not exceeding 13 150% of the principal amount thereof. 14 (5) Be entitled to priorities in the revenues of 15 receipts of the agency as resolution or resolutions may 16 provide. 17 (6) Be signed by or bear the facsimile signature of such 18 officers as the agency shall determine. Coupon bonds shall 19 include interest coupons bearing the facsimile signature of 20 the treasurer of the agency, and all bonds shall be 21 authenticated by an authenticating agent, fiscal agent or 22 trustee, all as may be prescribed in the resolution or 23 resolutions. These bonds may be issued and delivered, 24 notwithstanding that one or more of the officers signing the 25 bonds, or the facsimile of whose signature shall be upon the 26 bonds or the coupons shall have ceased to be the officer or 27 officers at the time when the bonds are actually delivered. 28 (b) Provisions.--Any resolution or resolutions authorizing 29 any bonds may contain provisions which shall be part of the 30 contract with the holders thereof, as to the following: 19990H0946B1055 - 18 -
1 (1) Pledging the full faith and credit of the agency, 2 but not of the Commonwealth, for such obligations or 3 restricting the same to all or any of the revenues of the 4 agency from activities authorized by this act. 5 (2) The construction, improvement, operations, 6 extension, enlargement, maintenance and repair of storm water 7 facilities and the duties of the agency with reference 8 thereto. 9 (3) The terms and provisions of the bonds. 10 (4) Limitations on the purpose to which the proceeds of 11 the bonds then or thereafter to be issued or of any loan or 12 grant by the United States may be applied. 13 (5) The rate of tolls and other charges for use of the 14 facilities of or for the services rendered by the agency. 15 (6) The setting aside of reserves or sinking funds and 16 the regulation and disposition thereof. 17 (7) Limitations in the issuance of additional bonds. 18 (8) The terms and provisions of any deed of trust or 19 indenture which secure the bonds or under which the same may 20 be issued. 21 (9) Any other or additional agreements with the holders 22 of the bonds. 23 Section 12. Remedies of bondholders. 24 (a) Agency default.--The rights and remedies herein 25 conferred upon or granted to the bondholders shall be in 26 addition to and not in limitation of any rights and remedies 27 lawfully granted to such bondholders by the resolution or 28 resolutions providing for the issuance of bonds or by any deed 29 of trust, indenture or other agreement under which the same may 30 be issued. In the event that the agency shall default in the 19990H0946B1055 - 19 -
1 payment of principal or interest on any of the bonds after the 2 principal or interest shall become due, whether at maturity or 3 upon call for redemption, and such default shall continue for a 4 period of 30 days or in the event that the agency shall fail or 5 refuse to comply with the provisions of this act or shall 6 default in any agreement made with the holders of the bonds, the 7 holders of 25% in aggregate principal amount of the bonds then 8 outstanding, by instrument or instruments filed in the office of 9 the recorder of deeds of the county and proved or acknowledged 10 in the same manner as a deed to be recorded, may appoint a 11 trustee to represent the bondholders for the purpose provided in 12 this act. 13 (b) Action.--The trustee under subsection (a) and any 14 trustee under any deed of trust, indenture or other agreement 15 may and, upon written request of the holders of 25%, or other 16 percentages as may be specified in any deed of trust, indenture 17 or other agreement, in principal amount of the bonds then 18 outstanding shall, in his or its own name: 19 (1) By mandamus or other suit, action or proceeding at 20 law or in equity, enforce all rights of the bondholder, 21 including the right to require the agency to collect rates, 22 fees and other charges that are adequate to carry out any 23 agreement as to or pledge of the revenues or receipts of the 24 agency and require the agency to carry out any other 25 agreements with or for the benefit of the bondholders and to 26 perform its and their duties under this act. 27 (2) Bring suit upon the bonds. 28 (3) By action or suit in equity, require the agency to 29 account as if it were the trustee of an express trust for the 30 bondholders. 19990H0946B1055 - 20 -
1 (4) By action or suit in equity, enjoin any acts or 2 things which may be unlawful or in violation of the rights of 3 the bondholders. 4 (5) By notice in writing to the agency, declare all 5 bonds due and payable and, if all defaults shall be made 6 good, then, with the consent of the holders of 25%, or other 7 percentages as may be specified in any deed of trust 8 indenture or other agreement, of the principal amount of the 9 bonds then outstanding, to annul such declaration and its 10 consequences. 11 (c) Jurisdiction.--The court of common pleas of the county 12 shall have jurisdiction of any suit, action or proceedings by 13 the trustee on behalf of the bondholders. 14 (d) Appointment of receiver.--The trustee, when appointed or 15 acting under a deed of trust, indenture or other agreement and 16 whether or not all bonds have been declared due and payable, may 17 appoint a receiver. 18 (e) Powers and duties of receiver.--The receiver may enter 19 and take possession of the facilities of the agency or any part 20 of them, and the revenues and receipts from the facilities may 21 be used for the payment of the bonds in default. The receiver 22 may operate and maintain the facilities and collect and receive 23 all fees and other revenues arising from them in the same manner 24 as the agency might do and shall deposit these moneys in a 25 separate account and use them as the court directs. 26 (f) Compensation of trustee and receiver.--In any suit, 27 action or proceeding by the trustee, the fees, attorney fees and 28 expenses of the trustee, and of the receiver, if any, and all 29 costs and disbursements allowed by the court shall be the first 30 charge on any revenues or receipts which are or may be 19990H0946B1055 - 21 -
1 applicable to the payment of the bonds so in default. 2 (g) Powers and duties of trustee.--The trustee shall, in 3 addition to the foregoing, have and possess all of the powers 4 necessary or appropriate for the exercise of any functions 5 specifically set forth in this act or incident to the general 6 representation of the bondholders in the enforcement and 7 protection of their rights. 8 (h) Limitations.--Nothing in this act shall authorize any 9 receiver appointed under this act to dispose of any of the 10 assets of whatever kind and character belonging to the agency. 11 The receiver may only operate and maintain the facilities of the 12 agency as the court shall direct. No holder of bonds of the 13 agency nor any trustee may, at law or in equity, compel a 14 receiver to sell, assign, mortgage or otherwise dispose of any 15 assets belonging to the agency. 16 Section 13. Preservation of existing rights and remedies. 17 The taking of any action under the provisions of this act 18 shall not be construed as estopping the Commonwealth or any 19 county, municipality or aggrieved person from proceeding in 20 courts of law or equity to abate nuisances under existing law or 21 to restrain, at law or in equity, a violation of this act. 22 Section 14. Grants. 23 (a) Purpose.--The department may administer grants to 24 municipalities and counties and to assist or reimburse them for 25 costs in preparing comprehensive watershed storm water plans 26 under this act. Grants and reimbursements shall be made from and 27 to the extent of funds appropriated by the General Assembly for 28 such purposes and shall be made in accordance with rules and 29 regulations promulgated by the Environmental Quality Board. 30 (b) Amount.--A grant shall not exceed 25% of the allowable 19990H0946B1055 - 22 -
1 costs for the preparation of a comprehensive watershed storm 2 water plan by any municipality or county. The grant shall be in 3 addition to grants for similar purposes made to any municipality 4 or county by the Federal Government, but the total of both 5 Federal and State grants shall not exceed 25% of the allowable 6 costs incurred by the municipality or county. 7 Section 15. Appropriation. 8 There is hereby appropriated $1,000,000 for the fiscal year 9 1999-2000 to the Department of Environmental Protection for the 10 administrative and general expenses necessary in implementing 11 this act. 12 Section 16. Effective date. 13 This act shall take effect in 60 days. C16L27JAM/19990H0946B1055 - 23 -