PRIOR PRINTER'S NOS. 2006, 2883               PRINTER'S NO. 3571

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 1730 Session of 1993


        INTRODUCED BY PISTELLA, DALEY, GIGLIOTTI, TRELLO, CAWLEY,
           COLAIZZO, JOSEPHS, MELIO, BELFANTI AND WILLIAMS, JUNE 7, 1993

        AS AMENDED ON THIRD CONSIDERATION, HOUSE OF REPRESENTATIVES,
           APRIL 19, 1994

                                     AN ACT

     1  Amending Title 37 (Historical and Museums) of the Pennsylvania
     2     Consolidated Statutes, FURTHER PROVIDING FOR THE DEFINITION    <--
     3     OF "ARCHAEOLOGICAL FIELD INVESTIGATION"; ADDING DEFINITIONS;
     4     FURTHER PROVIDING FOR THE SPECIFIC POWERS AND DUTIES OF THE
     5     PENNSYLVANIA HISTORICAL AND MUSEUM COMMISSION; further
     6     providing for documents; establishing the Local Government
     7     Records Management Improvement Fund; and imposing an           <--
     8     additional recording fee on certain documents; AND FURTHER     <--
     9     PROVIDING FOR COOPERATION BY PUBLIC OFFICIALS WITH THE
    10     COMMISSION.

    11     The General Assembly of the Commonwealth of Pennsylvania
    12  hereby enacts as follows:
    13     Section 1.  Section 305 of Title 37 of the Pennsylvania        <--
    14  Consolidated Statutes is amending by adding a paragraph to read:
    15     SECTION 1.  THE DEFINITION OF "ARCHAEOLOGICAL FIELD            <--
    16  INVESTIGATION" IN SECTION 103 OF TITLE 37 OF THE PENNSYLVANIA
    17  CONSOLIDATED STATUTES IS AMENDED AND THE SECTION IS AMENDED BY
    18  ADDING DEFINITIONS TO READ:
    19  § 103.  DEFINITIONS.
    20     SUBJECT TO ADDITIONAL DEFINITIONS CONTAINED IN SUBSEQUENT
    21  PROVISIONS OF THIS TITLE WHICH ARE APPLICABLE TO SPECIFIC

     1  PROVISIONS OF THIS TITLE, THE FOLLOWING WORDS AND PHRASES WHEN
     2  USED IN THIS TITLE SHALL HAVE THE MEANINGS GIVEN TO THEM IN THIS
     3  SECTION UNLESS THE CONTEXT CLEARLY INDICATES OTHERWISE:
     4     "ARCHAEOLOGICAL FIELD INVESTIGATION."  [THE STUDY OF CULTURAL
     5  HISTORY AT ANY ARCHAEOLOGICAL SITE BY PROFESSIONALLY ACCEPTED
     6  MEANS OF SURVEYING, SAMPLING, EXCAVATION OR REMOVAL OF
     7  ARCHAEOLOGICAL SPECIMENS] EXTENSIVE, CONTROLLED EXCAVATION OF AN
     8  ARCHAEOLOGICAL SITE TO STUDY THE CULTURE HISTORY USING
     9  PROFESSIONALLY ACCEPTED MEANS OF SAMPLING, REMOVING AND
    10  EXCAVATING ARCHAEOLOGICAL SPECIMENS, ALSO KNOWN AS PHASE THREE
    11  ARCHAEOLOGICAL RESEARCH OR DATA RECOVERY.
    12     * * *
    13     "ARCHAEOLOGICAL SURVEY."  A VISUAL INSPECTION AND LIMITED
    14  SAMPLING AND EXCAVATION OF AN ARCHAEOLOGICAL SITE TO DETERMINE
    15  THE CHARACTERISTICS AND PHYSICAL EXTENT OF A SITE, ALSO KNOWN AS
    16  PHASE ONE OR PHASE TWO ARCHAEOLOGICAL RESEARCH.
    17     * * *
    18     "SIGNIFICANT ARCHAEOLOGICAL SITE."  AN AREA OF LAND WHICH
    19  CONTAINS EXTENSIVE EVIDENCE OF PREVIOUS PREHISTORIC OR HISTORIC
    20  HUMAN HABITATION, OR STRATIFIED DEPOSITS OF ANIMAL OR PLANT
    21  REMAINS, OR MANMADE ARTIFACTS OR HUMAN BURIALS.
    22     SECTION 2.  SECTION 302(3) OF TITLE 37 IS AMENDED TO READ:
    23  § 302.  SPECIFIC POWERS AND DUTIES.
    24     THE COMMISSION SHALL HAVE THE POWER AND DUTY TO:
    25         * * *
    26         (3)  ARCHAEOLOGICAL [AND ANTHROPOLOGICAL INVESTIGATIONS]
    27     PROGRAM.--EXAMINE, OR CAUSE TO BE EXAMINED, RESEARCH OR
    28     EXCAVATE THE OCCUPATION OR ACTIVITY SITES OR AREAS AND THE
    29     CULTURAL MATERIAL REMAINS OF NATIVE AMERICAN, COLONIAL
    30     AMERICAN AND MORE RECENT AMERICAN CULTURES IN THIS
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     1     COMMONWEALTH, UNDER THE PROFESSIONAL DIRECTION OF THE
     2     COMMISSION THROUGH THE TECHNIQUES OF ARCHAEOLOGY,
     3     ANTHROPOLOGY AND HISTORY; ACQUIRE, BY PURCHASE, GIFT OR
     4     FIELDWORK, ARCHAEOLOGICAL OR ANTHROPOLOGICAL COLLECTIONS OF
     5     OBJECTS AND DATA RELATIVE TO THE CULTURAL HISTORY OF THIS
     6     COMMONWEALTH; CONDUCT, OR CAUSE TO BE CONDUCTED,
     7     ARCHAEOLOGICAL SITE SURVEYS TO LOCATE, CATALOG, ASSESS AND
     8     PERMANENTLY RECORD THESE HISTORIC RESOURCES THROUGHOUT THIS
     9     COMMONWEALTH; MAINTAIN A CENTRAL REPOSITORY FOR MAP LOCATIONS
    10     AND WRITTEN DESCRIPTIONS OF SUCH SITES AND HISTORIC
    11     RESOURCES; CONDUCT, OR CAUSE TO BE CONDUCTED, RESEARCH UPON
    12     THE CULTURAL OBJECTS AND DATA RELATED TO THE CULTURAL HISTORY
    13     OF THIS COMMONWEALTH AND INTERPRET THE RESULTS OF THE
    14     RESEARCH IN SCIENTIFIC AND POPULAR PUBLICATIONS, EXHIBITS AND
    15     SPECIAL EDUCATIONAL PROGRAMS FOR THE PUBLIC; AND UNDERTAKE
    16     APPROPRIATE CONSERVATION, RESEARCH, RESTORATION AND STORAGE
    17     OF ALL MATERIAL ITEMS AND DATA RELATIVE TO THE CULTURAL
    18     HERITAGE OF THIS COMMONWEALTH, WHICH ACCRUE TO THE
    19     ARCHAEOLOGICAL AND ANTHROPOLOGICAL COLLECTIONS OF THE
    20     COMMISSION.
    21         * * *
    22     SECTION 3.  SECTION 305 OF TITLE 37 IS AMENDED BY ADDING A
    23  PARAGRAPH TO READ:
    24  § 305.  Documents.
    25     The commission shall have the power and duty to:
    26         * * *
    27         (7)  Local Government Records Management Improvement
    28     Fund.--Administer all moneys deposited in a nonlapsing fund
    29     to be known as the Local Government Records Management
    30     Improvement Fund created under section 308 (relating to Local
    19930H1730B3571                  - 3 -

     1     Government Records Management Improvement Fund).
     2     Section 2 4.  Title 37 is amended by adding a section to       <--
     3  read:
     4  § 308.  Local Government Records Management Improvement Fund.
     5     (a)  Creation.--There is hereby created the Local Government
     6  Records Management Improvement Fund for the deposit of the State
     7  portion of the fee authorized in subsection (e). All moneys in
     8  this fund are hereby appropriated, upon approval of the
     9  Governor, to the commission for the purposes set forth in this
    10  section.
    11     (b)  Purpose.--All moneys in this fund are to be used by the
    12  commission for the provision of archival and records management
    13  services to school districts, to municipalities other than
    14  counties and to either county offices represented on the County
    15  Records Committee or an equivalent office in a home rule charter
    16  county.
    17     (c)  Limitations on use of moneys.--Specifically, this fund
    18  shall be used to support, within the commission the following:
    19         (1)  Management and operation of a security microfilm
    20     storage program.
    21         (2)  Vital records and disaster recovery services.
    22         (3)  Educational and training seminars relating to
    23     information management.
    24         (4)  The delivery of professional and technical
    25     assistance.
    26         (5)  The preservation, reproduction and use of
    27     historically valuable local records.
    28         (6)  A records management and archives grant program.
    29         (7)  INVESTIGATION OF ALTERNATIVE RECORDS STORAGE SYSTEMS  <--
    30     EMPLOYING THE LATEST GENERATION TECHNOLOGY.
    19930H1730B3571                  - 4 -

     1     (d)  Allocation of fund.--The moneys in the fund shall be
     2  allocated as follows:
     3         (1)  To cover the administrative, equipment, personnel
     4     and other program costs required to deliver the fund services
     5     as enumerated in subsection (c).
     6         (2)  All moneys not expended for costs enumerated in
     7     paragraph (1) shall be used for the award of records
     8     management and archives grants as follows:
     9             (i)  Eighty percent county offices represented on the
    10         County Records Committee or an equivalent office in a
    11         home rule charter county.
    12             (ii)  Twenty percent to municipalities other than
    13         counties and to school districts.
    14         (3)  The commission shall promulgate rules and
    15     regulations setting forth criteria and procedures for the
    16     award of grants from fund moneys in consultation with the
    17     County Records Committee and the Local Government Records
    18     Committee.
    19     (e)  Additional recording fee.--An additional fee of $3 shall  <--
    20         (1)  EXCEPT AS OTHERWISE PROVIDED IN PARAGRAPH (2), AN     <--
    21     ADDITIONAL FEE OF $4 SHALL be charged and collected by
    22     recorders of deeds, or by their equivalent officer in a home
    23     rule charter county, for every deed, mortgage or other
    24     instrument in writing for which a recording fee is provided.
    25     Of that amount, $1 $2 shall be forwarded on a monthly basis    <--
    26     to the Department of Revenue for deposit in the fund. WHICH    <--
    27     SHALL DEPOSIT ONE-HALF INTO THE FUND AND THE OTHER HALF SHALL
    28     BE CREDITED TO THE HISTORICAL PRESERVATION FUND FOR THE
    29     SUPPORT OF AN ARCHAEOLOGICAL PROGRAM AS DESCRIBED IN SECTION
    30     302(3) (RELATING TO SPECIFIC POWERS AND DUTIES). The
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     1     remaining $2 shall be accounted for and paid to the county
     2     treasurer or to the equivalent officer in a home rule charter
     3     county. Of that $2, $1.50 shall be used by the county to
     4     support records management and archival activities and 50¢
     5     shall be used to cover costs associated with the collection
     6     and remittance of the fee and to support office records
     7     management activities in the office of the recorder of deeds
     8     or in its equivalent in a home rule charter county. The money
     9     designated for county use shall be expended in accordance
    10     with a comprehensive records management plan based on the
    11     goal of standardizing and equalizing the capabilities of all
    12     county offices consistent with their need to receive, manage
    13     and provide information to the public as efficiently as
    14     possible. The plans shall be prepared by the board of county
    15     commissioners for each county or by the equivalent office in
    16     a home rule charter county in consultation with a committee
    17     composed of all elected county officers in each county,
    18     except that in a city of the first class, the plans shall be
    19     prepared by the mayor with the approval of the city council
    20     by resolution.
    21         (2)  IN COUNTIES OF THE SECOND CLASS, AN ADDITIONAL FEE    <--
    22     OF $2 SHALL BE CHARGED AND COLLECTED BY RECORDERS OF DEEDS
    23     FOR EVERY DEED, MORTGAGE OR OTHER INSTRUMENT IN WRITING FOR
    24     WHICH A RECORDING FEE IS PROVIDED. REVENUE FROM THE FEE SHALL
    25     BE FORWARDED ON A MONTHLY BASIS TO THE DEPARTMENT OF REVENUE
    26     WHICH WILL DEPOSIT ONE-HALF IN THE LOCAL GOVERNMENT RECORDS
    27     MANAGEMENT IMPROVEMENT FUND AND THE OTHER ONE-HALF WILL BE
    28     CREDITED TO THE HISTORICAL PRESERVATION FUND FOR THE SUPPORT
    29     OF AN ARCHAEOLOGICAL PROGRAM AS DESCRIBED IN SECTION 302(3)
    30     (RELATING TO SPECIFIC POWERS AND DUTIES).
    19930H1730B3571                  - 6 -

     1     (f)  Definitions.--As used in this section, the following
     2  words and phrases shall have the meanings given to them in this
     3  subsection:
     4     "County."  Any county, including any county operating under a
     5  home rule charter or optional plan, and any city of the first
     6  class.
     7     "Recorder of deeds."  The recorder of deeds in any county, or
     8  the equivalent office in any county operating under a home rule
     9  charter or optional plan, or the equivalent office in any city
    10  of the first class.
    11     SECTION 5.  SECTION 507 OF TITLE 37 IS AMENDED TO READ:        <--
    12  § 507.  COOPERATION BY PUBLIC OFFICIALS WITH THE COMMISSION.
    13     (A)  GENERAL RULE.--COMMONWEALTH AGENCIES AND POLITICAL
    14  SUBDIVISIONS SHALL COOPERATE FULLY WITH THE COMMISSION IN THE
    15  PRESERVATION, PROTECTION AND INVESTIGATION OF ARCHAEOLOGICAL
    16  RESOURCES AND TO THAT END SHALL:
    17         [(1)  NOTIFY ALL POTENTIAL PERMITTEES, CONTRACTORS OR
    18     OTHER PERSONS WHOSE ACTIVITIES MAY AFFECT ARCHAEOLOGICAL
    19     SITES THAT THE ESTIMATED COST OF ARCHAEOLOGICAL SURVEYS OR
    20     ARCHAEOLOGICAL FIELD INVESTIGATIONS IS REQUIRED TO BE
    21     INCLUDED WITHIN THEIR BID OR APPLICATION FOR A PERMIT.
    22         (2)] (1)  NOTIFY THE COMMISSION BEFORE UNDERTAKING ANY
    23     COMMONWEALTH OR COMMONWEALTH-ASSISTED PERMITTED OR CONTRACTED
    24     PROJECTS THAT MAY AFFECT ARCHAEOLOGICAL SITES.
    25         [(3)] (2)  NOTIFY THE COMMISSION WHEN THEY BECOME AWARE
    26     OF ANY UNDERTAKING IN CONNECTION WITH ANY COMMONWEALTH OR
    27     COMMONWEALTH-ASSISTED PERMITTED OR CONTRACTED PROJECT,
    28     ACTIVITY OR PROGRAM WHICH AFFECTS OR MAY AFFECT AN
    29     ARCHAEOLOGICAL SITE, AND PROVIDE THE COMMISSION WITH
    30     INFORMATION CONCERNING THE PROJECT, PROGRAM OR ACTIVITY.
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     1     (B)  SURVEY OR INVESTIGATION BY COMMISSION.--[UPON
     2  NOTIFICATION OR DETERMINATION THAT AN ARCHAEOLOGICAL RESOURCE IS
     3  OR MAY BE ADVERSELY AFFECTED, THE COMMISSION MAY, WITHIN 60 DAYS
     4  AFTER REASONABLE NOTICE TO THE COMMONWEALTH AGENCY OR POLITICAL
     5  SUBDIVISION, CONDUCT A SURVEY OR OTHER INVESTIGATION TO RECOVER,
     6  PRESERVE OR OTHERWISE PROTECT INFORMATION FROM THE
     7  ARCHAEOLOGICAL RESOURCE, PROVIDED THAT THIS SUBSECTION SHALL NOT
     8  APPLY IF A COMMONWEALTH AGENCY OR A POLITICAL SUBDIVISION
     9  NOTIFIED THE COMMISSION IN WRITING OF THE POTENTIAL EFFECT OF A
    10  PROPOSED ACTION ON AN ARCHAEOLOGICAL RESOURCE AND THE COMMISSION
    11  DOES NOT ADVISE THAT COMMONWEALTH AGENCY OR POLITICAL
    12  SUBDIVISION WITHIN 60 DAYS THAT IT INTENDS TO CONDUCT A SURVEY
    13  OR INVESTIGATION.]
    14         (1)  UPON A DETERMINATION BY THE COMMISSION THAT A STATE-
    15     SPONSORED, FUNDED, PERMITTED OR LICENSED ACTIVITY MAY
    16     ADVERSELY EFFECT AN ARCHAEOLOGICAL SITE, THE COMMISSION MAY
    17     REQUIRE THAT AN ARCHAEOLOGICAL SURVEY BE CONDUCTED. THE
    18     SURVEY SHALL BE DETERMINED NECESSARY ONLY WHEN THE
    19     COMMISSION, BASED ON RECORDED MATERIAL EVIDENCE, DETERMINES
    20     THAT THE SITE IS A SIGNIFICANT ARCHAEOLOGICAL SITE. A WRITTEN
    21     DETERMINATION SHALL BE MADE BY THE COMMISSION WITHIN 30 DAYS
    22     OF RECEIPT OF A REQUEST FOR REVIEW.
    23         (2)  THE COMMISSION SHALL CONDUCT ARCHAEOLOGICAL SURVEYS
    24     WITHIN 90 DAYS OF THE DETERMINATION, EXCEPT THAT THE
    25     COMMISSION MAY NOTIFY THE PROJECT APPLICANT THAT AN
    26     ADDITIONAL 60 DAYS MAY BE REQUIRED WHEN THE DETERMINATION IS
    27     MADE BETWEEN THE MONTHS OF DECEMBER THROUGH MARCH.
    28         (3)  BASED ON AN ARCHAEOLOGICAL SURVEY, IN EXCEPTIONAL
    29     CIRCUMSTANCES, THE COMMISSION MAY DETERMINE THAT AN
    30     ARCHAEOLOGICAL FIELD INVESTIGATION, ALSO KNOWN AS PHASE
    19930H1730B3571                  - 8 -

     1     THREE, IS NECESSARY TO RECOVER OR PROTECT ARCHAEOLOGICAL
     2     DATA. THE ARCHAEOLOGICAL FIELD INVESTIGATION WILL BE
     3     CONDUCTED IN A TIMELY MANNER WITH CONSIDERATION FOR THE NEEDS
     4     OF THE PROJECT SPONSOR AND PROPERTY OWNER.
     5         (4)  FAILURE OF THE COMMISSION TO PROVIDE WITHIN 30 DAYS
     6     A WRITTEN DETERMINATION SHALL CONSTITUTE A FINDING THAT A
     7     SURVEY OR INVESTIGATION IS NOT NECESSARY.
     8         (5)  THE COMMISSION SHALL CONDUCT AND PAY ANY COSTS
     9     ASSOCIATED WITH AN ARCHAEOLOGICAL SURVEY OR FIELD
    10     INVESTIGATION DETERMINED NECESSARY BY THE COMMISSION UNDER
    11     THIS SECTION EXCEPT FOR THE FOLLOWING:
    12             (I)  PROJECTS OF OTHER STATE AGENCIES AND
    13         INSTRUMENTALITIES.
    14             (II)  PROJECTS ON COMMONWEALTH LANDS.
    15             (III)  PROJECTS OF PUBLICLY REGULATED UTILITIES.
    16             (IV)  ARCHAEOLOGICAL SURVEYS AND FIELD INVESTIGATIONS
    17         REQUIRED UNDER FEDERAL LAW.
    18         (6)  THE COMMISSION SHALL PAY THE LOCAL GOVERNMENT SHARE
    19     OF ANY COSTS ASSOCIATED WITH ANY ARCHAEOLOGICAL SURVEY OR
    20     FIELD INVESTIGATION CONDUCTED OR REQUIRED BY THE COMMISSION
    21     ON LOCALLY OWNED HIGHWAYS AND BRIDGE PROJECTS IN COUNTIES OF
    22     THE THIRD THROUGH EIGHTH CLASS IF THE PROJECT IS BEING
    23     UNDERTAKEN SOLELY WITH STATE OR LOCAL FUNDS.
    24         (7)  THE COMMISSION UNDER NO CIRCUMSTANCES SHALL REQUIRE
    25     OR CONDUCT AN ARCHAEOLOGICAL SURVEY ON PRIVATE PROPERTY
    26     WITHOUT THE CONSENT OF THE PROPERTY OWNER, UNLESS THE PROJECT
    27     IS STATE-PERMITTED, SPONSORED OR LICENSED OR REQUIRED UNDER
    28     FEDERAL LAW.
    29         (8)  ALL DETERMINATIONS BY THE COMMISSION UNDER THIS
    30     SECTION SHALL BE SUBJECT TO THE PROVISIONS OF TITLE 2
    19930H1730B3571                  - 9 -

     1     (RELATING TO ADMINISTRATIVE LAW AND PROCEDURE).
     2     Section 3 6.  This act shall take effect in 60 days.           <--



















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