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                                 HOUSE AMENDED
        PRIOR PRINTER'S NOS. 832, 1243, 1417,         PRINTER'S NO. 1717
        1578, 1662

THE GENERAL ASSEMBLY OF PENNSYLVANIA


SENATE BILL

No. 770 Session of 1979


        INTRODUCED BY COPPERSMITH, EARLY, MESSINGER, LINCOLN, ORLANDO,
           LYNCH, HANKINS, O'CONNELL, MANBECK, SCHAEFER, LEWIS, MELLOW,
           MURRAY, ZEMPRELLI, MOORE, HESS AND REIBMAN, MAY 22, 1979

        AS AMENDED ON THIRD CONSIDERATION, HOUSE OF REPRESENTATIVES,
           MARCH 24, 1980

                                     AN ACT

     1  Regulating the licensure and practice of optometry, making
     2     repeals and providing penalties.

     3                         TABLE OF CONTENTS
     4     Section  1.  Short title.
     5     Section  2.  Definitions.
     6     Section  3.  Powers and duties of the board.
     7     Section  4.  Requirements for examination.
     8     Section  5.  Renewal of license.
     9     Section  6.  Exemptions and exceptions.
    10     Section  7.  Refusal, revocation or suspension of license.
    11     Section  8.  Violations and penalties.
    12     Section  9.  Fees and other moneys.
    13     Section 10.  Freedom of choice.
    14     SECTION 11.  TRANSITIONAL PROVISIONS.                          <--
    15     Section 11 12.  Repeals.                                       <--

     1     Section 12 13.  Effective date.                                <--
     2     The General Assembly of the Commonwealth of Pennsylvania
     3  hereby enacts as follows:
     4  Section 1.  Short title.
     5     This act shall be known and may be cited as the "Optometric
     6  Practice and Licensure Act."
     7  Section 2.  Definitions.
     8     The following words and phrases when used in this act shall
     9  have, unless the context clearly indicates otherwise, the
    10  meanings given to them in this section:
    11     "Advisory Committee on Continuing Professional Education."
    12  An advisory committee established pursuant to section 3 to make
    13  recommendations to the board relating to continuing professional
    14  education.
    15     "Board."  The State Board of Optometrical Examiners
    16  established pursuant to section 415, act of April 9, 1929
    17  (P.L.177, No.175), known as "The Administrative Code of 1929,"
    18  or any successor board.
    19     "Examination and diagnosis."  Any examination or diagnostic
    20  means or method compatible with optometric education and
    21  professional competence. The term shall encompass the use of
    22  pharmaceutical agents for diagnostic purposes classified as
    23  miotics, mydriatics, cycloplegics, topical anesthetics and dyes
    24  when applied topically to the eye, WHICH PHARMACEUTICAL AGENTS    <--
    25  SHALL BE APPROVED BY THE SECRETARY OF HEALTH AND, subject to the
    26  rules and regulations of the board, provided however that with
    27  respect to optometrists licensed before March 1, 1974 only such
    28  optometrists who have satisfactorily completed a course in
    29  pharmacology as it applies to optometry, with particular
    30  emphasis on the topical application of diagnostic pharmaceutical
    19790S0770B1717                  - 2 -

     1  agents to the eye, approved by the board shall be permitted to
     2  use diagnostic pharmaceutical agents topically in the practice
     3  of optometry.
     4     "Optometrist."  Any person who, following formal and
     5  recognized training in the art and science of optometry has
     6  received a doctor of optometry degree from an accredited
     7  institution and is qualified to seek or has acquired a license
     8  to practice the profession of optometry. An optometrist shall be
     9  identified either by "Doctor of Optometry," "O.D.," or "Dr."
    10  followed by "Optometrist."
    11     "Practice of optometry."  The use of any and all means or
    12  methods for the examination, diagnosis and except for drugs or
    13  surgery, treatment of conditions of the human visual system and
    14  shall include the examination for, and adapting and fitting of,
    15  any and all kinds and types of lenses. WHENEVER AN OPTOMETRIST    <--
    16  DURING THE COURSE OF AN EXAMINATION OF A PERSON SHALL DETERMINE
    17  THE POSSIBILITY OF THE EXISTENCE OF A PATHOLOGICAL CONDITION,
    18  SUCH OPTOMETRIST SHALL ADVISE THE PERSON OF SUCH OPINION AND
    19  REFER SUCH PERSON TO A PHYSICIAN FOR FURTHER EVALUATION.
    20     "Treatment."  The use of any and all preventive and
    21  corrective means and methods, except for drugs or surgery, for
    22  aid to the human visual system and shall include but is not
    23  limited to the adapting and fitting of any and all kinds and
    24  types of lenses and devices and the provision of vision
    25  developmental and perceptual therapy or ocular exercise for aid
    26  to or enhancement of visual functions.
    27  Section 3.  Powers and duties of the board.
    28     (a)  The board shall have the following duties:
    29         (1)  To meet at least six times annually at a place
    30     within the Commonwealth determined by the board for the
    19790S0770B1717                  - 3 -

     1     transaction of its business.
     2         (2)  To prescribe the subjects to be tested, develop       <--
     3     AUTHORIZE written and practical portions of the examination    <--
     4     and conduct examinations of qualified applicants for
     5     licensure at least twice annually at such times and places as
     6     designated by the board.
     7         (3)  To record all licenses in its office.
     8         (4)  To grant a license to practice optometry in this
     9     Commonwealth to any applicant for licensure who has passed
    10     the prescribed examination and otherwise complied with the
    11     provisions of this act.
    12         (5)  To appoint an Advisory Committee on Continuing
    13     Professional Education which shall consist of consultants who
    14     are optometric educators and optometric practitioners to
    15     serve with the Deputy Secretary for Higher Education or his
    16     designee.
    17     (b)  The board shall have the following powers:
    18         (1)  To grant, refuse, revoke or suspend any license to
    19     practice optometry in this Commonwealth pursuant to the
    20     provisions of this act.
    21         (2)  To conduct hearings, investigations and discovery
    22     proceedings; to administer oaths or affirmations to
    23     witnesses, take testimony, issue subpoenas to compel
    24     attendance of witnesses or the production of records; to
    25     exercise all powers granted by law or regulation in
    26     accordance with the general rules of administrative practice
    27     and procedure. The board or its designated hearing examiner
    28     shall exercise the powers enumerated in this paragraph with
    29     regard to both licensed doctors of optometry and persons
    30     practicing optometry without a license.
    19790S0770B1717                  - 4 -

     1         (3)  To obtain injunctions from a court of competent
     2     jurisdiction against persons practicing optometry in
     3     violation of this act when such practice constitutes a threat
     4     to the health and welfare of the public; provided that the
     5     board or its designated hearing examiner shall conduct a
     6     hearing as otherwise required by this section within 30 days
     7     of the injunction date. The chairperson of the board shall
     8     exercise this power whenever the board is not in session.
     9         (4)  To recommend to the Commissioner of Professional and
    10     Occupational Affairs such staff as is necessary to carry out
    11     the provisions of this act.
    12         (5)  To incur expenses, retain consultants, appoint
    13     committees from its own membership and appoint advisory
    14     committees which may include nonboard members.
    15         (6)  To compensate at a rate fixed by the board,
    16     consultants and nonboard members of advisory committees.
    17         (7)  To authorize the payment of special reimbursements
    18     for the secretary of the board or any other designated member
    19     of the board for rendering special services authorized by the
    20     board.
    21         (8)  To use qualified board hearing examiners to conduct
    22     hearings and prepare adjudications for final review and
    23     approval by the board, including disciplinary sanctions.
    24     Nothing shall prohibit the board or a designated board member
    25     from conducting such hearings.
    26         (9)  To establish and administer a records system which
    27     records shall be open to public inspection during the regular
    28     business hours of the board.
    29         (10)  To hold meetings, other than required by subsection
    30     (a), for the conduct of its business upon giving public
    19790S0770B1717                  - 5 -

     1     notice of such meetings.
     2         (11)  In consultation with the Council on Optometric
     3     Education or its successor and the appropriate regional
     4     accrediting body recognized by the United States Department
     5     of Education, to approve those optometric educational
     6     institutions in the United States and Canada which are
     7     accredited for the purposes of this act.
     8         (12)  In consultation with the Advisory Committee on
     9     Continuing Professional Education, to establish and approve
    10     by rule and regulation courses of continuing professional
    11     optometric education. Only those educational programs as are
    12     available to all licensees on a reasonable nondiscriminatory
    13     fee basis shall be approved. Programs to be held within or
    14     without OUTSIDE OF the Commonwealth may receive approval. The  <--
    15     number of required hours of study may not exceed those that
    16     are available at approved courses held within the
    17     Commonwealth during the applicable license renewal period. In
    18     cases of certified illness or undue hardship, the board is
    19     empowered to waive the continuing education requirement.
    20         (13)  To certify, upon the written request of a licensee
    21     and payment of the prescribed fee, that the licensee is
    22     qualified for licensure and the practice of optometry in this
    23     Commonwealth.
    24         (14)  To promulgate all rules and regulations necessary
    25     to carry out the purposes of this act. THE PROPOSED RULES AND  <--
    26     REGULATIONS SHALL BE SUBMITTED TO THE SECRETARY OF THE SENATE
    27     AND THE CHIEF CLERK OF THE HOUSE OF REPRESENTATIVES WHO SHALL
    28     CAUSE THE RULES OR REGULATIONS TO BE PRINTED AND DISTRIBUTED
    29     AMONG ALL MEMBERS OF BOTH CHAMBERS IN THE SAME MANNER AS A
    30     REORGANIZATION PLAN. IF BOTH BODIES FAIL TO ACT WITHIN 60
    19790S0770B1717                  - 6 -

     1     DAYS OF RECEIPT OF SUCH RULES OR REGULATIONS, OR WITHIN TEN
     2     LEGISLATIVE DAYS AFTER RECEIPT, WHICHEVER SHALL LAST OCCUR,
     3     RULES OR REGULATIONS ADOPTED BY THE BOARD SHALL BE
     4     PROMULGATED PURSUANT TO THE PROVISIONS OF THE ACT OF JULY 31,
     5     1968 (P.L.769, NO.240), REFERRED TO AS THE COMMONWEALTH
     6     DOCUMENTS LAW AND 45 PA.C.S. PART II (RELATING TO PUBLICATION
     7     AND EFFECTIVENESS OF COMMONWEALTH DOCUMENTS). IF EITHER
     8     CHAMBER DISAPPROVES ANY RULE OR REGULATION, SUCH INFORMATION
     9     SHALL BE CERTIFIED BY THE SPEAKER OF THE HOUSE OF
    10     REPRESENTATIVES OR PRESIDENT PRO TEMPORE OF THE SENATE TO THE
    11     BOARD, ANY SUCH RULE OR REGULATION SHALL NOT BE PROMULGATED
    12     AS A FINAL RULE OR REGULATION.
    13         (15)  TO ADMINISTER AND ENFORCE THE LAWS OF THE
    14     COMMONWEALTH RELATING TO THOSE ACTIVITIES INVOLVING OPTOMETRY
    15     FOR WHICH LICENSING IS REQUIRED UNDER THIS ACT AND TO
    16     INSTRUCT AND REQUIRE ITS AGENTS TO BRING PROSECUTIONS FOR
    17     UNAUTHORIZED AND UNLAWFUL PRACTICE.
    18  Section 4.  Requirements for examination.
    19     (a)  A person holding a Doctor of Optometry degree from an
    20  accredited optometric educational institution in the United
    21  States or Canada, who furnishes the board with evidence that he
    22  is at least 21 years of age, has completed the educational
    23  requirements prescribed by the board AND is of good moral         <--
    24  character, is not addicted in the use of alcohol or narcotics or
    25  other habit-forming drugs and who pays the fee may apply to the
    26  board for examination for licensure.
    27     (b)  The board shall establish by rule or regulation           <--
    28  procedures for examination and all other matters related to the
    29  proficiency of applicants for licensure.
    30     (c) (B)  The board may establish further requirements to be    <--
    19790S0770B1717                  - 7 -

     1  met by optometric graduates from unaccredited schools or
     2  colleges of optometry before granting such graduates the right
     3  to take an examination.
     4     (d) (C)  An applicant who knowingly makes a false statement    <--
     5  of fact in an application for examination shall be deemed to
     6  have violated this act and shall be subject to the penalties set
     7  forth herein.
     8  Section 5.  Renewal of license.
     9     (a)  A person licensed by the board shall apply for renewal
    10  of such license by such methods as the board shall determine by
    11  regulation, provided that such renewal period shall not exceed
    12  two years.
    13     (b)  Beginning with the year 1982 license shall not be
    14  renewed by the board unless the optometrist applying for renewal
    15  submits proof to the board that during the two calendar years
    16  immediately preceding his application he has satisfactorily
    17  completed a minimum of 24 hours of continuing professional
    18  optometric education approved by the board.
    19  Section 6.  Exemptions and exceptions.
    20     (a)  The licensure requirements of this act shall not apply
    21  to optometry officers in the medical service of the armed forces  <--
    22  TO:                                                               <--
    23         (1)  OPTOMETRY OFFICERS IN THE MEDICAL SERVICE OF THE
    24     ARMED FORCES of the United States, the United States Public
    25     Health Service, the Veterans' Administration or optometrists
    26     employed in Federal service, while in discharge of their
    27     official duties; OR                                            <--
    28         (2)  PERSONS SELLING SPECTACLES AND EYEGLASSES BUT WHO DO
    29     NOT ASSUME, DIRECTLY OR INDIRECTLY, TO ADAPT THEM TO THE EYE,
    30     OR TO PRACTICE OR PROFESS TO PRACTICE OPTOMETRY.
    19790S0770B1717                  - 8 -

     1     (b)  The board shall permit externs, who are fourth year
     2  optometric students, to perform procedures and tests for the
     3  sole purpose of instruction and experience under the direct
     4  supervision and control of an optometrist licensed in this
     5  Commonwealth. Nothing contained in this act shall be construed
     6  to entitle an extern to practice optometry.
     7     (c)  The board may, upon written application and payment of
     8  the regular examination fee, issue a license without an
     9  examination, other than clinical, to any applicant who:
    10         (1)  Is IS at least 21 years of age; AND                   <--
    11         (2)  Has (I)  HAS passed a standard examination in         <--
    12         optometry in any other state or all parts of the
    13         examination given by the National Board of Examiners in
    14         Optometry, provided that the standards of the other state
    15         or the National Board are, in the opinion of the board,    <--
    16         equal to OR EXCEED the standards of this Commonwealth; OR  <--
    17         (3)  Is (II)  IS licensed in another state and has         <--
    18         practiced in that state for a minimum of five FOUR years   <--
    19         immediately preceding application.
    20     (d)  Nothing in this section shall prohibit the board from
    21  imposing additional UNIFORM educational requirements as a         <--
    22  requisite for licensure.
    23     (e)  Nothing in this act shall prohibit the sale, duplication
    24  and reproduction or dispensing of frames, lenses, spectacles or
    25  eyeglasses and related optical appurtenances by any person
    26  provided that no such person shall change or modify an original
    27  lens power except on a signed written order of a licensed doctor
    28  of optometry or licensed physician and surgeon.
    29     (f)  The provisions of this act shall not apply to physicians
    30  licensed under the laws of this Commonwealth.
    19790S0770B1717                  - 9 -

     1  Section 7.  Refusal, revocation or suspension of license.
     2     (a)  The board shall have the power to refuse, revoke or
     3  suspend a license to practice optometry in this Commonwealth
     4  for:
     5         (1)  Failure of an applicant for licensure to demonstrate
     6     the necessary qualifications as provided in this act or the
     7     rules and regulations of the board.
     8         (2)  Failure to permanently display in any location in
     9     which he practices a license or a certified copy of a license
    10     issued by the board.
    11         (3)  Use of deceit or fraud in obtaining a license or in
    12     the practice of optometry.
    13         (4)  Making misleading, deceptive, untrue or fraudulent
    14     representations or advertisements in the practice of
    15     optometry.
    16         (5)  Conviction of a felony or a crime involving moral
    17     turpitude. Conviction shall include a finding or verdict of
    18     guilt, an admission of guilt or a plea of non NOLO             <--
    19     contendere.
    20         (6)  Revocation, suspension or refusal to grant a license
    21     to practice optometry, or imposition of other disciplinary
    22     action, by the proper licensing authority of another state,
    23     territory or country.
    24         (7)  Inability to practice optometry with reasonable
    25     skill and safety to patients by reason of incompetence,
    26     illness, drunkenness, excessive use of drugs, narcotics,
    27     chemicals or other type of material, or as a result of any
    28     mental or physical condition.
    29         (8)  Violation of a regulation promulgated or order
    30     issued by the board in a previous disciplinary proceeding
    19790S0770B1717                 - 10 -

     1     against that licensee or applicant for licensure.
     2         (9)  Knowingly aiding, assisting, procuring or advising
     3     an unlicensed person, or person who is in violation of this
     4     act, or the rules and regulations of the board, to practice
     5     optometry.
     6         (10)  Being guilty of immoral or unprofessional conduct.
     7     Unprofessional conduct shall include any departure from, or
     8     failure to conform to, the acceptable and prevailing
     9     standards of optometric practice in rendering professional
    10     service to a patient. Actual injury to a patient need not be
    11     established.
    12     (b)  When the board finds that the license of a person may be
    13  refused, revoked or suspended the board may:
    14         (1)  Refuse, revoke or suspend a license.
    15         (2)  Administer a public or private reprimand.
    16         (3)  Limit or otherwise restrict the licensee's practice
    17     under this act.
    18         (4)  Suspend any enforcement under this subsection and
    19     place an optometrist on probation, with the right to vacate
    20     the probationary order and impose the enforcement.
    21     (c)  A person affected by any action of the board under this
    22  section shall be afforded an opportunity to demonstrate that he
    23  is no longer in violation of this section.
    24     (d)  A person may complain of a violation of the provisions
    25  of this act or the rules and regulations of the board by filing
    26  a written complaint with the secretary of the board. The board
    27  shall decide either to dismiss the case, issue an injunction, or
    28  hold a hearing in accordance with the general rules of
    29  administrative practice and procedure. If the person filing the
    30  complaint is a member of the board, he shall disqualify himself
    19790S0770B1717                 - 11 -

     1  from participating as a member of the board in all procedures
     2  related to the complaint which he filed.
     3     (e)  Actions of the board shall be taken subject to the right
     4  of notice, hearing, adjudication and appeal accorded by law.
     5  Section 8.  Violations and penalties.
     6     (a) (1)  It is unlawful for any person in the Commonwealth to
     7     engage in the practice of optometry or pretend to have a
     8     knowledge of any branch or branches of the practice of
     9     optometry or to hold himself forth as a practitioner of
    10     optometry, unless he has fulfilled the requirements of this
    11     act and received a license to practice optometry in this
    12     Commonwealth.
    13         (2)  A person found to be guilty CONVICTED of practicing   <--
    14     optometry without a license as a result of court action or as  <--
    15     a result of board action shall be guilty of a misdemeanor and
    16     shall, on first offense, be subject to a fine of not more
    17     than $1,000 or imprisonment of not more than six months, or
    18     both. Conviction on each additional offense shall result in a
    19     fine of not less than $2,000 and imprisonment of not less
    20     than six months or more than one year.
    21     (b)  A person convicted of violating a provision of this act,
    22  other than of subsection (a), is guilty of a summary offense and
    23  shall be fined not more than $500.
    24  Section 9.  Fees and other moneys.
    25     (a)  The board shall have the power to fix or change fees for
    26  examination, biennial and late biennial license renewal,          <--
    27  verification of licensure or grades to other jurisdictions,
    28  initial and renewal certified copies of licenses, and biennial
    29  renewal of branch offices.
    30     (b)  Moneys collected under the provisions of this act shall
    19790S0770B1717                 - 12 -

     1  be paid into a designated account and disbursed according to
     2  law.
     3  Section 10.  Freedom of choice.
     4     Any State or municipal board, commission, department,
     5  institution, agency or bureau including public schools,
     6  expending public money for any purpose involving eye care which
     7  is within the scope of the practice of optometry shall not deny
     8  the recipients or beneficiaries the freedom to choose an
     9  optometrist or a physician and shall make the same reimbursement
    10  whether the service is provided by an optometrist or a
    11  physician: PROVIDED, THAT WHENEVER PROGRAMS, POLICIES, PLANS OR   <--
    12  CONTRACTS WHICH PAY ON THE BASIS OF USUAL, CUSTOMARY AND
    13  REASONABLE CHARGES OR ON SOME SIMILAR BASIS ARE USED, ONLY THE
    14  METHOD OF DETERMINING THE AMOUNT OF REIMBURSEMENT SHALL BE THE
    15  SAME.
    16  SECTION 11.  TRANSITIONAL PROVISIONS.
    17     (A)  NOTWITHSTANDING ITS REPEAL PURSUANT TO SECTION 12(A),
    18  ALL VALID LICENSES ISSUED PRIOR TO THE EFFECTIVE DATE OF THIS
    19  ACT UNDER THE PROVISIONS OF THE ACT OF MARCH 30, 1917 (P.L.21,
    20  NO.10), REFERRED TO AS THE OPTOMETRY PRACTICE LAW SHALL CONTINUE
    21  WITH FULL FORCE AND VALIDITY DURING THE PERIOD FOR WHICH ISSUED.
    22  FOR THE SUBSEQUENT LICENSE PERIOD, AND EACH LICENSE PERIOD
    23  THEREAFTER, THE BOARD SHALL RENEW SUCH LICENSES WITHOUT
    24  REQUIRING ANY LICENSE EXAMINATION TO BE TAKEN. HOWEVER,
    25  APPLICANTS FOR RENEWAL OR HOLDERS OF SUCH LICENSES SHALL BE
    26  SUBJECT TO ALL OTHER PROVISIONS OF THIS ACT.
    27     (B)  ALL PROCEEDINGS IN PROGRESS ON THE EFFECTIVE DATE OF
    28  THIS ACT SHALL CONTINUE TO PROCEED UNDER THE FORMER TERMS OF THE
    29  ACT UNDER WHICH THEY WERE ORIGINALLY BROUGHT.
    30     (C)  ALL OFFENSES ALLEGED TO HAVE OCCURRED PRIOR TO THE
    19790S0770B1717                 - 13 -

     1  EFFECTIVE DATE OF THIS ACT SHALL BE PROCESSED UNDER THE FORMER
     2  OPTOMETRY PRACTICE LAW.
     3  Section 11 12.  Repeals.                                          <--
     4     (a)  The act of March 30, 1917 (P.L.21, No.10), entitled "An
     5  act defining optometry; and relating to the right to practice
     6  optometry in the Commonwealth of Pennsylvania, and making
     7  certain exceptions; and providing a Board of Optometrical
     8  Education, Examination, and Licensure, and means and methods
     9  whereby the right to practice optometry may be obtained; and
    10  providing for the means to carry out the provisions of this act;
    11  and providing for revocation or suspension of licenses given by
    12  said board, and providing penalties for violations thereof; and
    13  repealing all acts or parts of acts inconsistent therewith," is
    14  repealed.
    15     (b)  All acts or parts of acts are repealed which are
    16  inconsistent herewith.
    17  Section 12 13.  Effective date.                                   <--
    18     This act shall take effect in 60 days.








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