PRINTER'S NO. 3217

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 2477 Session of 1978


        INTRODUCED BY BENNETT, IRVIS, KLINGAMAN, W. D. HUTCHINSON,
           WHITE, ENGLEHART, McINTYRE, SCANLON, CIANCIULLI AND OLIVER,
           MAY 23, 1978

        REFERRED TO COMMITTEE ON PROFESSIONAL LICENSURE, MAY 23, 1978

                                     AN ACT

     1  Defining optometry; relating to the right to practice optometry
     2     in the Commonwealth of Pennsylvania; making certain
     3     exceptions; granting the board certain powers and duties;
     4     providing for the means to carry out the provisions of this
     5     act; providing penalties for violations thereof; and
     6     repealing certain acts.

     7                         TABLE OF CONTENTS
     8     Section  1.  Short title.
     9     Section  2.  Learned health care profession.
    10     Section  3.  Definitions.
    11     Section  4.  Powers and duties of the board.
    12     Section  5.  Requirements for examination.
    13     Section  6.  Renewal of license.
    14     Section  7.  Exemptions and exceptions.
    15     Section  8.  Refusal, revocation or suspension of license.
    16     Section  9.  Violations and penalties.
    17     Section 10.  Fees and other moneys.
    18     Section 11.  Provision of services and reimbursement.
    19     Section 12.  Repeals.


     1     Section 13.  Effective date.
     2     The General Assembly of the Commonwealth of Pennsylvania
     3  hereby enacts as follows:
     4  Section 1.  Short title.
     5     This act shall be known and may be cited as the "Optometric
     6  Practice and Licensure Act."
     7  Section 2.  Learned health care profession.
     8     The practice of optometry is declared to be a learned health
     9  care profession and healing art entitled to the same rights and
    10  privileges which are attached to and devolve upon other learned
    11  professions in this Commonwealth.
    12  Section 3.  Definitions.
    13     The following words and phrases when used in this act shall
    14  have, unless the context clearly indicates otherwise, the
    15  meanings given to them in this section:
    16     "Board."  The State Board of Optometrical Examiners
    17  established pursuant to section 415, act of April 9, 1929
    18  (P.L.177, No.175), known as "The Administrative Code of 1929,"
    19  or any successor board.
    20     "Advisory Committee on Continuing Professional Education."
    21  An advisory committee established by section 4 to make
    22  recommendations to the board relating to continuing professional
    23  education.
    24     "Examination and diagnosis."  Any examination or diagnostic
    25  means or method, except surgery, compatible with optometric
    26  education and professional competence. The term shall encompass
    27  the use of diagnostic pharmaceutical agents classified as
    28  miotics, mydriatics, cycloplegics, topical anesthetics and dyes
    29  when applied topically to the eye, subject to the rules and
    30  regulations of the board, provided however that with respect to
    19780H2477B3217                  - 2 -

     1  optometrists licensed before March 1, 1974 only such
     2  optometrists who have satisfactorily completed a course in
     3  pharmacology as it applies to optometry, with particular
     4  emphasis on the topical application of diagnostic pharmaceutical
     5  agents to the eye, approved by the board shall be permitted to
     6  use diagnostic pharmaceutical agents topically in the practice
     7  of optometry.
     8     "Treatment."  The use of any and all preventive and
     9  corrective means and methods, except for drugs or surgery for
    10  aid to the human visual system and shall include the adapting,
    11  fitting or duplicating of any and all kinds of lenses and
    12  devices, contact lenses and prosthetic devices, and vision
    13  development and perceptual therapy or ocular exercise for aid to
    14  or enhancement of visual function.
    15     "Practice of optometry."  The use of any and all means or
    16  methods except surgery for the examination and diagnosis of the
    17  human visual system, and except for drugs and surgery the
    18  treatment of the human visual system.
    19     "Optometrists."  Any person who, following formal and
    20  recognized training in the art and science of optometry has
    21  received a doctor of optometry degree from an accredited
    22  institution and is qualified to seek or has acquired a license
    23  to practice the primary care professions of optometry. An
    24  optometrist shall be identified either by "Doctor of Optometry"
    25  or "Dr." followed by "Optometrists."
    26  Section 4.  Powers and duties of the board.
    27     (a)  The board shall have the following duties:
    28         (1)  To meet at least six times annually at a place
    29     within the Commonwealth determined by the board for the
    30     transaction of its business.
    19780H2477B3217                  - 3 -

     1         (2)  To conduct at least two examinations annually for
     2     applicants for licensure to be held at such times and places
     3     as designated by the board.
     4         (3)  To record in the office of the board all licenses.
     5         (4)  To grant a license to practice optometry in this
     6     Commonwealth to any applicant for licensure who has passed
     7     the examination and otherwise complied with the provisions of
     8     this act.
     9         (5)  To provide, upon request, a certified copy or copies
    10     of any optometric license granted by the board.
    11         (6)  To appoint an Advisory Committee on Continuing
    12     Professional Education which shall consist of the Deputy
    13     Secretary of Higher Education or his designee and consultants
    14     who are optometric educators and optometric practitioners.
    15     (b)  The board shall have the following powers:
    16         (1)  To grant, refuse, revoke or suspend any license to
    17     practice optometry in this Commonwealth pursuant to the
    18     provisions of this act.
    19         (2)  To conduct investigations, discovery proceedings and
    20     hearings, to administer oaths or affirmations to witnesses,
    21     take testimony, issue subpoenas to compel attendance of
    22     witnesses or produce records and to exercise any and all
    23     powers granted by law or regulation governing administrative
    24     agency procedures. The board may authorize any member or
    25     members to exercise these powers.
    26         (3)  To employ, appoint or recommend for appointment such
    27     staff as is necessary to carry out the provisions of this
    28     act.
    29         (4)  To incur expenses, retain consultants, appoint
    30     committees from its own membership and appoint advisory
    19780H2477B3217                  - 4 -

     1     committees which may include nonboard members.
     2         (5)  To compensate at a rate fixed by the board, but not
     3     to exceed ($75 per diem or $1,000 annually) consultants and
     4     nonboard members of advisory committees.
     5         (6)  To authorize the payment of special reimbursements
     6     for the secretary of the board or any other designated member
     7     of the board for rendering special services authorized by the
     8     board.
     9         (7)  To adopt a seal which shall authenticate all board
    10     proceedings and records and shall be received as evidence in
    11     all courts of this Commonwealth.
    12         (8)  To establish and administer a records system which
    13     records shall be open to public inspection during the regular
    14     business hours of the board.
    15         (9)  To hold meetings, other than required by subsection
    16     (a), for the conduct of its business upon giving public
    17     notice of such meetings.
    18         (10)  In consultation with the Council on Optometric
    19     Education or its successor and the appropriate regional
    20     accrediting body recognized by the United States Office of
    21     Education, to approve those optometric educational
    22     institutions in the United States and Canada which are
    23     accredited for the purposes of this act.
    24         (11)  In consultation with the Advisory Committee on
    25     Continuing Professional Education, to establish and approve
    26     by rule and regulation courses of continuing professional
    27     optometric education.
    28         (12)  To certify, upon the written request of a licensee
    29     and payment of the prescribed fee, that the licensee is
    30     qualified for licensure and the practice of optometry in this
    19780H2477B3217                  - 5 -

     1     Commonwealth.
     2         (13)  To promulgate and to adopt all rules and
     3     regulations necessary to carry out the purposes of this act.
     4  Section 5.  Requirements for examination.
     5     (a)  Any person who holds a Doctor of Optometry degree from
     6  an accredited optometric educational institution in the United
     7  States or Canada, who furnishes the board with evidence that the
     8  applicant is at least 21 years of age, has completed the
     9  educational requirements prescribed by the board, is of good
    10  moral character, is not addicted in the use of alcohol or
    11  narcotics or other habit-forming drugs and who pays any
    12  applicable fee may apply to the board for examination for
    13  licensure.
    14     (b)  The board shall establish by rule or regulation
    15  procedures for examination and all other matters related to the
    16  proficiency of applicants for licensure.
    17     (c)  The board, in addition to the requirements of subsection
    18  (a) without regard to the question of accreditation and
    19  subsection (b), may establish further requirements to be met by
    20  foreign optometric graduates before granting such graduates the
    21  right to take an examination.
    22     (d)  Any applicant who knowingly makes a false statement of
    23  fact in an application for examination shall be deemed to have
    24  violated this act and shall be subject to the penalties set
    25  forth in section 9(b).
    26  Section 6.  Renewal of license.
    27     (a)  Every person licensed by the board shall apply for
    28  renewal of that license biennially or as otherwise provided by
    29  law. The procedures for license renewal shall be established by
    30  the board.
    19780H2477B3217                  - 6 -

     1     (b)  No license shall be renewed by the board unless the
     2  optometrist applying for renewal submits proof to the board that
     3  during the two calendar years immediately preceding his
     4  application he has satisfactorily completed a minimum of 24
     5  hours of continuing professional optometric education approved
     6  by the board.
     7  Section 7.  Exemptions and exceptions.
     8     (a)  The licensure requirements of this act shall not apply
     9  to optometry officers in the medical service of the armed forces
    10  of the United States, the United States Public Health Service,
    11  the Veterans' Administration or optometrists employed in Federal
    12  service, while in discharge of their official duties.
    13     (b)  The board may permit externs and preceptees to practice
    14  optometry in this Commonwealth under the direct supervision and
    15  control of an optometrist licensed in this Commonwealth.
    16     (c)  The board may, upon written application and payment of
    17  the regular examination fee, issue a license without an
    18  examination, other than clinical, to any applicant who:
    19         (1)  Is at least 21 years of age.
    20         (2)  Has passed a standard examination in optometry in
    21     any other state or all parts of the examination given by the
    22     National Board of Examiners in Optometry, provided that the
    23     standards of the other state or the national board are, in
    24     the opinion of the board, equal to the standards of this
    25     Commonwealth.
    26         (3)  In the case of an applicant licensed in another
    27     state, the applicant has practiced in the state in which he
    28     is presently licensed for a minimum of five years immediately
    29     preceding application.
    30     (d)  Nothing in this section shall prohibit the board from
    19780H2477B3217                  - 7 -

     1  imposing additional educational requirements as a requisite for
     2  licensure.
     3     (e)  The provisions of this act shall not apply to physicians
     4  licensed under the laws of this Commonwealth.
     5  Section 8.  Refusal, revocation or suspension of license.
     6     (a)  The board shall have the power to refuse, revoke or
     7  suspend a license to practice optometry in this Commonwealth
     8  for:
     9         (1)  Failure of an applicant for licensure to demonstrate
    10     the necessary qualifications as provided in this act or the
    11     rules and regulations of the board.
    12         (2)  Failure to permanently display in any location in
    13     which he practices a license or a certified copy of a license
    14     issued by the board.
    15         (3)  Practice of deceit or fraud in obtaining a license
    16     to practice optometry.
    17         (4)  Making misleading, deceptive, untrue or fraudulent
    18     representations or advertisements in the practice of
    19     optometry.
    20         (5)  Conviction of a felony or a crime involving moral
    21     turpitude. Conviction shall include a finding or verdict of
    22     guilt, an admission of guilt or a plea of nolo contendere.
    23         (6)  Revocation, suspension or refusal to grant a license
    24     to practice optometry, or imposition of other disciplinary
    25     action, by the proper licensing authority of another state,
    26     territory or country.
    27         (7)  Inability to practice optometry with reasonable
    28     skill and safety to patients by reason of illness,
    29     drunkenness, excessive use of drugs, narcotics, chemicals or
    30     other type of material or as a result of any mental or
    19780H2477B3217                  - 8 -

     1     physical condition.
     2         (8)  Violation of a regulation or order promulgated by
     3     the board in a previous disciplinary proceeding for that
     4     licensee or applicant for license.
     5         (9)  Knowingly aiding, assisting, procuring or advising
     6     an unlicensed person, or person who is in violation of this
     7     act or the rules and regulations of the board, to practice
     8     optometry.
     9         (10)  Being guilty of immoral or unprofessional conduct.
    10     Unprofessional conduct shall include any departure from, or
    11     failure to conform to, the acceptable and prevailing
    12     standards of optometric practice in rendering professional
    13     service to a patient. Actual injury to a patient need not be
    14     established.
    15     (b)  When the board finds that the license of any person may
    16  be refused, revoked or suspended under the terms of subsection
    17  (a), the board may:
    18         (1)  Refuse, revoke or suspend a license.
    19         (2)  Administer a public or private reprimand.
    20         (3)  Limit or otherwise restrict the licensees practice
    21     under this act.
    22         (4)  Suspend any enforcement under this subsection and
    23     place an optometrist on probation, with the right to vacate
    24     the probationary order and impose the enforcement.
    25     (c)  Any person affected by any action of the board under
    26  this section shall be afforded an opportunity to demonstrate
    27  that he is no longer in violation of this section.
    28     (d)  Any person may make a complaint of violation of the
    29  provisions of this act or the rules and regulations of the board
    30  by filing a written statement under oath with the secretary of
    19780H2477B3217                  - 9 -

     1  the board. The board shall make a preliminary investigation into
     2  each complaint, after which, if the board is satisfied that the
     3  complaint is not frivolous, the board shall hear the complaint
     4  under the rules or procedures to be established by the board. A
     5  record of such hearing, and any findings, shall be kept and
     6  shall be open to public inspection. If the person filing the
     7  complaint is a member of the board, he shall disqualify himself
     8  from participating as a member of the board in all proceedings
     9  related to the complaint which he filed.
    10     (e)  All actions of the board shall be taken subject to the
    11  right of notice, hearing, adjudication and appeal accorded by
    12  law.
    13  Section 9.  Violations and penalties.
    14     (a)  (1)  It is unlawful for any person in the Commonwealth
    15     to practice optometry or pretend to have a knowledge of any
    16     branch or branches of optometry or to hold himself forth as a
    17     practitioner of optometry, unless he has fulfilled the
    18     requirements of this act and received a license to practice
    19     optometry in this Commonwealth.
    20         (2)  Any person convicted of practicing optometry without
    21     a license shall be guilty of a misdemeanor and shall, on
    22     first offense, be subject to a fine of not more than $1,000
    23     or imprisonment for not more than six months, or both.
    24     Conviction on each additional offense shall result in a fine
    25     of not less than $2,000 and imprisonment of not less than six
    26     months or more than one year.
    27     (b)  Any person convicted of violating any of the provisions
    28  of this act, other than of subsection (a), is guilty of a
    29  summary offense and shall be fined not more than $500.
    30  Section 10.  Fees and other moneys.
    19780H2477B3217                 - 10 -

     1     (a)  The board shall have the power to fix or change fees for
     2  examination, biennial and late biennial license renewal,
     3  verification of licensure or grades to other jurisdictions,
     4  initial and renewal certified copies of licenses.
     5     (b)  All moneys collected under the provisions of this act
     6  shall be paid into a designated account and disbursed according
     7  to law.
     8  Section 11.  Provision of services and reimbursement.
     9     Any State or municipal board, commission, department,
    10  institution, agency or bureau, including public schools,
    11  expending public money for any purpose involving eye care; as
    12  well as any policy of insurance, self-insured sickness, health
    13  and/or welfare plan, providing benefits or medical or health
    14  service contract providing for payment or reimbursement for any
    15  eye care service, shall grant the recipients or beneficiaries
    16  the freedom to choose a duly licensed optometrist or a duly
    17  licensed physician as the provider of eye care which is within
    18  the scope of the practice of optometry as defined in this act;
    19  and, shall pay for such eye care the same payment or
    20  reimbursement whether the care is provided by a duly licensed
    21  physician or by a duly licensed optometrist. Whenever programs,
    22  policies, plans or contracts which pay on the basis of usual,
    23  customary and reasonable charges or on some similar basis are
    24  used, only that method of determining the amount of
    25  reimbursement shall be utilized.
    26  Section 12.  Repeals.
    27     (a)  The act of March 30, 1917 (P.L.21, No.10), referred to
    28  as the Optometry Practice Law, is repealed.
    29     (b)  The act of April 23, 1923 (P.L.81, No.56), entitled "An
    30  act to empower and authorize any school or college or
    19780H2477B3217                 - 11 -

     1  institution of optometry, incorporated under the laws of
     2  Pennsylvania, organized, operated and conducted not for profit,
     3  which has a prescribed course of study, to confer and degree
     4  certifying to the completion of such prescribed courts of
     5  study," is repealed.
     6     (c)  Any acts or part of acts inconsistent with the
     7  provisions of this act are repealed to the extent of the
     8  inconsistency.
     9  Section 13.  Effective date.
    10     This act shall take effect in 60 days.














    E22L31RZ/19780H2477B3217        - 12 -